[Form 4] PRINCIPAL FINANCIAL GROUP INC Insider Trading Activity
Principal Financial Group (PFG) director Jocelyn Carter Miller received a grant of restricted stock units (RSUs) recorded on 09/26/2025. The Form 4 reports an acquisition of 811 Common Stock units at a $0 price described as restricted stock units, bringing the reporting person’s beneficial ownership to 86,912 shares after the transaction. The filing identifies the reporting person as a director and was signed by an attorney-in-fact on 09/30/2025. The Form 4 shows this as a standard equity award disclosure rather than a market sale or open-market purchase.
Jocelyn Carter Miller, direttrice del Principal Financial Group (PFG), ha ricevuto un premio di unità di azioni restritte (RSU) registrato il 26/09/2025. Il modulo 4 riporta un'acquisizione di 811 unità di Common Stock a un prezzo di 0 $ descritta come unità di azioni restritte, portando la proprietà vantaggiosa della persona che riporta a 86.912 azioni dopo la transazione. La documentazione identifica la persona che riporta come direttrice e è stata firmata da un procuratore-in-fatto il 30/09/2025. Il Form 4 mostra che si tratta di una disclosure standard di premi azionari, piuttosto che di una vendita di mercato o di un acquisto in mercato aperto.
Jocelyn Carter Miller, directora de Principal Financial Group (PFG), recibió una adjudicación de unidades de acciones restringidas (RSU) registrada el 26/09/2025. El Formulario 4 reporta una adquisición de 811 unidades de Common Stock a un precio de 0 $ descrita como RSU, llevando la titularidad beneficiosa de la persona que reporta a 86,912 acciones después de la transacción. La presentación identifica a la persona que reporta como directora y fue firmada por un apoderado en fecha 30/09/2025. El Formulario 4 lo muestra como una divulgación de premios de acciones estándar en lugar de una venta de mercado o compra en mercado abierto.
Principal Financial Group(PFG)의 이사인 Jocelyn Carter Miller은 2025-09-26에 기록된 제한 주식단위(RSU) 보상을 받았다. Form 4는 0달러 가격으로 설명된 제한 주식단위로 811개의 Common Stock 단위를 취득했다고 보고하며 거래 후 보고자의 지분은 86,912주로 증가한다. 보고인은 이사를 식별하며 2025-09-30에 대리인에 의해 서명되었다. Form 4는 이를 시장 매도나 공개시장 매입이 아닌 표준 주식 보상 공시로 보여준다.
Jocelyn Carter Miller, administratrice de Principal Financial Group (PFG), a reçu une attribution d’unités d’actions restreintes (RSU) enregistrée le 26/09/2025. Le Formulaire 4 fait état d’une acquisition de 811 unités de Common Stock à un prix de 0 $, décrite comme des unités d’actions restreintes, portant la propriété bénéficiaire de la personne déclarant à 86 912 actions après la transaction. Le dépôt identifie la personne déclarant comme administratrice et a été signé par un mandataire le 30/09/2025. Le Formulaire 4 montre qu’il s’agit d’une divulgation d’allocation d’actions standard plutôt que d’une vente sur le marché ou d’un achat en marché libre.
Jocelyn Carter Miller, Direktorin der Principal Financial Group (PFG), erhielt eine Zuweisung von Restricted Stock Units (RSUs), die am 26.09.2025 verbucht wurde. Das Formular 4 meldet einen Erwerb von 811 Common Stock-Einheiten zu einem Preis von 0 $, beschrieben als Restricted Stock Units, und erhöht das begünstigte Eigentum der meldenden Person nach der Transaktion auf 86.912 Aktien. Die Einreichung identifiziert die meldende Person als Direktorin und wurde am 30.09.2025 von einem Bevollmächtigten unterzeichnet. Das Formular 4 zeigt dies als standardmäßige Eigentum-Award-Offenlegung und nicht als Marktsale oder offenen Marktankauf.
مديرة Principal Financial Group (PFG) جوسلين كارتر ميلر تلقت منحة وحدات أسهم مقيدة (RSUs) مسجلة في 26/09/2025. يُظهر النموذج 4 اكتساب 811 وحدة أسهم عادية Common Stock بسعر 0 دولار، مُوصوفة كـ RSU، مما يجعل الملكية المفيدة للمبلّغ عنها تبلغ 86,912 سهماً بعد المعاملة. تشير الإيداع إلى أن المبلّغ عنها هي مدير/مديرة وقد وُقّع من قبل وكيل نيابة في 30/09/2025. يوضح النموذج 4 أن هذا كإفصاح عادي عن جائزة الأسهم وليس بيعاً في السوق أو شراءً في السوق المفتوح.
Principal Financial Group（PFG）董事 Jocelyn Carter Miller 收到一项受限股票单位（RSU）的授予，记载日期为 2025-09-26。 Form 4 报告以 0 美元价格获取 811 股 Common Stock 单位，描述为受限股票单位，交易后该报告人实际所有权增至 86,912 股。该备案将报告人认定为董事，并于 2025-09-30 由代理人签字。Form 4 将其视为标准股份奖励披露，而非市场销售或公开市场购买。
- Director received equity compensation in the form of 811 restricted stock units, aligning interests with shareholders
- Post‑transaction beneficial ownership is disclosed (86,912 shares), improving transparency
- None.
