STOCK TITAN

[Form 4] Principal Financial Group, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Bridgewater Bancshares, Inc. (BWB) Form 4 filing: Director Lisa Brezonik reported the acquisition of 1,235 common shares on 06/30/2025. The transaction was coded “A,” indicating an award or gift, and was executed at $0.00 per share, suggesting a restricted-stock or similar equity grant rather than an open-market purchase. Following the grant, Brezonik’s direct holdings increase to 32,796 shares. No derivative securities were involved, and there were no dispositions. The filing shows continued insider equity accumulation, which may signal ongoing alignment between the board member and shareholder interests, though the absence of an out-of-pocket purchase tempers the signal’s strength.

Bridgewater Bancshares, Inc. (BWB) Modulo 4: La direttrice Lisa Brezonik ha comunicato l'acquisizione di 1.235 azioni ordinarie il 30/06/2025. L'operazione è stata classificata come “A,” indicando un premio o una donazione, ed è stata eseguita a 0,00 $ per azione, suggerendo un conferimento di azioni vincolate o un tipo simile di assegnazione azionaria piuttosto che un acquisto sul mercato aperto. Dopo l'assegnazione, la partecipazione diretta di Brezonik è aumentata a 32.796 azioni. Non sono stati coinvolti titoli derivati né ci sono state cessioni. La comunicazione evidenzia un continuo accumulo di azioni da parte degli insider, che potrebbe indicare un allineamento costante tra gli interessi del consiglio e quelli degli azionisti, anche se l'assenza di un acquisto a pagamento attenua la forza di questo segnale.

Bridgewater Bancshares, Inc. (BWB) Presentación Formulario 4: La directora Lisa Brezonik reportó la adquisición de 1,235 acciones comunes el 30/06/2025. La transacción fue codificada como “A,” indicando una concesión o regalo, y se ejecutó a $0.00 por acción, lo que sugiere una asignación de acciones restringidas o similar en lugar de una compra en el mercado abierto. Tras la concesión, las participaciones directas de Brezonik aumentan a 32,796 acciones. No se involucraron valores derivados ni hubo disposiciones. La presentación muestra una acumulación continua de acciones por parte de los insiders, lo que puede señalar una alineación continua entre el miembro del consejo y los intereses de los accionistas, aunque la ausencia de una compra directa modera la fuerza de esta señal.

Bridgewater Bancshares, Inc. (BWB) Form 4 제출: 이사 Lisa Brezonik가 2025년 6월 30일에 1,235 보통주 취득을 보고했습니다. 거래는 “A”로 분류되었으며, 이는 상여금 또는 증여를 의미하고, 주당 $0.00에 실행되어 공개 시장에서의 매수가 아닌 제한 주식 또는 유사한 주식 부여임을 시사합니다. 부여 후 Brezonik의 직접 보유 주식은 32,796주로 증가했습니다. 파생 증권은 포함되지 않았고 처분도 없었습니다. 이 제출은 내부자의 지속적인 주식 축적을 보여주며, 이는 이사회 구성원과 주주의 이익이 계속 일치하고 있음을 나타낼 수 있지만, 현금 지출 없는 취득이라는 점에서 신호의 강도는 다소 약화됩니다.

Bridgewater Bancshares, Inc. (BWB) Déclaration Formulaire 4 : La directrice Lisa Brezonik a déclaré l'acquisition de 1 235 actions ordinaires le 30/06/2025. La transaction a été codée « A », indiquant une attribution ou un don, et a été réalisée à 0,00 $ par action, ce qui suggère une attribution d’actions restreintes ou similaire plutôt qu’un achat sur le marché ouvert. Suite à cette attribution, la détention directe de Brezonik s’élève à 32 796 actions. Aucun titre dérivé n’a été impliqué et aucune cession n’a eu lieu. La déclaration montre une accumulation continue d’actions par les initiés, ce qui peut indiquer un alignement durable entre les intérêts du membre du conseil et ceux des actionnaires, bien que l’absence d’achat en numéraire tempère la portée de ce signal.

Bridgewater Bancshares, Inc. (BWB) Form 4 Einreichung: Die Direktorin Lisa Brezonik meldete den Erwerb von 1.235 Stammaktien am 30.06.2025. Die Transaktion wurde mit „A“ codiert, was auf eine Zuwendung oder Schenkung hinweist, und erfolgte zu 0,00 $ pro Aktie, was auf eine Restricted-Stock- oder ähnliche Aktienzuteilung statt eines Kaufs am offenen Markt schließen lässt. Nach der Zuteilung erhöht sich Brezoniks direkter Aktienbestand auf 32.796 Aktien. Es waren keine Derivate beteiligt und es gab keine Veräußerungen. Die Meldung zeigt eine fortgesetzte Aktienakkumulation durch Insider, was auf eine anhaltende Übereinstimmung zwischen den Interessen des Vorstandsmitglieds und der Aktionäre hinweisen kann, wobei das Fehlen eines Barerwerbs die Signalstärke jedoch abschwächt.

Positive
  • Director increased direct ownership by 1,235 shares, lifting total holdings to 32,796 and signaling continued insider alignment.
  • No insider sales reported, eliminating potential negative sentiment from share disposals.
Negative
  • None.

Insights

TL;DR: Director granted 1,235 shares at $0, boosting direct stake to 32,796; modest positive alignment signal.

