Principal Financial EVP files initial Form 3

Principal Financial Group Inc. executive Timothy W. Brown has filed an initial insider ownership report on Form 3.

Rhea-AI Filing Summary

Principal Financial Group Inc. executive Timothy W. Brown has filed an initial insider ownership report on Form 3. Brown is listed as an officer of the company, serving as EVP, General Counsel and Secretary. This Form 3 does not report any insider transactions or share movements.

Key Terms

EVP, General Counsel and Sec, ten percent owner, Form 3

3 terms

EVP, General Counsel and Sec financial

"officer_title": "EVP, General Counsel and Sec"

ten percent owner financial

""is_ten_percent_owner": 0"

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Principal Financial Group (PFG) insider Form 3 for Timothy W. Brown report?

The Form 3 identifies Timothy W. Brown as an insider of Principal Financial Group. He is reported as an officer serving as EVP, General Counsel and Secretary, and the filing shows no insider transactions or share movements at this time.

What is Timothy W. Brown’s role at Principal Financial Group (PFG)?

Timothy W. Brown is reported as an officer of Principal Financial Group. His title in the filing is EVP, General Counsel and Secretary, indicating he leads the company’s legal function and serves as its corporate secretary at the executive vice president level.

Does the Timothy W. Brown Form 3 for PFG show any insider share purchases or sales?

The Form 3 for Timothy W. Brown reports no insider share purchases, sales, or other transactions. The transaction summary shows zero buy, sell, exercise, gift, tax withholding, or restructuring entries, indicating this filing is strictly an initial ownership report.

Is Timothy W. Brown a ten percent owner of Principal Financial Group (PFG)?

The filing states that Timothy W. Brown is not a ten percent owner of Principal Financial Group. He is reported solely as an officer, with the ten percent owner indicator set to zero in the structured filing data provided.

Does the PFG Form 3 for Timothy W. Brown include any derivative securities information?

The Form 3 shows no derivative securities information for Timothy W. Brown. The derivative summary section is empty, and the transaction summary reports zero derivative transactions or option exercises associated with this insider at this time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 02:16 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Brown Timothy W.

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IOWA 50392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/08/2026

3. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, General Counsel and Sec

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Chris Agbe-Davies as Attorney-in-Fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)