Insights
TL;DR: Director received a modest RSU grant of 811 shares, increasing holdings to 86,912 shares—routine compensation, limited market impact.
The transaction is a non‑derivative grant of 811 restricted stock units reported at a $0 acquisition price, consistent with equity compensation for directors. The post‑transaction beneficial ownership level (86,912 shares) provides context for the director’s stake but, without company share count or dollar values in the filing, the grant’s percentage dilution or value cannot be computed from this document alone. For investors, this is a routine insider compensation disclosure with no explicit cash transaction or sale activity recorded.
TL;DR: Routine director RSU award disclosed; governance signal minimal—standard compensation practice, not a red flag.
The Form 4 indicates the reporting person is a director and received restricted stock units (explained in the filing). Such grants are typical for board compensation and are disclosed per Section 16 reporting requirements. The filing includes an attorney‑in‑fact signature and does not show disposals or derivative transactions. Absent additional context (grant plan terms, vesting schedule, or company‑wide awards), this document alone does not indicate governance concerns or insider selling.
Jocelyn Carter Miller, direttrice del Principal Financial Group (PFG), ha ricevuto un premio di unità di azioni restritte (RSU) registrato il 26/09/2025. Il modulo 4 riporta un'acquisizione di 811 unità di Common Stock a un prezzo di 0 $ descritta come unità di azioni restritte, portando la proprietà vantaggiosa della persona che riporta a 86.912 azioni dopo la transazione. La documentazione identifica la persona che riporta come direttrice e è stata firmata da un procuratore-in-fatto il 30/09/2025. Il Form 4 mostra che si tratta di una disclosure standard di premi azionari, piuttosto che di una vendita di mercato o di un acquisto in mercato aperto.
Jocelyn Carter Miller, directora de Principal Financial Group (PFG), recibió una adjudicación de unidades de acciones restringidas (RSU) registrada el 26/09/2025. El Formulario 4 reporta una adquisición de 811 unidades de Common Stock a un precio de 0 $ descrita como RSU, llevando la titularidad beneficiosa de la persona que reporta a 86,912 acciones después de la transacción. La presentación identifica a la persona que reporta como directora y fue firmada por un apoderado en fecha 30/09/2025. El Formulario 4 lo muestra como una divulgación de premios de acciones estándar en lugar de una venta de mercado o compra en mercado abierto.
Principal Financial Group(PFG)의 이사인 Jocelyn Carter Miller은 2025-09-26에 기록된 제한 주식단위(RSU) 보상을 받았다. Form 4는 0달러 가격으로 설명된 제한 주식단위로 811개의 Common Stock 단위를 취득했다고 보고하며 거래 후 보고자의 지분은 86,912주로 증가한다. 보고인은 이사를 식별하며 2025-09-30에 대리인에 의해 서명되었다. Form 4는 이를 시장 매도나 공개시장 매입이 아닌 표준 주식 보상 공시로 보여준다.
Jocelyn Carter Miller, administratrice de Principal Financial Group (PFG), a reçu une attribution d’unités d’actions restreintes (RSU) enregistrée le 26/09/2025. Le Formulaire 4 fait état d’une acquisition de 811 unités de Common Stock à un prix de 0 $, décrite comme des unités d’actions restreintes, portant la propriété bénéficiaire de la personne déclarant à 86 912 actions après la transaction. Le dépôt identifie la personne déclarant comme administratrice et a été signé par un mandataire le 30/09/2025. Le Formulaire 4 montre qu’il s’agit d’une divulgation d’allocation d’actions standard plutôt que d’une vente sur le marché ou d’un achat en marché libre.
Jocelyn Carter Miller, Direktorin der Principal Financial Group (PFG), erhielt eine Zuweisung von Restricted Stock Units (RSUs), die am 26.09.2025 verbucht wurde. Das Formular 4 meldet einen Erwerb von 811 Common Stock-Einheiten zu einem Preis von 0 $, beschrieben als Restricted Stock Units, und erhöht das begünstigte Eigentum der meldenden Person nach der Transaktion auf 86.912 Aktien. Die Einreichung identifiziert die meldende Person als Direktorin und wurde am 30.09.2025 von einem Bevollmächtigten unterzeichnet. Das Formular 4 zeigt dies als standardmäßige Eigentum-Award-Offenlegung und nicht als Marktsale oder offenen Marktankauf.
FAQ
What insider transaction did PFG director Jocelyn Carter Miller report on 09/26/2025?
How many PFG shares does the reporting person beneficially own after the transaction?
Was the 09/26/2025 transaction a purchase or a grant and what price was reported?
What is the reporting person’s relationship to Principal Financial Group (PFG)?
Who signed the Form 4 and when was it signed?
