Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Principal Financial Group, Inc. (PFG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Principal’s common stock is listed on the Nasdaq Global Select Market under the symbol PFG, and its filings offer detailed information about financial performance, segment results, governance changes, and capital markets activity.
Recent Form 8-K filings illustrate how Principal uses SEC reports to communicate material events. For example, the company files 8-Ks to announce quarterly and year-to-date financial results, including net income, non-GAAP operating earnings, and metrics such as assets under management and assets under administration. Segment data in these filings cover Retirement and Income Solutions, Investment Management (Principal Asset Management), International Pension, Specialty Benefits, Life Insurance, and Corporate, giving investors a view into the performance of each area.
Other 8-K filings disclose governance and leadership changes, such as the election of the Chair of the Board, and provide Regulation FD disclosures on assets under management by asset manager. These documents complement the company’s earnings releases and financial supplements, which are referenced in the filings and provide additional detail on segment margins, underwriting results, and capital levels.
On Stock Titan, SEC documents for PFG are paired with AI-powered summaries designed to explain the key points of lengthy filings in straightforward language. Users can review real-time updates from EDGAR, quickly identify the main themes in quarterly reports, and locate information about material events reported on Form 8-K. This helps investors and researchers understand how Principal Financial Group reports its financial condition, segment performance, and corporate actions over time.
Principal Financial Group director and Interim General Counsel George Djurasovic was granted 157 restricted stock units, recorded as acquisitions on 09/26/2025 at no cash price, increasing his total beneficial ownership to 16,794 shares. The grant is reported on a Form 4 and was signed by an attorney-in-fact. The entry is presented as a non-derivative security award (restricted stock units), which typically vests over time and aligns executive incentives with shareholders by converting to common stock when vested.
Pickerell Blair, a director of Principal Financial Group Inc. (PFG), reported a non‑derivative acquisition on 09/26/2025 consisting of 343 units of Common Stock recorded as acquired at a price of $0, which the filer explains represents a grant of restricted stock units. After this transaction the reporting person beneficially owns 36,705 shares. The Form 4 was signed by an attorney‑in‑fact, Chris Agbe‑Davies, on 09/30/2025. The filing shows the reporting person is a director and indicates the form was filed by one reporting person. No option, derivative, sale, or cash consideration details beyond the RSU grant are included.
Principal Financial Group Inc. (PFG) director Clare Richer received a grant of 175 restricted stock units on 09/26/2025, reported on Form 4. The filing shows these units were acquired at a reported price of $0, consistent with a typical equity award rather than an open-market purchase. After the grant, the reporting person beneficially owned 18,755 shares of common stock in total. The Form 4 was signed by an attorney-in-fact on 09/30/2025 and includes an explanatory note that the transaction represents restricted stock units.
Joel Pitz, Chief Financial Officer of Principal Financial Group, Inc. (PFG), reported insider transactions dated 09/26/2025. The Form 4 shows two non-derivative acquisitions of Common Stock: 189 shares acquired as restricted stock units and 3 shares acquired (both at $0 per share). After these transactions Mr. Pitz beneficially owns 32,748 shares directly and 2,667 shares indirectly through his spouse; additional indirect holdings include 1,304 shares held via a 401(k) and 101 shares held via a spouse 401(k). The filing notes the 189 and 3 share grants are restricted stock units and that portions of the reported holdings include ESPP purchases (9,935 and 2,335 shares referenced). The Form 4 is signed by an attorney-in-fact on 09/30/2025.
Principal Financial Group director Alfredo Rivera received equity awards under the company's director compensation plans. The Form 4 reports acquisition of 145 restricted stock units that convert one-for-one into common shares and 30 phantom stock units tied to common stock with an assigned value of $82.62 per unit. After these transactions Mr. Rivera beneficially owns 13,938 shares of common stock and 3,197 shares relating to derivative/phantom units, held directly. The phantom units are held under the Principal Deferred Compensation Plan for Non-Employee Directors and are transferable into other plan investment alternatives, with settlement scheduled upon the reporting person’s retirement.
Christopher J. Littlefield, President - RIS at Principal Financial Group, reported a grant and his resulting holdings. On 09/26/2025 he was issued 548 restricted stock units with a $0 purchase price, increasing his direct beneficial ownership to 61,016 shares. The filing notes that the total includes 2,931 shares acquired through the company Employee Stock Purchase Plan. Additionally, 11 shares are held indirectly in a revocable trust. The Form 4 was signed on 09/30/2025 by an attorney-in-fact, Chris Agbe-Davies.
Kay Kathleen B, Executive Vice President and Chief Information Officer of Principal Financial Group Inc. (PFG), reported a grant of restricted stock units. On 09/26/2025 she was issued 404 shares (restricted stock units) with no cash price paid, increasing her reported beneficial ownership to 34,781 shares of common stock. The filing is a Form 4 statement of changes in beneficial ownership and was signed by an attorney-in-fact on 09/30/2025. The document notes the transaction type as a grant of restricted stock units.
Cheong Wee Yee, Executive Vice President, Principal Asia at Principal Financial Group, reported a transaction on 09/26/2025 showing receipt of 613 restricted stock units (RSUs) issued at no cash price. After the grant the reporting person beneficially owned 83,308 shares of Principal Financial Group common stock. The filing notes that 1,741 of those shares were acquired under the company’s Employee Stock Purchase Plan. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.
Principal Financial Group insider transaction: The Form 4 filed for Kamal Bhatia, President and CEO, reports a grant of 521 restricted stock units on 09/26/2025 at a reported price of $0 (noted as a grant). After the award, Mr. Bhatia beneficially owns 64,223 shares of Principal Financial Group, Inc. The filing was signed by an attorney-in-fact on 09/30/2025. The document lists the reporting person’s address in Des Moines, IA, and the role as President and CEO. The filing contains no other transactions, derivative activity, or explanatory details beyond the restricted stock unit grant.
Principal Financial Group insider filing: Vivek Agrawal, EVP & Chief Growth Officer, reported acquisition of 191 common stock shares on 09/26/2025 through a grant of restricted stock units at a $0 price. Following the transaction he beneficially owns 33,056 shares, held directly. The Form 4 was signed on 09/30/2025 by an attorney-in-fact, Chris Agbe-Davies. The filing discloses a routine equity award rather than a market purchase or sale.
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