Rule 144 notice: 1,080 PFG shares eligible for resale

PFG-related Rule 144 notice: Morgan Stanley Smith Barney LLC notified of intended sale of 1,080 shares of Common Stock associated with restricted stock vesting under a registered plan.

Rhea-AI Filing Summary

PFG-related Rule 144 notice: Morgan Stanley Smith Barney LLC notified of intended sale of 1,080 shares of Common Stock associated with restricted stock vesting under a registered plan. The filing lists 765 shares vested 02/27/2026 and 315 shares vested 03/30/2026.

Insights

Securities Compliance Officer

Routine Rule 144 notice for resales of vested restricted shares.

The filing documents planned resale eligibility under Rule 144 for restricted stock vesting under a registered plan, listing specific vesting dates and share counts. This is an administrative disclosure that notifies the market of potential resale by a broker/dealer.

Timing and actual sales are not stated; subsequent filings would show executed transactions if and when sales occur.

Key Figures

Total shares listed: 1,080 shares Vested shares: 765 shares Vested shares: 315 shares

3 metrics

Total shares listed 1,080 shares aggregate of listed vested restricted shares

Vested shares 765 shares vested on 02/27/2026

Vested shares 315 shares vested on 03/30/2026

Key Terms

Restricted stock vesting under a registered plan, Rule 144, Form 144

3 terms

Restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer"

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PFG Rule 144 notice report?

It reports planned resale eligibility for 1,080 shares of Common Stock under Rule 144. The notice lists 765 shares vested on 02/27/2026 and 315 shares vested on 03/30/2026 as restricted stock vesting under a registered plan.

Who is listed as the seller in the PFG Form 144 filing?

The filing lists Morgan Stanley Smith Barney LLC, Executive Financial Services as the broker/dealer involved. The notice indicates the shares relate to restricted stock vesting under a registered plan.

Does the Form 144 state when the shares will be sold?

No specific sale execution dates or sale amounts beyond the vesting quantities are provided. The filing lists vesting dates 02/27/2026 and 03/30/2026, but does not disclose completed sale transactions.

Are proceeds or pricing disclosed in this PFG filing?

The notice does not provide sale prices or aggregate proceeds. It lists share counts and vesting dates only; cash-flow details or execution prices are not included in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 04:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001871693
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PRINCIPAL FINANCIAL GROUP, INC.
SEC File Number	001-16725
Address of Issuer	711 High Street Des Moines IOWA 50392
Phone	(515) 247-5111
Name of Person for Whose Account the Securities are To Be Sold	WEE YEE CHEONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1080	109081.62	216012384	04/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/30/2026	Restricted stock vesting under a registered plan	Issuer			315	03/30/2026	Services Rendered
Common	02/27/2026	Restricted stock vesting under a registered plan	Issuer			765	02/27/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wee Yee Cheong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)