Prudential Financial CEO adds 109 deferred compensation units

Prudential Financial Inc's chief executive officer reported acquiring 109 deferred compensation share units linked to the company's common stock.

Accepted by SEC EDGAR 12/15/2025 - 05:45 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Prudential Financial Inc's chief executive officer reported acquiring 109 deferred compensation share units linked to the company's common stock. The Form 4 shows this derivative security transaction dated 12/11/2025 at a price of $117.05, bringing the officer's directly owned deferred compensation share balance to 9,781 units.

The deferred compensation shares are based on unitized accounting, convert into common stock on a 1-to-1 basis, are deemed immediately exercisable, and are payable in cash on a date selected by the participant. Each deferred compensation share represents a right tied to one share of Prudential Financial common stock.

Insider Trade Summary

Grant/Award: 109 shares

Grant/Award 1 txn

Insider SULLIVAN ANDREW F

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Deferred Compensation Shares	109	$117.05	$13K

Holdings After Transaction: Deferred Compensation Shares — 9,781 contracts (Direct)

Footnotes (2)

1. F1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
2. F2. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Prudential Financial (PFH) report for its CEO?

The chief executive officer of Prudential Financial Inc reported acquiring 109 deferred compensation share units linked to the company's common stock, as shown in Table II of the Form 4.

How many deferred compensation shares does the Prudential Financial CEO own after this transaction?

Following the reported acquisition, the CEO directly beneficially owns 9,781 deferred compensation shares, according to the Form 4 disclosure.

What are "Deferred Compensation Shares" for Prudential Financial (PFH)?

Deferred Compensation Shares are described as being based on unitized accounting and converting into common stock on a 1-to-1 basis, meaning each unit corresponds to one share of Prudential Financial common stock.

When did the reported Prudential Financial (PFH) deferred compensation share transaction occur?

The Form 4 lists the transaction date as 12/11/2025 for the acquisition of the 109 deferred compensation share units.

Are Prudential Financial's deferred compensation shares immediately exercisable and how are they settled?

The disclosure states that the deferred compensation shares are deemed immediately exercisable and are payable in cash on a date selected by the participant.

What price is associated with the Prudential Financial deferred compensation share transaction?

The Form 4 reports a $117.05 price for the derivative security related to the 109 deferred compensation share units acquired on 12/11/2025.

Does this Prudential Financial (PFH) Form 4 reflect an acquisition or a disposition?

The transaction code is listed as A, indicating an acquisition of 109 deferred compensation share units by the chief executive officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SULLIVAN ANDREW F

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Compensation Shares	$0(1)	12/11/2025		A		109		(2)	(2)	Common Stock	109	$117.05	9,781	D

Explanation of Responses:

1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

2. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

	/s/ Danny Fiore, attorney-in-fact	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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