PRUDENTIAL FINANCIAL INC SEC Filing

PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.

Accepted by SEC EDGAR 11/10/2025 - 06:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PFH filed a Rule 144 notice for a proposed sale of 48,164 common shares with an aggregate market value of $5,105,384.

The shares are expected to be sold around 11/10/2025 on the NYSE through Morgan Stanley Smith Barney LLC. Shares outstanding were 352,000,000; this is a baseline figure, not the amount being sold. The filing lists prior acquisitions of these shares via releases of performance shares and restricted stock units, and through cashless stock option exercises.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001512629
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PRUDENTIAL FINANCIAL INC
SEC File Number	001-16707
Address of Issuer	751 BROAD ST NEWARK NEW JERSEY 07102
Phone	9738026000
Name of Person for Whose Account the Securities are To Be Sold	Lowrey Charles F
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	CHAIRMAN OF THE BOARD

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Securities Executive Services 200 W Civic Center Dr., 4th Floor Sandy UT 84070	48164	5105384.00	352000000	11/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2018	Release of Performance Shares Awarded 2/10/2015	Issuer			8707	02/10/2018	N/A
Common	02/10/2025	Release of Performance Shares Awarded 2/08/2022	Issuer			14279	02/10/2025	NA
Common	02/28/2025	Release of Restricted Stock Units Awarded 02/13/2024	Issuer			2607	02/28/2025	NA
Common	02/28/2025	Release of Restricted Stock Units Awarded 02/8/2022	Issuer			2019	02/28/2025	NA
Common	02/28/2025	Release of Restricted Stock Units Awarded 02/14/2023	Issuer			2467	02/28/2025	NA
Common	02/13/2024	Release of Performance Shares Awarded 2/09/2021	Issuer			2300	02/13/2024	NA
Common	11/06/2024	Exercise of stock options granted 02/12/2019	Issuer			5197	11/06/2024	Cashless Exercise
Common	11/07/2024	Exercise of stock options granted 02/11/2020	Issuer			3095	11/07/2024	Cashless Exercise
Common	10/08/2021	Exercise of stock options granted 02/09/2016	Issuer			2947	10/08/2021	Cashless Exercise
Common	12/28/2021	Exercise of stock options granted 02/11/2014	Issuer			4546	12/28/2021	Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Richard Baker, Attorney in Fact for Charles F Lowrey
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)