PRU Form 3 Filing — Director Joseph J. Wolk Discloses Zero Securities

Rhea-AI Filing Summary

Joseph J. Wolk, listed at 751 Broad Street, Newark NJ, filed an Initial Form 3 disclosing his relationship to Prudential Financial Inc. (ticker PRU) as a Director. The form reports no securities owned (zero non-derivative holdings and no derivative positions). The event date is 09/30/2025 and the filing was signed by attorney-in-fact Richard J. Baker on 10/01/2025. The filing was made by one reporting person.

Insights

Corporate Governance Expert

TL;DR: Director filing shows no reported ownership, a neutral governance disclosure with limited investor impact.

The Form 3 identifies Joseph J. Wolk as a director of Prudential Financial Inc. and explicitly reports zero direct or indirect holdings in the issuer's equity and no derivative positions. From a governance perspective, an initial statement showing no ownership is notable for transparency but lacks material financial impact. This is a routine disclosure required under Section 16 and does not by itself signal a change in control, related-party transaction, or compensation structure.

Securities Compliance Analyst

TL;DR: Compliance filing complete and signed; no material securities positions disclosed.

The submission fulfills Section 16 reporting obligations: it lists the reporting person's contact address, the date of the triggering event, and affirms no beneficial ownership in both non-derivative and derivative categories. The form was executed by an attorney-in-fact, which is acceptable under practice. There are no entries indicating tardiness, amendments, or transactions that would raise regulatory concern.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wolk Joseph J

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN.: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/30/2025

3. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Security Owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Richard J. Baker, attorney-in-fact	10/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Prudential Financial Inc (PRU)?

The reporting person is Joseph J. Wolk, listed as a Director of Prudential Financial Inc. The form was executed by attorney-in-fact Richard J. Baker.

Does the Form 3 disclose any PRU stock holdings for Joseph J. Wolk?

No. The filing explicitly reports no securities owned—zero non-derivative holdings and no derivative positions.

What is the event date reported on the Form 3?

The Date of Event Requiring Statement is 09/30/2025.

What address is listed for the reporting person on the Form 3?

The address provided is 751 Broad Street, 5th Floor, Newark, NJ 07102.

Was this Form 3 filed by one person or multiple reporting persons?

The form indicates it was filed by one reporting person.