Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Principal Financial Group, Inc. (PFG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Principal’s common stock is listed on the Nasdaq Global Select Market under the symbol PFG, and its filings offer detailed information about financial performance, segment results, governance changes, and capital markets activity.
Recent Form 8-K filings illustrate how Principal uses SEC reports to communicate material events. For example, the company files 8-Ks to announce quarterly and year-to-date financial results, including net income, non-GAAP operating earnings, and metrics such as assets under management and assets under administration. Segment data in these filings cover Retirement and Income Solutions, Investment Management (Principal Asset Management), International Pension, Specialty Benefits, Life Insurance, and Corporate, giving investors a view into the performance of each area.
Other 8-K filings disclose governance and leadership changes, such as the election of the Chair of the Board, and provide Regulation FD disclosures on assets under management by asset manager. These documents complement the company’s earnings releases and financial supplements, which are referenced in the filings and provide additional detail on segment margins, underwriting results, and capital levels.
On Stock Titan, SEC documents for PFG are paired with AI-powered summaries designed to explain the key points of lengthy filings in straightforward language. Users can review real-time updates from EDGAR, quickly identify the main themes in quarterly reports, and locate information about material events reported on Form 8-K. This helps investors and researchers understand how Principal Financial Group reports its financial condition, segment performance, and corporate actions over time.
Principal Financial Group (PFG) Form 4 filing: Executive Vice President & Chief Information Officer Kathleen B. Kay reported the grant of 405 restricted stock units (RSUs) on 27 June 2025. The RSUs were acquired at $0 cost, reflecting a routine equity award rather than an open-market purchase. Following the award, Kay’s direct beneficial ownership increased to 34,377 common shares. No derivative securities transactions or dispositions were disclosed, and the filing contains no additional financial metrics or company-level information.
The transaction is modest in size when compared with PFG’s ~250 million shares outstanding and appears to be part of the company’s regular long-term incentive program, aligning executive compensation with shareholder interests. There is no indication of selling activity or material change in insider sentiment. Accordingly, the market impact is expected to be neutral.
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