STOCK TITAN

[Form 4] PRINCIPAL FINANCIAL GROUP INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Mitchell H Elizabeth, a director of Principal Financial Group (PFG), was granted 101 restricted stock units on 09/26/2025 at a reported price of $0. Following this grant, the reporting person’s beneficial ownership is shown as 10,750 shares of common stock. The transaction is reported on a Form 4 and was filed as an individual filing by the reporting person’s attorney-in-fact. The filing classifies the award as non‑derivative restricted stock units (RSUs) rather than a cash purchase.

Mitchell H Elizabeth, direttrice di Principal Financial Group (PFG), ha ricevuto 101 unità di azioni restrittive il 26/09/2025, con un prezzo riportato di 0 $. Dopo questa assegnazione, la proprietà beneficia è indicata come 10.750 azioni ordinarie. La transazione è stata riportata su un modulo 4 e presentata come una dichiarazione individuale dall’avvocato-in-fatto della persona interessata. La dichiarazione classifica l’assegnazione come unità azionarie non derivate (RSU) anziché come un acquisto in contanti.

Mitchell H Elizabeth, directora de Principal Financial Group (PFG), recibió 101 unidades de acciones restringidas el 26/09/2025 a un precio informado de 0 $. Tras esta concesión, la participación beneficiosa de la persona reportante se muestra en 10,750 acciones ordinarias. La transacción se informa en un Formulario 4 y fue presentada como una declaración individual por el apoderado de la persona reportante. La presentación clasifica la adjudicación como unidades restrictivas no derivadas (RSUs) en lugar de una compra en efectivo.

Mitchell H Elizabeth는 Principal Financial Group(PFG)의 이사로 2025년 9월 26일에 보고된 가격 $0으로 101주 제한주식(RSU)을 부여받았습니다. 이 부여 이후 보고인의 유익 소유권은 보통주 10,750주로 표시됩니다. 거래는 Form 4로 보고되었으며 보고인의 대리인이 개인으로 제출했습니다. 이 제출은 보상으로서의 RSU를 현금 매입이 아닌 비파생 제한주식으로 분류합니다.

Mitchell H Elizabeth, administratrice de Principal Financial Group (PFG), a reçu 101 unités d’actions restreintes le 26/09/2025 à un prix déclaré de 0 $. Suite à cette attribution, la propriété bénéficiaire du déclarant est indiquée comme 10 750 actions ordinaires. La transaction est déclarée sur un Formulaire 4 et a été déposée comme une déclaration individuelle par l’avocat de la personne déclarante. Le dépôt classe l’attribution comme des unités d’actions restreintes non dérivées (RSU) plutôt qu’un achat en espèces.

Mitchell H Elizabeth, eine Direktorin der Principal Financial Group (PFG), erhielt am 26.09.2025 101 Restricted Stock Units (RSUs) zu einem angegebenen Preis von 0 $. Nach dieser Zuteilung wird das vorteilhafte Eigentum der meldenden Person als 10.750 Stammaktien ausgewiesen. Die Transaktion wird in einem Formular 4 gemeldet und von dem Bevollmächtigten der meldenden Person als Einzelnachweis eingereicht. Die Einreichung bezeichnet die Zuteilung als nichtderivative RSUs statt als eine Barerwerb.

ميتشل هـ إليزابيث، مديرة في مجموعة Principal Financial Group (PFG)، مُنحت 101 وحدة أسهم مقيدة في 26/09/2025 بسعر مُبلغ عنه 0 دولار. بعد هذه المنحة، تُظهر ملكية المستند المبلغ عنها كـ 10,750 سهماً من الأسهم العادية. يتم الإبلاغ عن الصفقة في نموذج 4 وتم تقديمها كإبلاغ فردي بواسطة وكيل المستند. تصنف الإيداع المنحة كـ وحدات أسهم مقيدة غير مشتقة (RSUs) بدلاً من عملية شراء نقداً.

Mitchell H Elizabeth,Principal Financial Group (PFG) 的董事,于 2025-09-26 获得 101 单位受限股票,公开报价为 0 美元。 此次授予后,申报人实际所有权显示为 10,750 股普通股。该交易在 Form 4 上报告,并由申报人之代理人作为个人申报提交。该申报将该授予归类为非衍生式受限股单位(RSU),而非现金购买。

Positive
  • Grant of 101 restricted stock units to a Company director, increasing reported beneficial ownership to 10,750 shares
Negative
  • None.

Insights

TL;DR: A routine director equity grant recorded as 101 restricted stock units increases reported beneficial ownership to 10,750 shares.