The Form 4 reveals a routine equity grant to Director Lisa Brezonik. Although the addition is small relative to Bridgewater Bancshares’ total float, insider accumulation—even via cost-free awards—extends the director’s economic exposure and can incrementally align governance incentives with shareholders. Importantly, no shares were sold, avoiding any negative optics. Because the grant was not an open-market buy, it offers limited insight into management’s valuation view, yet still removes any near-term concern about insider selling pressure.

Bridgewater Bancshares, Inc. (BWB) Modulo 4: La direttrice Lisa Brezonik ha comunicato l'acquisizione di 1.235 azioni ordinarie il 30/06/2025. L'operazione è stata classificata come “A,” indicando un premio o una donazione, ed è stata eseguita a 0,00 $ per azione, suggerendo un conferimento di azioni vincolate o un tipo simile di assegnazione azionaria piuttosto che un acquisto sul mercato aperto. Dopo l'assegnazione, la partecipazione diretta di Brezonik è aumentata a 32.796 azioni. Non sono stati coinvolti titoli derivati né ci sono state cessioni. La comunicazione evidenzia un continuo accumulo di azioni da parte degli insider, che potrebbe indicare un allineamento costante tra gli interessi del consiglio e quelli degli azionisti, anche se l'assenza di un acquisto a pagamento attenua la forza di questo segnale.

Bridgewater Bancshares, Inc. (BWB) Presentación Formulario 4: La directora Lisa Brezonik reportó la adquisición de 1,235 acciones comunes el 30/06/2025. La transacción fue codificada como “A,” indicando una concesión o regalo, y se ejecutó a $0.00 por acción, lo que sugiere una asignación de acciones restringidas o similar en lugar de una compra en el mercado abierto. Tras la concesión, las participaciones directas de Brezonik aumentan a 32,796 acciones. No se involucraron valores derivados ni hubo disposiciones. La presentación muestra una acumulación continua de acciones por parte de los insiders, lo que puede señalar una alineación continua entre el miembro del consejo y los intereses de los accionistas, aunque la ausencia de una compra directa modera la fuerza de esta señal.

Bridgewater Bancshares, Inc. (BWB) Form 4 제출: 이사 Lisa Brezonik가 2025년 6월 30일에 1,235 보통주 취득을 보고했습니다. 거래는 “A”로 분류되었으며, 이는 상여금 또는 증여를 의미하고, 주당 $0.00에 실행되어 공개 시장에서의 매수가 아닌 제한 주식 또는 유사한 주식 부여임을 시사합니다. 부여 후 Brezonik의 직접 보유 주식은 32,796주로 증가했습니다. 파생 증권은 포함되지 않았고 처분도 없었습니다. 이 제출은 내부자의 지속적인 주식 축적을 보여주며, 이는 이사회 구성원과 주주의 이익이 계속 일치하고 있음을 나타낼 수 있지만, 현금 지출 없는 취득이라는 점에서 신호의 강도는 다소 약화됩니다.

Bridgewater Bancshares, Inc. (BWB) Déclaration Formulaire 4 : La directrice Lisa Brezonik a déclaré l'acquisition de 1 235 actions ordinaires le 30/06/2025. La transaction a été codée « A », indiquant une attribution ou un don, et a été réalisée à 0,00 $ par action, ce qui suggère une attribution d’actions restreintes ou similaire plutôt qu’un achat sur le marché ouvert. Suite à cette attribution, la détention directe de Brezonik s’élève à 32 796 actions. Aucun titre dérivé n’a été impliqué et aucune cession n’a eu lieu. La déclaration montre une accumulation continue d’actions par les initiés, ce qui peut indiquer un alignement durable entre les intérêts du membre du conseil et ceux des actionnaires, bien que l’absence d’achat en numéraire tempère la portée de ce signal.

Bridgewater Bancshares, Inc. (BWB) Form 4 Einreichung: Die Direktorin Lisa Brezonik meldete den Erwerb von 1.235 Stammaktien am 30.06.2025. Die Transaktion wurde mit „A“ codiert, was auf eine Zuwendung oder Schenkung hinweist, und erfolgte zu 0,00 $ pro Aktie, was auf eine Restricted-Stock- oder ähnliche Aktienzuteilung statt eines Kaufs am offenen Markt schließen lässt. Nach der Zuteilung erhöht sich Brezoniks direkter Aktienbestand auf 32.796 Aktien. Es waren keine Derivate beteiligt und es gab keine Veräußerungen. Die Meldung zeigt eine fortgesetzte Aktienakkumulation durch Insider, was auf eine anhaltende Übereinstimmung zwischen den Interessen des Vorstandsmitglieds und der Aktionäre hinweisen kann, wobei das Fehlen eines Barerwerbs die Signalstärke jedoch abschwächt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell H Elizabeth

(Last) (First) (Middle)
711 HIGH STREET

(Street)
DES MOINES IA 50392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/27/2025 A 101 A $0(1) 10,649 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Bridgewater Bancshares (BWB) shares did Director Lisa Brezonik acquire?

She acquired 1,235 common shares on 06/30/2025.

What is Lisa Brezonik's total direct ownership after the transaction?

Her direct holdings increased to 32,796 shares.

Was there a purchase price for the shares?

No. The Form 4 lists a $0.00 per-share price, indicating an equity grant or gift.

Did the filing report any sales of BWB shares?

No sales were reported; only an acquisition was disclosed.

Were any derivative securities involved in the transaction?

The filing shows no derivative securities acquired or disposed of.
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