Prudential director granted 21 stock units

A Prudential Financial non-employee director received additional restricted stock units deferred until board retirement under the company’s 2011 plan.

Rhea-AI Filing Summary

PRUDENTIAL FINANCIAL INC (symbol: PFH) is the issuer of record for a Form 4 filing submitted to the SEC. Mannen Maryann T. reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial Inc. (PFH) reported that director Maryann T. Mannen received a grant of 21 restricted stock units linked to common stock on September 10, 2026, at a reference value of $118.48 per unit. Each unit represents a contingent right to one share and vests at the earlier of the next annual meeting or May 12, 2027, and is deferred until her retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. After this award, she holds 1,798 restricted stock units directly, and no Rule 10b5-1 plan is reported.

Insider Trade Summary

Grant/Award: 21 shares

Grant/Award 1 txn

Insider Mannen Maryann T.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2026 Restricted Stock Units F1, F2	21	$118.48	$2K

Holdings After Transaction: 2026 Restricted Stock Units — 1,798 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
2. F2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Key Figures

Restricted stock units granted: 21 units Reference value per restricted stock unit: $118.48 per unit Restricted stock units held after transaction: 1,798 units +1 more

4 metrics

Restricted stock units granted 21 units Grant to director Maryann T. Mannen on September 10, 2026

Reference value per restricted stock unit $118.48 per unit 2026 Restricted Stock Units grant on September 10, 2026

Restricted stock units held after transaction 1,798 units Director’s total directly held restricted stock units following the award

Vesting date Earlier of annual meeting or May 12, 2027 Vesting terms for the 2026 Restricted Stock Units

Key Terms

Restricted Stock Units, contingent right, Deferred Compensation Plan

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represents a contingent right to receive one share of PRU common stock"

Deferred Compensation Plan financial

"under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors"

A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Prudential Financial (PFH) report for director Maryann T. Mannen on this Form 4?

Prudential Financial reported that director Maryann T. Mannen received a grant of 21 restricted stock units tied to common stock on September 10, 2026, as a compensation award, increasing her directly held restricted stock units to 1,798.

At what value were the 2026 restricted stock units granted to the PFH director?

The 21 restricted stock units granted to the Prudential Financial director carry a reported reference value of $118.48 per unit. Each unit represents a contingent right to receive one share of Prudential Financial common stock at vesting.

When do the newly granted PFH restricted stock units for Maryann T. Mannen vest?

The newly granted restricted stock units vest at the earlier of the annual meeting or May 12, 2027. Vesting timing is tied to her service as a non-employee director on Prudential Financial’s board.

How many restricted stock units does the PFH director hold after this Form 4 transaction?

After this grant, director Maryann T. Mannen holds a total of 1,798 restricted stock units directly. Each unit is a contingent right to receive one share of Prudential Financial common stock, subject to vesting and deferral terms.

Are the PFH director’s new restricted stock units immediately payable in stock?

No. The filing states the restricted stock units are deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors, meaning shares are not delivered until that retirement event.

Were the PFH director’s restricted stock unit transactions under a Rule 10b5-1 plan?

The Form 4 indicates that no Rule 10b5-1 trading plan is reported for this award. It is described as a grant or award acquisition of restricted stock units as part of director compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 05:09 PM Accepted by SEC EDGAR 09/14/2026 - 05:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mannen Maryann T.

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NEW JERSEY 07102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2026 Restricted Stock Units	$0(1)	09/10/2026		A		21		(2)	(2)	Common Stock	21	$118.48	1,798	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

	/s/ Danny Fiore, attorney-in-fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)