Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
WEE YEE CHEONG filed a Form 144 reporting proposed sales of 4,737 shares of Common Stock. The filing lists a market value of $478,481.05 with a reporting date of 04/30/2026. The shares relate to restricted stock vesting under a registered plan dated 02/27/2026, tied to services rendered. The filing also discloses 1,080 shares sold on 04/29/2026 for $109,081.62.
Principal Financial Group Inc Schedule 13G shows Vanguard Capital Management reports beneficial ownership of 15,573,456 shares of common stock, representing 7.18% of the class. The filing lists 2,099,248 shares as sole voting power and confirms dispositive power over the full 15,573,456 shares. The form is signed on 04/30/2026.
PFG-related Rule 144 notice: Morgan Stanley Smith Barney LLC notified of intended sale of 1,080 shares of Common Stock associated with restricted stock vesting under a registered plan. The filing lists 765 shares vested 02/27/2026 and 315 shares vested 03/30/2026.
Principal Financial Group, Inc. reported much stronger results for the three months ended March 31, 2026. Total revenues were $3,529.1 million, slightly below $3,695.9 million a year earlier, but total expenses fell to $3,047.3 million from $3,667.0 million, sharply improving profitability.
Income before income taxes increased to $481.8 million from $28.9 million, and net income attributable to Principal Financial Group, Inc. jumped to $424.6 million from $48.1 million. Diluted earnings per common share rose to $1.93, compared with $0.21 in the prior-year quarter.
Total assets were $332.7 billion as of March 31, 2026, down from $341.4 billion at year-end 2025, while total stockholders’ equity was $11.8 billion. Operating cash flow was $187.1 million, compared with $977.3 million in the first quarter of 2025. Other comprehensive income turned negative, driven mainly by net unrealized losses on available-for-sale securities.
Principal Financial Group Inc ownership disclosure: Vanguard Portfolio Management reports beneficial ownership of 11,295,571 shares of Common Stock, representing 5.20% as of 03/31/2026. The filing lists sole voting power of 30,737 shares and sole dispositive power over 11,295,571 shares. The statement clarifies holdings include assets managed across Vanguard affiliates and funds.
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
BlackRock, Inc. filed an amended Schedule 13G/A reporting beneficial ownership of 19,558,812 shares of Principal Financial Group Inc common stock, representing 9.0% as of 03/31/2026. The filing states these holdings reflect certain Reporting Business Units of BlackRock, Inc.
The form lists 17,946,520 shares as sole voting power and 19,558,812 shares as sole dispositive power. The amendment is signed by Spencer Fleming on 04/24/2026.
Principal Financial Group reported sharply stronger results for first quarter 2026 and raised its second quarter 2026 common stock dividend. Net income attributable to PFG rose to $424.6 million, up 783% from $48.1 million a year earlier, with diluted EPS increasing to $1.93 from $0.21 (up 819%).
Non-GAAP net income excluding exited business grew 7% to $320.5 million, while non-GAAP operating earnings increased 10% to $456.1 million, or $2.07 per diluted share, up 14%. Assets under administration reached $1,788.5 billion and assets under management were $770.2 billion, both higher than a year ago. AUM net cash outflow improved to $1.5 billion from $4.4 billion.
Principal Financial Group reported assets under management of $770.2 billion as of March 31, 2026. Of this, $578.0 billion is managed by Principal Asset Management – Investment Management and $159.6 billion by Principal Asset Management – International Pension.
For the quarter, market performance, foreign currency translation, and other items not included in net cash flow had an approximate 1.2% negative impact on beginning AUM. The company highlights exposure to small- and mid-cap and international equity products, high yield and preferred securities in fixed income, and exchange rate movements in emerging markets during periods of market dislocation.
Principal Financial Group, Inc. is asking shareholders to vote at its virtual May 19, 2026 annual meeting on four items: election of directors, advisory approval of executive pay, ratification of Ernst & Young as auditor, and approval of a 2026 Stock Incentive Plan.
The proxy highlights 2025 execution, including total company assets under management of $781 billion and $1.8 trillion in assets under administration, plus margins expanding to 31%. The company reports returning more than $1.5 billion to shareholders in 2025 through $851 million of share repurchases and $684 million in dividends, and delivering a 1‑year total shareholder return of 18%, which it notes outperformed the S&P 500.