The Form 4 documents a standard equity compensation event for a director rather than an open‑market transaction. The record shows the award was granted with a $0 price, consistent with restricted stock unit grants that vest subject to plan terms. This disclosure provides transparency on insider alignment with shareholders by converting compensation obligations into equity units, and it clarifies current reported ownership levels for governance and disclosure purposes.

TL;DR: The filing reports a small, routine RSU grant of 101 units; impact on outstanding equity is immaterial from the disclosed data.

The entry specifies 101 RSUs granted and a post‑transaction beneficial ownership of 10,750 common shares. The zero price indicated aligns with RSU grants that represent future issuance contingent on vesting rather than immediate cash purchase. Without vesting terms or aggregate share count, the materiality of dilution or expense cannot be assessed from this Form 4 alone.

Mitchell H Elizabeth, direttrice di Principal Financial Group (PFG), ha ricevuto 101 unità di azioni restrittive il 26/09/2025, con un prezzo riportato di 0 $. Dopo questa assegnazione, la proprietà beneficia è indicata come 10.750 azioni ordinarie. La transazione è stata riportata su un modulo 4 e presentata come una dichiarazione individuale dall’avvocato-in-fatto della persona interessata. La dichiarazione classifica l’assegnazione come unità azionarie non derivate (RSU) anziché come un acquisto in contanti.

Mitchell H Elizabeth, directora de Principal Financial Group (PFG), recibió 101 unidades de acciones restringidas el 26/09/2025 a un precio informado de 0 $. Tras esta concesión, la participación beneficiosa de la persona reportante se muestra en 10,750 acciones ordinarias. La transacción se informa en un Formulario 4 y fue presentada como una declaración individual por el apoderado de la persona reportante. La presentación clasifica la adjudicación como unidades restrictivas no derivadas (RSUs) en lugar de una compra en efectivo.

Mitchell H Elizabeth는 Principal Financial Group(PFG)의 이사로 2025년 9월 26일에 보고된 가격 $0으로 101주 제한주식(RSU)을 부여받았습니다. 이 부여 이후 보고인의 유익 소유권은 보통주 10,750주로 표시됩니다. 거래는 Form 4로 보고되었으며 보고인의 대리인이 개인으로 제출했습니다. 이 제출은 보상으로서의 RSU를 현금 매입이 아닌 비파생 제한주식으로 분류합니다.

Mitchell H Elizabeth, administratrice de Principal Financial Group (PFG), a reçu 101 unités d’actions restreintes le 26/09/2025 à un prix déclaré de 0 $. Suite à cette attribution, la propriété bénéficiaire du déclarant est indiquée comme 10 750 actions ordinaires. La transaction est déclarée sur un Formulaire 4 et a été déposée comme une déclaration individuelle par l’avocat de la personne déclarante. Le dépôt classe l’attribution comme des unités d’actions restreintes non dérivées (RSU) plutôt qu’un achat en espèces.

Mitchell H Elizabeth, eine Direktorin der Principal Financial Group (PFG), erhielt am 26.09.2025 101 Restricted Stock Units (RSUs) zu einem angegebenen Preis von 0 $. Nach dieser Zuteilung wird das vorteilhafte Eigentum der meldenden Person als 10.750 Stammaktien ausgewiesen. Die Transaktion wird in einem Formular 4 gemeldet und von dem Bevollmächtigten der meldenden Person als Einzelnachweis eingereicht. Die Einreichung bezeichnet die Zuteilung als nichtderivative RSUs statt als eine Barerwerb.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Mitchell H Elizabeth

(Last) (First) (Middle)
711 HIGH STREET

(Street)
DES MOINES IA 50392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/26/2025 A 101 A $0(1) 10,750 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
/s/ Chris Agbe-Davies as Attorney-in-Fact 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mitchell H Elizabeth report on the PFG Form 4?

The filing reports a grant of 101 restricted stock units (RSUs) with a transaction date of 09/26/2025 and a reported price of $0.

How many shares does the reporting person beneficially own after the transaction?

The Form 4 reports 10,750 shares of common stock beneficially owned following the reported transaction.

Was this a purchase or an equity grant in the PFG Form 4?

The entry is disclosed as a non-derivative equity grant (RSUs), not an open-market purchase or sale.

Is the transaction filed individually or jointly on Form 4?

The Form 4 is indicated as filed by one reporting person (individual filing).

Does the Form 4 explain the nature of the securities granted?

Yes. The form includes an explanation stating: "Grant of restricted stock units."
Principal Financial

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