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  4. [Form 4] PRINCIPAL FINANCIAL GROUP INC Insider Trading Activity

Principal Financial (PFG) director gets 100-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Muruzabal Claudio reported acquisition or exercise transactions in this Form 4 filing.

Principal Financial Group director Claudio Muruzabal received a small equity award. On June 26, 2026, he was granted 100 shares of Common Stock at $0.00 per share as a compensation-related grant of restricted stock units. After this award, he directly holds 13,602 shares of Principal Financial Group common stock.

Positive

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Negative

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Insider Muruzabal Claudio
Role null
Type Security Shares Price Value
Grant/Award Common Stock 100 $0.00 --
Holdings After Transaction: Common Stock — 13,602 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 100 shares Grant of Common Stock on June 26, 2026
Grant price $0.00 per share Restricted stock unit grant
Shares held after 13,602 shares Direct holdings after grant
Transaction code A Grant, award, or other acquisition
Transaction direction acquire Non-derivative equity grant
restricted stock units financial
"Grant of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Muruzabal Claudio
(Last)(First)(Middle)
711 HIGH STREET
(Street)
DES MOINES IOWA 50392
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A100A$0(1)13,602D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Principal Financial (PFG) report for Claudio Muruzabal?

Principal Financial reported that director Claudio Muruzabal received a grant of 100 shares of Common Stock as restricted stock units. The Form 4 classifies this as a compensation-related grant or award, not an open-market purchase or sale of shares.

How many Principal Financial (PFG) shares does Claudio Muruzabal hold after this grant?

After the June 26, 2026 grant, Claudio Muruzabal directly holds 13,602 shares of Principal Financial Group common stock. This total includes the newly granted 100 shares classified as a restricted stock unit award in the Form 4 filing.

Was the June 26, 2026 Principal Financial (PFG) transaction a purchase or sale?

The June 26, 2026 transaction was an acquisition via grant, not a market trade. The Form 4 shows code “A,” meaning a grant, award, or other acquisition of 100 Common Stock shares as restricted stock units at zero exercise price.

What does the footnote about restricted stock units mean for Principal Financial (PFG)?

The footnote explains the entry reflects a grant of restricted stock units tied to Principal Financial common shares. These RSUs represent equity-based compensation for director Claudio Muruzabal rather than a cash transaction, aligning his interests with longer-term shareholder performance.

Does this Principal Financial (PFG) Form 4 indicate any derivative or option exercises?

This Form 4 does not report any derivative or option exercises. The derivativeSummary section is empty, and the only transaction is a non-derivative grant of 100 Common Stock shares as restricted stock units to director Claudio Muruzabal.