Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Principal Financial Group, Inc. (PFG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Principal’s common stock is listed on the Nasdaq Global Select Market under the symbol PFG, and its filings offer detailed information about financial performance, segment results, governance changes, and capital markets activity.
Recent Form 8-K filings illustrate how Principal uses SEC reports to communicate material events. For example, the company files 8-Ks to announce quarterly and year-to-date financial results, including net income, non-GAAP operating earnings, and metrics such as assets under management and assets under administration. Segment data in these filings cover Retirement and Income Solutions, Investment Management (Principal Asset Management), International Pension, Specialty Benefits, Life Insurance, and Corporate, giving investors a view into the performance of each area.
Other 8-K filings disclose governance and leadership changes, such as the election of the Chair of the Board, and provide Regulation FD disclosures on assets under management by asset manager. These documents complement the company’s earnings releases and financial supplements, which are referenced in the filings and provide additional detail on segment margins, underwriting results, and capital levels.
On Stock Titan, SEC documents for PFG are paired with AI-powered summaries designed to explain the key points of lengthy filings in straightforward language. Users can review real-time updates from EDGAR, quickly identify the main themes in quarterly reports, and locate information about material events reported on Form 8-K. This helps investors and researchers understand how Principal Financial Group reports its financial condition, segment performance, and corporate actions over time.
Principal Financial Group executive Kenneth A. McCullum reported stock-based compensation awards. On February 23, 2026, he acquired 3,093 shares of common stock through a grant, and an additional 3,071 shares from settlement of equity awards, both at no cash cost.
These awards, described in the footnotes as a grant of restricted stock units and settlement of performance-based restricted stock units granted on February 27, 2023, increased his directly held common stock from 43,752 shares to 46,823 shares. The holdings also include 29 shares acquired through the company’s employee stock purchase plan.
Principal Financial Group executive Christopher J. Littlefield received stock awards that increased his holdings. On February 23, 2026, he acquired 7,975 and 9,375 shares of common stock through grant or award transactions at $0.00 per share, reflecting equity compensation.
After these awards, his directly held common stock rose to 78,912 shares, which includes 2,957 shares previously acquired under the company’s Employee Stock Purchase Plan. An additional 11 shares are held indirectly in a revocable trust.
Principal Financial Group EVP-Chief Information Officer Kathleen B. Kay reported acquiring company stock through equity awards. On February 23, 2026, she received 5,417 shares via a grant of restricted stock units and 4,721 shares from settlement of performance-based restricted stock units originally granted on February 27, 2023. Both holdings are reported as direct ownership of common stock.
Principal Financial Group Inc. reported that executive Amy Christine Friedrich, President - Benefits & Protect, received stock-based compensation awards. On February 23, 2026, she acquired 9,959 and 9,653 shares of common stock at a price of $0.00 per share through grant or award transactions. Footnotes state these involve a grant of restricted stock units, settlement of performance-based restricted stock units granted on February 27, 2023, and shares acquired under the company’s employee stock purchase plan. Following these changes, she also reports 3,945 shares held indirectly through a 401(k) plan.
Principal Financial Group interim general counsel George Djurasovic reported an equity award under the company’s compensation programs. He acquired 3,504 shares of common stock on February 23, 2026 through a grant of restricted stock units at a stated price of $0.00 per share. Following this award, his directly owned common stock holdings increased to 20,447 shares.
Principal Financial Group executive Cheong Wee Yee reported stock awards in a Form 4 filing. On February 23, 2026, Cheong acquired 2,938 and 6,576 shares of common stock through grant or award transactions at a reported price of $0.00 per share.
After these acquisitions, directly owned common stock rose to 91,505 shares, which includes 1,747 shares obtained under the Principal Financial Group, Inc. Employee Stock Purchase Plan. Footnotes describe a grant of restricted stock units and a settlement of performance-based restricted stock units.
Principal Financial Group executive Kamal Bhatia reported acquiring company stock through equity awards rather than open-market purchases. On February 23, 2026, he received 8,032 shares tied to a grant of restricted stock units and 6,962 shares from the settlement of performance-based restricted stock units originally granted on February 27, 2023.
Principal Financial Group executive Vivek Agrawal reported stock awards. On February 23, 2026, he acquired 6,826 shares of common stock in a grant of restricted stock units and 5,960 shares through settlement of performance-based restricted stock units granted on February 27, 2023.
Both transactions were recorded at a price of $0.00 per share as grant/award acquisitions, increasing his directly owned common stock to 46,024 shares.
Principal Financial Group, Inc. filed its Annual Report, outlining a diversified global financial services business focused on retirement, asset management, and benefits. The company reported $1,814.6 billion in assets under administration and $781.0 billion in assets under management as of December 31, 2025.
The report describes major segments including Retirement and Income Solutions, Principal Asset Management, International Pension, and Benefits and Protection. It highlights strong positions in U.S. workplace savings, individual annuities with guaranteed withdrawal benefits, pension risk transfer, and specialty benefits and life insurance for small and mid-sized businesses.
The filing also details international joint ventures in Latin America and Asia, employee-focused human capital initiatives, strong insurer financial strength ratings, and extensive risk factor and regulatory discussions. As of February 11, 2026, there were 216,835,141 shares of common stock outstanding.
Principal Financial Group reported mixed full-year and fourth quarter 2025 results while raising its first quarter 2026 common stock dividend. For 2025, net income attributable to PFG was $1,185.1M, down from $1,571.0M, and diluted EPS fell to $5.25 from $6.68.
On a non-GAAP basis excluding exited business, 2025 net income rose to $1,687.2M and diluted EPS increased to $7.48. Non-GAAP operating earnings improved to $1,865.5M, or $8.27 per diluted share, up from $6.97. Assets under administration reached $1,814.6B and assets under management grew to $781.0B.
Fourth quarter 2025 non-GAAP operating EPS was $2.19, up from $1.94, even as GAAP EPS declined to $2.32 from $3.92. Retirement and Income Solutions, Investment Management, International Pension, and Specialty Benefits all delivered higher trailing twelve-month pre-tax operating earnings, while Life Insurance results remained weak. Total assets ended 4Q25 at $341.4B and book value per common share was $54.66.