PFG (NYSE: PFG) CEO records stock grants, option exercises and share dispositions

Q: What new share grants did the PFG CEO receive?

The filing shows compensation-related acquisitions including grants of 16,825 shares, 13,883 shares, and 2,942 shares of Principal Financial Group common stock. These are coded as “Grant, award, or other acquisition,” reflecting awards rather than open-market purchases by the CEO.

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Principal Financial Group’s Chair, President and CEO Deanna Strable-Soethout reported a mix of stock option exercises, share grants, and share dispositions involving Common Stock on June 11–12, 2026.

She exercised options covering 16,825 and 13,883 shares at an exercise price of $62.78 per share, converting derivative awards into common shares. She also received multiple share grants, including 16,825, 13,883 and 2,942 shares, as compensation-related acquisitions.

On the same dates, she disposed of 19,767 shares at $110.06, 26,445 shares at $110.48, and 4,263 shares at $111.25 per share in transactions classified as “Disposition to issuer.” After these transactions, she directly held 173,255 common shares, with an additional 53,498 shares held indirectly by her spouse.

Insider Trade Summary 10b5-1

50,475 shares exercised/converted

Mixed 12 txns

Insider STRABLE-SOETHOUT DEANNA D

Role Chair, President and CEO

Type	Security	Shares	Price	Value
Exercise	Common Stock	13,883	$62.78	$872K
Exercise	Common Stock	16,825	$62.78	$1.06M
Grant/Award	Common Stock	13,883	$62.78	$872K
Grant/Award	Common Stock	16,825	$62.78	$1.06M
Disposition	Common Stock	26,445	$110.48	$2.92M
Disposition	Common Stock	4,263	$111.25	$474K
Exercise	Common Stock	16,825	$62.78	$1.06M
Exercise	Common Stock	2,942	$62.78	$185K
Grant/Award	Common Stock	16,825	$62.78	$1.06M
Grant/Award	Common Stock	2,942	$62.78	$185K
Disposition	Common Stock	19,767	$110.06	$2.18M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct, null); Common Stock — 53,498 shares (Indirect, By Spouse)

Footnotes (1)

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Key Figures

Disposition 1: 19,767 shares at $110.06/share Disposition 2: 26,445 shares at $110.48/share Disposition 3: 4,263 shares at $111.25/share +5 more

8 metrics

Disposition 1 19,767 shares at $110.06/share Common Stock disposition to issuer on June 11, 2026

Disposition 2 26,445 shares at $110.48/share Common Stock disposition to issuer on June 12, 2026

Disposition 3 4,263 shares at $111.25/share Common Stock disposition to issuer on June 12, 2026

Option exercise 1 16,825 shares at $62.78/share Exercise of derivative security into Common Stock on June 11, 2026

Option exercise 2 13,883 shares at $62.78/share Exercise of derivative security into Common Stock on June 12, 2026

Direct holdings 173,255 shares Directly held Common Stock after transactions

Indirect spouse holdings 53,498 shares Common Stock held indirectly by spouse as of June 11, 2026

Total options exercised 50,475 shares Aggregate derivative shares exercised per transaction summary

Key Terms

Disposition to issuer, Grant, award, or other acquisition, Exercise or conversion of derivative security, weighted average price, +1 more

5 terms

Disposition to issuer financial

"transaction_action": "issuer disposition""

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

indirect financial

"ownership_type": "indirect""

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Form 4 Insider Transactions: What Each Field Means →

06/15/2026 - 05:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

STRABLE-SOETHOUT DEANNA D

(Last)

(First)

(Middle)

711 HIGH STREET

(Street)

DES MOINES

IOWA

50392

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chair, President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/11/2026		A		16,825	A	$62.78	190,080	D
Common Stock	06/11/2026		A		2,942	A	$62.78	193,022	D
Common Stock	06/11/2026		D		19,767	A	$110.06⁽¹⁾	173,255	D
Common Stock	06/12/2026		A		13,883	A	$62.78	187,138	D
Common Stock	06/12/2026		A		16,825	A	$62.78	203,963	D
Common Stock	06/12/2026		D		26,445	D	$110.48⁽²⁾	177,518	D
Common Stock	06/12/2026		D		4,263	D	$111.25⁽³⁾	173,255	D
Common Stock								53,498	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	$62.78	06/11/2026		M			16,825	02/27/2018	02/27/2027	Common Stock	16,825	$62.78	0	D
Common Stock	$62.78	06/11/2026		M			2,942	02/27/2019	02/27/2027	Common Stock	2,942	$62.78	13,883	D
Common Stock	$62.78	06/12/2026		M			13,883	02/27/2019	02/27/2027	Common Stock	13,883	$62.78	0	D
Common Stock	$62.78	06/12/2026		M			16,825	02/27/2020	02/27/2027	Common Stock	16,825	$62.78	0	D

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

	Chris Agbe-Davies as Attorney-in-Fact	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did PFG CEO Deanna Strable-Soethout report?

Deanna Strable-Soethout reported option exercises, share grants, and share dispositions in Principal Financial Group common stock. She exercised options at $62.78 per share, received multiple stock awards, and disposed of shares back to the issuer at prices around $110–$111 per share.

How many Principal Financial Group (PFG) shares did the CEO dispose of?

She disposed of three notable blocks of Principal Financial Group common stock: 19,767 shares at $110.06, 26,445 shares at $110.48, and 4,263 shares at $111.25 per share, all coded as “Disposition to issuer,” rather than open-market sales.

What stock option exercises did the PFG CEO report in this Form 4?

She exercised derivative awards covering 16,825 shares and 13,883 shares of Principal Financial Group common stock, each at a conversion or exercise price of $62.78 per share. These exercises converted previously granted options into common shares before the awards’ stated 2027 expiration.

How many PFG shares does the CEO hold after these transactions?

After the reported transactions, Deanna Strable-Soethout directly held 173,255 shares of Principal Financial Group common stock. The filing also lists 53,498 additional shares held indirectly, classified as owned “By Spouse,” reflecting family-related indirect ownership.

What indirect holdings are reported for the PFG CEO’s family?

The Form 4 shows 53,498 shares of Principal Financial Group common stock held indirectly and labeled “By Spouse.” This indicates a separate holding attributed to the spouse, while Deanna Strable-Soethout’s primary position is reported as directly owned common stock.