STOCK TITAN

[Form 4] PRINCIPAL FINANCIAL GROUP INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Principal Financial Group director and Interim General Counsel George Djurasovic was granted 157 restricted stock units, recorded as acquisitions on 09/26/2025 at no cash price, increasing his total beneficial ownership to 16,794 shares. The grant is reported on a Form 4 and was signed by an attorney-in-fact. The entry is presented as a non-derivative security award (restricted stock units), which typically vests over time and aligns executive incentives with shareholders by converting to common stock when vested.

Il direttore di Principal Financial Group e Interim General Counsel, George Djurasovic, ha ricevuto 157 restricted stock units, registrate come acquisizioni il 26/09/2025 a prezzo nullo, aumentando la sua titolarità beneficiaria totale a 16.794 azioni. Il grant è riportato su un Form 4 ed è stato firmato da un procuratore. L'iscrizione è presentata come un premio di titolo non derivato (restricted stock units), che di solito matura nel tempo e allinea gli incentivi degli executive agli azionisti convertendosi in azioni comuni una volta maturato.
El director de Principal Financial Group y Interim General Counsel, George Djurasovic, recibió 157 unidades de acciones restringidas, registradas como adquisiciones el 26/09/2025 a precio de efectivo cero, aumentando su propiedad beneficiaria total a 16.794 acciones. La concesión se reporta en un Form 4 y fue firmada por un apoderado. La entrada se presenta como una adjudicación de valores no derivados (unidades de acciones restringidas), que normalmente se vence con el tiempo y alinea los incentivos del ejecutivo con los accionistas al convertirse en acciones comunes cuando se consoliden.
Principal Financial Group의 이사이자 Interim General Counsel인 George Djurasovic가 157주의 제한주식단위를 받았으며, 현금 가격 없이 2025년 9월 26일에 취득으로 기록되어 그의 총 유익 소유 지분이 16,794주로 증가했습니다. 그 부여는 Form 4에 보고되었고 대리인에 의해 서명되었습니다. 이 엔트리는 비파생 증권 보상(제한 주식 단위)으로 제시되며, 일반적으로 시간이 지나면서 베스트가 되고, 만기 시 보통주로 전환되어 경영진의 인센티브를 주주와 일치시킵니다.
Le directeur du Principal Financial Group et Acting General Counsel, George Djurasovic, s’est vu accorder 157 unités d’actions restreintes, enregistrées comme acquisitions le 26/09/2025 à prix nul, augmentant sa détention bénéficiaire totale à 16 794 actions. L’attribution est rapportée sur un Form 4 et a été signée par un mandataire. Cette entrée est présentée comme une attribution de titres non dérivés (unités d’actions restreintes), qui se vest généralement avec le temps et aligne les incitations des dirigeants avec les actionnaires en se convertissant en actions ordinaires une fois acquises.
Direktor von Principal Financial Group und Interim General Counsel George Djurasovic erhielt 157 Restricted Stock Units, registriert als Erwerbungen am 26.09.2025 zu keinem Barpreis, wodurch seine gesamte begünstigte Eigentümerschaft auf 16.794 Aktien anstieg. Die Zuteilung wird in einem Formblatt 4 gemeldet und von einem Bevollmächtigten unterschrieben. Der Eintrag wird als eine Nicht-Derivat-Wertpapierzuteilung (Restricted Stock Units) dargestellt, die typischerweise über die Zeit vestet und Anreize der Führungskräfte mit den Aktionären in Einklang bringt, indem sie bei Vesting in Stammaktien umgewandelt wird.
تم منح جورج جودوراسوفيتش، مدير Principal Financial Group والمتصرف العام القانوني المؤقت، 157 وحدة أسهم مقيدة، المسجلة كاستحواذات في 26/09/2025 بسعر نقدي صفري، مما زاد ملكيته المستفيدة الإجمالية إلى 16,794 سهماً. تم الإبلاغ عن المنحة في نموذج 4 ووقّعها وكيل. يتم تقديم الإدخال كمنحة أوراق مالية غير مشتقة (وحدات أسهم مقيدة)، والتي عادة ما تتبلور مع مرور الوقت وتوائم حوافز المديرين مع المساهمين بتحويلها إلى أسهم عادية عند الاستحقاق.
Principal Financial Group 的董事兼临时总法律顾问 George Djurasovic 获得 157 受限股票单位,于 2025-09-26 以无现金价格记为获得,导致其总受益所有权增加至 16,794 股。该授予在 Form 4 上报告,并由一名授权人签署。该条目以非衍生证券奖励(受限股票单位)呈现,通常随时间分期归属,并在归属时转化为普通股,从而使高管的激励与股东对齐。
Positive
  • None.
Negative
  • None.

