Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
Kay Kathleen B reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group executive Kathleen B. Kay received an equity award from the company. On this Form 4, she was granted 469 shares of Common Stock at no cash cost, reported as a grant of restricted stock units used as part of her compensation. Following this award, she directly owns 43,902 Common Stock shares.
Principal Financial Group executive Amy Christine Friedrich received a compensation-related equity grant. On March 27, 2026, she acquired 707 shares of Common Stock as a grant of restricted stock units, with no cash paid per share.
Following the grant, she directly held 108,239 Common shares, which the disclosure notes includes 3,306 shares acquired through the Principal Financial Group, Inc. Employee Stock Purchase Plan. She also indirectly held 4,096 Common shares through a 401(k) plan.
Djurasovic George reported acquisition or exercise transactions in this Form 4 filing.
PRINCIPAL FINANCIAL GROUP INC interim general counsel George Djurasovic received a grant of 176 shares of common stock on March 27, 2026. The shares were awarded at $0.00 per share as compensation in the form of restricted stock units. After this grant, his directly held position in the company’s common stock increased to 19,335 shares, indicating a relatively small, routine equity award rather than a large ownership change.
Principal Financial Group executive Cheong Wee Yee received an equity award tied to company stock. On the reported date, Cheong acquired 667 shares of Common Stock through a grant classified as a grant or award acquisition. The transaction price per share was listed as zero, consistent with compensation-related stock grants.
After this award, Cheong directly beneficially owns 92,188 shares of Principal Financial Group common stock, according to the filing. This total includes 1,763 shares previously acquired through the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Principal Financial Group executive Kamal Bhatia, President and CEO of PAM, reported an acquisition of 509 shares of Common Stock on a Form 4. The filing describes this as a grant of restricted stock units, bringing Bhatia’s direct holdings to 65,024 shares after the transaction.
Agrawal Vivek reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group EVP & Chief Growth Officer Vivek Agrawal received a grant of 278 shares of Common Stock on a compensation basis. The award is described in a footnote as a grant of restricted stock units. Following this grant, Agrawal directly holds 46,302 shares, indicating the award is relatively small compared with his overall direct ownership.
Principal Financial Group Inc — Schedule 13G/A amendment. The Vanguard Group reports 0 shares beneficially owned in Principal Financial Group Inc, representing 0% of the class as reported in the amendment. The filing notes an internal realignment effective January 12, 2026 and disaggregation of certain subsidiaries' holdings under SEC Release No. 34-39538.
Principal Financial Group director Claudio Muruzabal reported several small open-market trades in the company’s common stock. He bought 5 shares on February 9, 2026 at $97.09 per share and 5 shares on January 2, 2025 at $77.49 per share, and sold 5 shares on April 21, 2025 at $70.05 per share. After the most recent purchase, he directly owned 11,203 shares of common stock. All transactions occurred in accounts managed by a financial advisor with full investment control, and the footnotes state they were executed without Muruzabal’s knowledge or direction. The footnotes also note that the activity did not create any short-swing profits requiring disgorgement under Section 16(b) of the Exchange Act.
Principal Financial Group Chair, President and CEO Deanna D. Strable-Soethout reported tax-related share dispositions under an equity award. She delivered 5,321 shares of common stock at $95.42 per share for tax withholding, leaving 172,575 shares held directly. An additional 781 shares were delivered for tax withholding from stock held indirectly by her spouse at $95.42 per share, leaving 53,446 shares held indirectly by her spouse.
Principal Financial Group EVP and CFO Joel Pitz reported tax-withholding dispositions of common stock on February 27, 2026. The transactions used 556 shares held directly and 42 shares held by his spouse at $95.42 per share to cover tax obligations. After these moves, he held 43,038 shares directly and 2,740 shares indirectly through his spouse, plus additional indirect holdings of 1,316 shares via a 401(k) and 101 shares via his spouse’s 401(k).