Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Principal Financial Group, Inc. (PFG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Principal’s common stock is listed on the Nasdaq Global Select Market under the symbol PFG, and its filings offer detailed information about financial performance, segment results, governance changes, and capital markets activity.
Recent Form 8-K filings illustrate how Principal uses SEC reports to communicate material events. For example, the company files 8-Ks to announce quarterly and year-to-date financial results, including net income, non-GAAP operating earnings, and metrics such as assets under management and assets under administration. Segment data in these filings cover Retirement and Income Solutions, Investment Management (Principal Asset Management), International Pension, Specialty Benefits, Life Insurance, and Corporate, giving investors a view into the performance of each area.
Other 8-K filings disclose governance and leadership changes, such as the election of the Chair of the Board, and provide Regulation FD disclosures on assets under management by asset manager. These documents complement the company’s earnings releases and financial supplements, which are referenced in the filings and provide additional detail on segment margins, underwriting results, and capital levels.
On Stock Titan, SEC documents for PFG are paired with AI-powered summaries designed to explain the key points of lengthy filings in straightforward language. Users can review real-time updates from EDGAR, quickly identify the main themes in quarterly reports, and locate information about material events reported on Form 8-K. This helps investors and researchers understand how Principal Financial Group reports its financial condition, segment performance, and corporate actions over time.
Principal Financial Group, Inc. (PFG) Form 3 reports that George Djurasovic, identified as a director and Interim General Counsel, beneficially owns 16,637 shares of the issuer's common stock. The event requiring the statement occurred on 09/03/2025 and the Form 3 is signed by an attorney-in-fact, Chris Agbe-Davies, on 09/05/2025. No derivative securities are reported and the ownership is listed as direct. The form serves as the initial statement of beneficial ownership under Section 16.
Principal Financial Group, Inc. announced a leadership change in its boardroom. The Board of Directors elected Deanna D. Strable, currently the company’s President, Chief Executive Officer and a board member, to also serve as Chair of the Board, effective September 2, 2025.
On that date, Daniel J. Houston, the current Executive Chairman and former President and Chief Executive Officer, will conclude his service on the Board. The company also issued a news release describing these changes, which is referenced in the document.
Principal Financial Group (PFG) filed a 13F combination report for the quarter ended 06-30-2025. The filing reports 4,603 information-table entries with a total market value of $189,179,400,236. It is a combination report that lists five other included managers. The report was signed by Jill Hittner, Chief Financial Officer.
On 06/27/2025, Principal Financial Group (PFG) President & CEO Deanna D. Strable-Soethout filed a Form 4 reporting the award of 641 restricted stock units (RSUs)—549 shares credited to her direct account and 92 shares to her spouse’s account—at a stated price of $0. After the grant, her total beneficial ownership stands at 214,799 common shares (152,405 direct, 62,394 indirect). No sales or derivative transactions were disclosed.
The transaction is a routine equity compensation grant; it modestly increases insider alignment but is unlikely to have a material impact on PFG’s share count, liquidity, or near-term valuation.
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