Principal Financial (PFG) growth chief receives 234-share stock grant

Rhea-AI Filing Summary

Agrawal Vivek reported acquisition or exercise transactions in this Form 4 filing.

Principal Financial Group EVP & Chief Growth Officer Vivek Agrawal received an equity grant of 234 shares of Common Stock. The award was reported at a price of $0.00 per share and is described in the footnotes as a grant of restricted stock units. Following this compensation-related grant, Agrawal directly holds 46,536 shares of Principal Financial Group common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Agrawal Vivek

Role EVP & Chief Growth Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	234	$0.00	--

Holdings After Transaction: Common Stock — 46,536 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 234 shares Transaction price per share: $0.00 per share Shares held after grant: 46,536 shares

3 metrics

Shares granted 234 shares Grant of Common Stock to EVP & Chief Growth Officer

Transaction price per share $0.00 per share Reported grant price for restricted stock units

Shares held after grant 46,536 shares Direct holdings following the award

Key Terms

restricted stock units, Common Stock, transaction code A

3 terms

restricted stock units financial

"Grant of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

transaction code A regulatory

"transaction_code": "A""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/30/2026 - 01:37 PM Accepted by SEC EDGAR 06/30/2026 - 01:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Agrawal Vivek

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IOWA 50392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Growth Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/26/2026		A		234	A	$0(1)	46,536	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units.

	Chris Agbe-Davies as Attorney-in-Fact	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PFG executive Vivek Agrawal report on this Form 4?

Vivek Agrawal reported receiving an equity grant of 234 shares of Principal Financial Group common stock. The filing identifies this as a compensation-related grant, described in the footnotes as restricted stock units, rather than an open-market purchase.

Was the PFG Form 4 transaction an open-market buy or a stock grant?

The transaction was a stock grant, not an open-market purchase. The Form 4 uses code A for a grant or award, and the footnote specifies it is a grant of restricted stock units to the executive.

How many PFG shares does Vivek Agrawal hold after this Form 4 grant?

After the reported grant, Vivek Agrawal directly holds 46,536 shares of Principal Financial Group common stock. This total reflects his position following the award of 234 additional shares disclosed in the Form 4.

What is the transaction price for the PFG stock grant reported by Vivek Agrawal?

The reported transaction price per share is $0.00. This indicates the shares were granted as part of compensation, consistent with the footnote describing the award as a grant of restricted stock units rather than a purchased position.

What does transaction code A mean in the PFG Form 4 for Vivek Agrawal?

Transaction code A on the Form 4 indicates a grant, award, or other acquisition of securities. In this case, it represents a grant of 234 restricted stock units of Principal Financial Group common stock to executive Vivek Agrawal.