[Form 3] Principal Financial Group, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Principal Financial Group, Inc. (PFG) Form 3 reports that George Djurasovic, identified as a director and Interim General Counsel, beneficially owns 16,637 shares of the issuer's common stock. The event requiring the statement occurred on 09/03/2025 and the Form 3 is signed by an attorney-in-fact, Chris Agbe-Davies, on 09/05/2025. No derivative securities are reported and the ownership is listed as direct. The form serves as the initial statement of beneficial ownership under Section 16.

Positive

• Initial Form 3 filed identifying the reporting person and initial beneficial ownership
• Direct ownership of 16,637 shares is explicitly disclosed
• Officer and director roles are clearly stated (Interim General Counsel and Director)
• No derivative securities are reported, simplifying the ownership picture
• Signed and dated by an attorney-in-fact (Chris Agbe-Davies) on 09/05/2025

Negative

• None.

Insights

Financial Analyst

TL;DR Routine initial Section 16 filing showing direct ownership of 16,637 common shares by an officer-director.

The filing is an initial Form 3 disclosing that George Djurasovic holds 16,637 shares of PFG common stock in a direct capacity and serves as Interim General Counsel while also identified as a director. There are no derivative positions disclosed. Dates provided include the event date 09/03/2025 and signature date 09/05/2025 by an attorney-in-fact. This is a standard disclosure required for insiders; the filing itself contains no financial metrics or transactions beyond the ownership amount.

Corporate Governance Expert

TL;DR Standard insider disclosure: officer-director reports direct ownership and no derivatives; properly authenticated by attorney-in-fact.

The Form 3 identifies the reporting person as both a director and Interim General Counsel and documents direct beneficial ownership of 16,637 shares. The absence of derivative holdings is explicitly stated. The document is signed by an attorney-in-fact, which is shown with date 09/05/2025. From a governance standpoint, this meets the basic disclosure requirement under Section 16 but does not disclose any transactions or changes in holdings beyond the initial ownership amount.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Djurasovic George

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IA 50392

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2025

3. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim General Counsel

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	16,637	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Chris Agbe-Davies as Attorney-in-Fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for PFG filed by George Djurasovic disclose?

The filing discloses that George Djurasovic is a director and Interim General Counsel and directly beneficially owns 16,637 shares of Principal Financial Group common stock.

On what date did the event requiring the Form 3 occur for PFG?

The Date of Event Requiring Statement is listed as 09/03/2025.

Were any derivative securities reported by the reporting person on this Form 3?

No. The Form 3 shows no derivative securities beneficially owned by the reporting person.

Who signed the Form 3 and when was it signed?

The form is signed by attorney-in-fact Chris Agbe-Davies with a signature date of 09/05/2025.

Is the reported ownership direct or indirect according to the Form 3?

The ownership is reported as Direct (D) for the 16,637 shares disclosed.