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PFG CEO Deanna Strable-Soethout receives stock unit grants in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STRABLE-SOETHOUT DEANNA D reported acquisition or exercise transactions in this Form 4 filing.

Principal Financial Group Chair, President and CEO Deanna D. Strable-Soethout reported compensation-related stock awards rather than market purchases. On June 26, 2026, she received 612 shares of Common Stock as a direct grant, at a stated price of $0.00 per share, described as a grant of restricted stock units.

On the same date, an additional 44 shares of Common Stock, also from a grant of restricted stock units, were reported as indirectly owned through her spouse. After these awards, her reported holdings increased to 173,867 directly held shares and 53,542 shares held indirectly by her spouse, highlighting that the filing reflects routine equity compensation grants, not open‑market trading.

Positive

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Negative

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Insider STRABLE-SOETHOUT DEANNA D
Role Chair, President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 612 $0.00 --
Grant/Award Common Stock 44 $0.00 --
Holdings After Transaction: Common Stock — 173,867 shares (Direct, null); Common Stock — 53,542 shares (Indirect, By Spouse)
Footnotes (1)
  1. [object Object]
Direct award 612 shares of Common Stock Grant on June 26, 2026, price $0.00 per share
Indirect award via spouse 44 shares of Common Stock Grant on June 26, 2026, reported as indirect ownership
Direct holdings after award 173,867 shares Total common stock directly owned after transactions
Indirect holdings after award 53,542 shares Common stock indirectly owned through spouse after transactions
Transaction type 2 acquisitions (code A) Both non-derivative grants or awards of common stock
restricted stock units financial
"Grant of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
indirect ownership financial
"44 shares ... were reported as indirectly owned through her spouse."
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STRABLE-SOETHOUT DEANNA D
(Last)(First)(Middle)
711 HIGH STREET
(Street)
DES MOINES IOWA 50392
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chair, President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A612A$0(1)173,867D
Common Stock06/26/2026A44A$0(1)53,542IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did PFG CEO Deanna Strable-Soethout report on this Form 4?

Deanna Strable-Soethout reported awards of Common Stock tied to restricted stock units. She received 612 shares directly and 44 shares indirectly through her spouse, both at a stated price of $0.00, reflecting equity compensation rather than open‑market trading activity.

Were Deanna Strable-Soethout’s PFG transactions open-market buys or compensation grants?

The transactions are compensation grants, not open-market purchases. Both entries carry code “A” for grant, award, or other acquisition, with a price of $0.00 per share and a footnote stating they are grants of restricted stock units.

How many PFG shares does Deanna Strable-Soethout hold after these transactions?

After the awards, Deanna Strable-Soethout is reported as holding 173,867 shares of Principal Financial Group common stock directly and 53,542 shares indirectly through her spouse, providing a view of her total reported equity position following these grants.

What is the significance of indirect ownership by spouse in this PFG Form 4?

Indirect ownership by spouse shows shares attributed to the insider through a related person. Here, 44 newly awarded shares and a total of 53,542 shares are listed as held by Strable-Soethout’s spouse, clarifying that some of her reported interest is held indirectly.

What does transaction code “A” mean in Deanna Strable-Soethout’s PFG filing?

Transaction code “A” indicates a grant, award, or other acquisition rather than a market trade. In this filing, both entries with code “A” are described as grants of restricted stock units that result in additional common stock being reported as owned.