Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
Principal Financial Group Inc. (PFG) Chair, President and CEO Deanna D. Strable-Soethout had awards of 593 restricted stock units held directly and 42 held indirectly by her spouse reported on September 25, 2026. Following the awards, her reported direct holdings were 174,460 shares, and her spouse's reported indirect holdings were 53,584 shares.
PRINCIPAL FINANCIAL GROUP, INC. (PFG) entered into an Amended and Restated Five-Year Credit Facility with a bank syndicate led by Wells Fargo Bank, N.A., refinancing its prior revolving credit facility. The unsecured facility permits borrowings of up to $900 million, with the amount available eligible to be increased to a maximum of $1.3 billion, subject to specified conditions including the absence of an Event of Default. The facility has a commitment termination date of September 9, 2031, with up to two 1-year extensions, and there are currently no borrowings outstanding. The agreement revises the commitment fee and margin pricing grid, removes the prior Term SOFR credit spread adjustment, and adds operational flexibility under certain covenants. Key financial covenants require the borrower to maintain minimum Statutory Surplus of $2,885,208,297 and for the company’s Total Debt to Total Capital ratio not to exceed 35%.
PRINCIPAL FINANCIAL GROUP INC (PFG) reported insider activity by Chair, President and CEO Deanna D. Strable-Soethout on September 3, 2026. She exercised stock options relating to a total of 55,140 shares of common stock at an exercise price of $63.98 per share, in three equal tranches linked to option grants from 2019, 2020, and 2021 that all expire on February 26, 2028.
On the same date she acquired 55,140 shares of common stock and disposed of 55,140 shares back to the issuer at a weighted average price of $120.5992 per share, with individual sales prices ranging from $120.05 to $121.11. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024, indicating the transactions followed a pre-established schedule.
PRINCIPAL FINANCIAL GROUP, INC. (PFG) officer Deanna Strable-Soethout filed a notice of proposed sale under Rule 144 for 55,140 shares of Common Stock, with a stated aggregate market value of $6,137,633.40, as of September 3, 2026, with Morgan Stanley Smith Barney LLC as broker.
The shares are to be sold on September 3, 2026 in connection with an exercise of stock options for cash. The filing also lists prior Rule 10b5-1 sales in the past three months totaling 49,475 shares on June 11 and June 12, 2026, for aggregate proceeds of $5,571,483.11.
Principal Financial Group Inc. officer Amy Christine Friedrich, President & Benefits & Protect, reported multiple equity transactions on 2026-08-07. She exercised three Employee Stock Options to acquire an aggregate of 35,680 shares of common stock at an exercise price of $63.98 per share. On the same date, 35,680 common shares were disposed of at a weighted average price of $113.80 per share in multiple trades within a $113.00–$114.60 range, executed pursuant to a Rule 10b5-1 trading plan adopted on 05/08/2026.
Principal Financial Group Inc., as an institutional investment manager, filed a Form 13F combination report for its equity holdings. The report indicates 4,413 reportable positions with an aggregate reported value of $203,639,295,722, rounded to the nearest dollar.
The filing covers holdings managed directly by Principal and by five other included managers, including Principal Global Investors and Principal Real Estate Investors LLC. Additional portions of the holdings are reported by other managers such as Spectrum Asset Management, Inc. and Principal Securities, Inc.
Principal Financial Group, Inc. reported total assets of $352,752.3 million as of June 30, 2026, up from $341,376.5 million, including investments of $113,001.6 million and separate account assets of $202,396.0 million. Total liabilities were $339,862.8 million and stockholders’ equity was $12,177.8 million.
For Q2 2026, total revenues were $3,905.8 million and net income attributable to Principal Financial Group, Inc. was $403.4 million, or diluted EPS of $1.84. For the first six months of 2026, net income attributable to the company increased to $828.0 million with diluted EPS of $3.77. Net cash provided by operating activities was $2,264.5 million, while the company repurchased $488.2 million of common stock and paid $350.0 million in common dividends in the first half of 2026.
Principal Financial Group reported second quarter 2026 results and announced it is raising its third‑quarter 2026 common stock dividend. Net income attributable to PFG was $403.4 million, down 1% from a year earlier, while non‑GAAP net income excluding exited business rose to $535.0 million, up 24%.
Non‑GAAP operating earnings were $547.0 million, a 12% increase, or $2.50 per diluted share, up 16% from 2Q25. Non‑GAAP operating earnings excluding significant variances were $528.7 million. Assets under administration reached $1,892.4 billion and assets under management $808.0 billion, increases of 9% and 7% respectively.
Segment results showed broad improvement: Retirement and Income Solutions pre‑tax operating earnings grew 11% to $323.3 million, International Pension rose 24% to $97.0 million, and Specialty Benefits increased 25% to $158.9 million, with higher operating margins. However, AUM net cash flow was a negative $11.1 billion versus $2.6 billion negative in 2Q25, reflecting larger net outflows.
Principal Financial Group, Inc. reports quarterly assets under management as of June 30, 2026, totaling $808.0 billion. The company discloses this AUM by asset manager ahead of its quarterly earnings release.
Of the total, $601.9 billion is managed by Principal Asset Management – Investment Management and $168.5 billion by Principal Asset Management – International Pension. A combination of foreign currency translation, market performance and other items produced an approximate 6.4% positive impact on beginning-period AUM. The company also notes exposure within equity, fixed income and emerging markets that can affect outcomes during periods of market dislocation.