Principal director granted 109 shares of stock

Beams Mary E. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Beams Mary E. reported acquisition or exercise transactions in this Form 4 filing.

Director Mary E. Beams of Principal Financial Group Inc. received a grant of 109 shares of common stock in the form of restricted stock units. The award was recorded at a price of $0.00 per share, indicating a compensation-related grant rather than a market purchase. Following this grant, she directly holds 16,961 shares of the company’s common stock.

Insider Trade Summary

Grant/Award: 109 shares

Grant/Award 1 txn

Insider Beams Mary E.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	109	$0.00	$0.00

Holdings After Transaction: Common Stock — 16,961 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock units.

Key Figures

Shares granted: 109 shares Grant price per share: $0.00 per share Shares held after grant: 16,961 shares +1 more

4 metrics

Shares granted 109 shares Grant of restricted stock units on June 26, 2026

Grant price per share $0.00 per share Recorded value for RSU grant

Shares held after grant 16,961 shares Total direct holdings following the transaction

Transactions acquiring shares 1 transaction Single acquisition entry in filing summary

Key Terms

restricted stock units, Form 4, insider transaction

3 terms

restricted stock units financial

"Grant of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"The Form 4 does not indicate any stock sales by Mary E. Beams."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

insider transaction financial

"What insider transaction did PFG director Mary E. Beams report?"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PFG director Mary E. Beams report?

Mary E. Beams reported receiving a grant of 109 shares of Principal Financial Group common stock as restricted stock units. The grant is compensation-related, recorded at $0.00 per share, and increases her direct holdings to 16,961 shares.

Was the PFG insider transaction by Mary E. Beams a stock purchase or a grant?

The transaction was a grant, not an open-market stock purchase. Form 4 shows code “A” and a footnote stating it is a grant of restricted stock units, recorded at $0.00 per share as part of director compensation.

How many PFG shares does Mary E. Beams hold after this Form 4 transaction?

After the grant, Mary E. Beams directly holds 16,961 shares of Principal Financial Group common stock. This total includes the newly granted 109 restricted stock unit shares reported in the Form 4 insider filing.

Does the Mary E. Beams Form 4 for PFG indicate any stock sales?

The Form 4 does not indicate any stock sales by Mary E. Beams. It reports a single acquisition transaction coded as a grant of 109 restricted stock unit shares, with no dispose or sell transactions listed in the filing summary.

What does the footnote on Mary E. Beams’ PFG Form 4 transaction explain?

The footnote explains that the reported transaction is a grant of restricted stock units. This clarifies that the 109-share acquisition is a stock-based compensation award rather than a cash purchase in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/30/2026 - 01:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beams Mary E.

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IOWA 50392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/26/2026		A		109	A	$0(1)	16,961	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units.

	Chris Agbe-Davies as Attorney-in-Fact	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)