Proposed sale of vested restricted Common stock by PFG (NASDAQ: PFG)

Rhea-AI Filing Summary

PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.

The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026

Insights

Securities Compliance Analyst

Routine Form 144 notice of proposed sales tied to restricted stock vesting.

The entry documents proposed sales of Common stock associated with restricted stock vesting under a registered plan on 02/27/2026 and 03/30/2026. The filer identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the intermediary.

These notices permit planned secondary-market transactions; cash‑flow treatment and exact share counts are shown as numeric entries but the excerpt does not tie them to labeled “shares” or aggregate proceeds in plain text. Subsequent Form 4/Form 5 filings would report completed trades and resulting holdings.

Key Figures

Vesting date 1: 02/27/2026 Vesting date 2: 03/30/2026 Intermediary address (document): 1 New York Plaza, 8th Floor +1 more

4 metrics

Vesting date 1 02/27/2026 Restricted stock vesting under a registered plan

Vesting date 2 03/30/2026 Restricted stock vesting under a registered plan

Intermediary address (document) 1 New York Plaza, 8th Floor Morgan Stanley Smith Barney LLC Executive Financial Services

Numeric entries shown 2571; 2549; 22 Numeric line items present in the securities section of the excerpt

Key Terms

Form 144, restricted stock vesting, registered plan, Services Rendered

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

Services Rendered financial

"Services Rendered Common"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2571	259240.36	216835141	04/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/27/2026	Restricted stock vesting under a registered plan	Issuer			2549	02/27/2026	Services Rendered
Common	03/30/2026	Restricted stock vesting under a registered plan	Issuer			22	03/30/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does PFG's Form 144 show about the securities being sold?

It shows proposed sales of Common stock tied to restricted stock vesting on two dates. The filing lists vesting-related sales dated 02/27/2026 and 03/30/2026, described as "Restricted stock vesting under a registered plan".

Who is listed as the intermediary on the PFG Form 144?

Morgan Stanley Smith Barney LLC Executive Financial Services is listed in the filer information. The entry names the firm and an address at 1 New York Plaza, indicating the broker‑dealer handling the proposed sale activity.

Are the proposed sales in PFG's Form 144 linked to compensation?

Yes. The filing describes the transactions as resulting from restricted stock vesting for "Services Rendered." That label indicates the shares became eligible for sale due to vesting tied to services rendered under a registered plan.

Will Form 144 alone show the final sale proceeds or completed trades for PFG?

No. Form 144 is a notice of proposed sale and does not record completed trade proceeds. Completed transactions and post‑trade holdings would appear later in Forms 4 or 5 if reported by the reporting person.