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Principal Financial Group EVP-Chief Information Officer Kathleen B. Kay received a stock-based award in company shares. On June 26, 2026, she acquired 398 shares of Common Stock at a price of $0.00 per share, characterized as a grant or award acquisition.
A footnote describes this as a grant of restricted stock units, meaning the award is compensation rather than an open-market purchase. After this transaction, she directly owned 44,300 shares of Principal Financial Group common stock, reflecting her equity stake following the grant.
Principal Financial Group executive Amy Christine Friedrich, President – Benefits & Protect, received an award of 599 shares of Common Stock, reported as a grant of restricted stock units. This is a compensation-related acquisition, not an open-market purchase.
After this grant, she directly owns 108,863 shares of Common Stock and indirectly holds 4,142 shares through a 401(k) plan.
Principal Financial Group executive receives equity grant. President – Asia & Middle East Wee Yee Cheong was granted 368 shares of Principal Financial Group common stock as a compensation-related award at a stated price of $0.00 per share. Following this grant, Cheong directly holds 66,819 common shares, which include 1,771 shares previously acquired through the company’s Employee Stock Purchase Plan. This is a routine share-based compensation grant rather than an open-market purchase or sale.
Agrawal Vivek reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group EVP & Chief Growth Officer Vivek Agrawal received an equity grant of 234 shares of Common Stock. The award was reported at a price of $0.00 per share and is described in the footnotes as a grant of restricted stock units. Following this compensation-related grant, Agrawal directly holds 46,536 shares of Principal Financial Group common stock.
STRABLE-SOETHOUT DEANNA D reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group Chair, President and CEO Deanna D. Strable-Soethout reported compensation-related stock awards rather than market purchases. On June 26, 2026, she received 612 shares of Common Stock as a direct grant, at a stated price of $0.00 per share, described as a grant of restricted stock units.
On the same date, an additional 44 shares of Common Stock, also from a grant of restricted stock units, were reported as indirectly owned through her spouse. After these awards, her reported holdings increased to 173,867 directly held shares and 53,542 shares held indirectly by her spouse, highlighting that the filing reflects routine equity compensation grants, not open‑market trading.
Principal Financial Group EVP and Chief Risk Officer Kenneth A. McCullum received an equity grant tied to company stock. On the reported date, he was awarded 73 shares of Common Stock at a stated price of $0.0000 per share, described in a footnote as a grant of restricted stock units. Following this grant, his directly held position increased to 41,070 shares, which includes 30 shares previously acquired through the Principal Financial Group, Inc. Employee Stock Purchase Plan. This filing reflects a routine compensation-related award rather than an open-market purchase or sale.
Principal Financial Group’s Chair, President and CEO Deanna Strable-Soethout reported a mix of stock option exercises, share grants, and share dispositions involving Common Stock on June 11–12, 2026.
She exercised options covering 16,825 and 13,883 shares at an exercise price of $62.78 per share, converting derivative awards into common shares. She also received multiple share grants, including 16,825, 13,883 and 2,942 shares, as compensation-related acquisitions.
On the same dates, she disposed of 19,767 shares at $110.06, 26,445 shares at $110.48, and 4,263 shares at $111.25 per share in transactions classified as “Disposition to issuer.” After these transactions, she directly held 173,255 common shares, with an additional 53,498 shares held indirectly by her spouse.
Deanna Strable‑Soethout reports proposed sale of 30,708 shares of Common Stock on 06/12/2026. The sale is described as an exercise of stock options with cash consideration.
The filing also records prior 10b5-1 transactions: 19,767 shares sold on 06/11/2026 for $2,175,556.02. The notice lists Morgan Stanley Smith Barney LLC as broker/dealer information.
Principal Financial Group EVP and General Counsel Timothy W. Brown received an equity grant of 22,279 common-share-based restricted stock units. The Form 4 reports an acquisition of 22,279 units at a stated price of $0.00 per share, reflecting compensation rather than an open-market purchase. Following the award, Brown directly holds 22,279 common shares reported in this filing.