Insights

TL;DR: A routine executive equity grant that aligns management incentives with shareholders and appears immaterial in size.

The reported grant of 157 restricted stock units to the Interim General Counsel is a standard compensation mechanism used to retain and motivate executives while tying compensation to share performance. With a post-transaction holding of 16,794 shares, the change is small relative to typical public-company equity outstanding, suggesting limited immediate dilution or governance impact. The filing was executed by an attorney-in-fact, indicating standard administrative handling.

TL;DR: Transaction is routine insider compensation; not likely material to valuation or near-term trading.

From a market perspective, the acquisition reflects compensation rather than market-driven buying or selling. The 157 RSUs were granted at $0.00 (indicative of a standard award rather than an open-market purchase) and increase insider holdings modestly to 16,794 shares. There is no indication of sales or option exercises that would signal liquidity needs or insider sentiment change.

Il direttore di Principal Financial Group e Interim General Counsel, George Djurasovic, ha ricevuto 157 restricted stock units, registrate come acquisizioni il 26/09/2025 a prezzo nullo, aumentando la sua titolarità beneficiaria totale a 16.794 azioni. Il grant è riportato su un Form 4 ed è stato firmato da un procuratore. L'iscrizione è presentata come un premio di titolo non derivato (restricted stock units), che di solito matura nel tempo e allinea gli incentivi degli executive agli azionisti convertendosi in azioni comuni una volta maturato.
El director de Principal Financial Group y Interim General Counsel, George Djurasovic, recibió 157 unidades de acciones restringidas, registradas como adquisiciones el 26/09/2025 a precio de efectivo cero, aumentando su propiedad beneficiaria total a 16.794 acciones. La concesión se reporta en un Form 4 y fue firmada por un apoderado. La entrada se presenta como una adjudicación de valores no derivados (unidades de acciones restringidas), que normalmente se vence con el tiempo y alinea los incentivos del ejecutivo con los accionistas al convertirse en acciones comunes cuando se consoliden.
Principal Financial Group의 이사이자 Interim General Counsel인 George Djurasovic가 157주의 제한주식단위를 받았으며, 현금 가격 없이 2025년 9월 26일에 취득으로 기록되어 그의 총 유익 소유 지분이 16,794주로 증가했습니다. 그 부여는 Form 4에 보고되었고 대리인에 의해 서명되었습니다. 이 엔트리는 비파생 증권 보상(제한 주식 단위)으로 제시되며, 일반적으로 시간이 지나면서 베스트가 되고, 만기 시 보통주로 전환되어 경영진의 인센티브를 주주와 일치시킵니다.
Le directeur du Principal Financial Group et Acting General Counsel, George Djurasovic, s’est vu accorder 157 unités d’actions restreintes, enregistrées comme acquisitions le 26/09/2025 à prix nul, augmentant sa détention bénéficiaire totale à 16 794 actions. L’attribution est rapportée sur un Form 4 et a été signée par un mandataire. Cette entrée est présentée comme une attribution de titres non dérivés (unités d’actions restreintes), qui se vest généralement avec le temps et aligne les incitations des dirigeants avec les actionnaires en se convertissant en actions ordinaires une fois acquises.
Direktor von Principal Financial Group und Interim General Counsel George Djurasovic erhielt 157 Restricted Stock Units, registriert als Erwerbungen am 26.09.2025 zu keinem Barpreis, wodurch seine gesamte begünstigte Eigentümerschaft auf 16.794 Aktien anstieg. Die Zuteilung wird in einem Formblatt 4 gemeldet und von einem Bevollmächtigten unterschrieben. Der Eintrag wird als eine Nicht-Derivat-Wertpapierzuteilung (Restricted Stock Units) dargestellt, die typischerweise über die Zeit vestet und Anreize der Führungskräfte mit den Aktionären in Einklang bringt, indem sie bei Vesting in Stammaktien umgewandelt wird.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Djurasovic George

(Last) (First) (Middle)
711 HIGH STREET

(Street)
DES MOINES IA 50392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
09/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/26/2025 A 157 A $0.00(1) 16,794 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Principal Financial

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18.75B
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DES MOINES