Prudential CEO awarded 158 deferred share units

Prudential Financial Inc. CEO Andrew F. Sullivan received a grant of 158 Deferred Compensation Shares tied to common stock.

Rhea-AI Filing Summary

Prudential Financial Inc. CEO Andrew F. Sullivan received a grant of 158 Deferred Compensation Shares tied to common stock. These derivative units were awarded on June 11, 2026 at a reference value of $106.51 per unit and are classified as a compensation-related acquisition, not an open-market purchase.

The Deferred Compensation Shares are based on unitized accounting and correspond 1-for-1 to Prudential common stock. They are deemed immediately exercisable and are payable in cash at a date selected by the participant. Following this award, Sullivan’s directly held Deferred Compensation Shares totaled 12,415 units.

Insider Trade Summary

Grant/Award: 158 shares

Grant/Award 1 txn

Insider SULLIVAN ANDREW F

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Deferred Compensation Shares	158	$106.51	$17K

Holdings After Transaction: Deferred Compensation Shares — 12,415 contracts (Direct)

Footnotes (2)

1. F1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
2. F2. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Key Figures

Deferred Compensation Shares granted: 158 units Reference value per unit: $106.51 per unit Deferred Compensation Shares after grant: 12,415 units +1 more

4 metrics

Deferred Compensation Shares granted 158 units Grant on June 11, 2026

Reference value per unit $106.51 per unit Deferred Compensation Shares grant

Deferred Compensation Shares after grant 12,415 units Total direct holdings post-transaction

Conversion ratio 1 unit : 1 common share Deferred Compensation Shares to common stock value

Key Terms

Deferred Compensation Shares, unitized accounting, immediately exercisable, grant, award, or other acquisition

4 terms

Deferred Compensation Shares financial

"Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis."

unitized accounting financial

"Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis."

immediately exercisable financial

"Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant."

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Prudential (PRU) CEO Andrew Sullivan report in this Form 4?

Andrew F. Sullivan reported receiving 158 Deferred Compensation Shares on June 11, 2026. These units are tied to Prudential common stock value and represent a compensation-related award rather than an open-market stock purchase or sale.

Is the Prudential (PRU) Form 4 transaction a stock buy or sell?

The Form 4 shows an acquisition via grant, not a market trade. Sullivan received 158 Deferred Compensation Shares as a grant, classified as a grant, award, or other acquisition, with no open-market buying or selling activity reported.

How many Deferred Compensation Shares does the Prudential CEO hold after this grant?

After the June 11, 2026 grant, Andrew F. Sullivan held 12,415 Deferred Compensation Shares directly. This total includes the new 158-unit award and reflects his position in these deferred units following the reported transaction.

How are Prudential’s Deferred Compensation Shares linked to common stock value?

Prudential’s Deferred Compensation Shares use unitized accounting and convert to common stock on a 1-to-1 basis for value. The units are deemed immediately exercisable and are ultimately payable in cash at a date chosen by the participant.

What was the reference price for the Prudential CEO’s deferred share grant?

The 158 Deferred Compensation Shares granted to Andrew F. Sullivan used a reference value of $106.51 per unit. This price reflects the underlying common stock value used to determine the size and value of the compensation award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/15/2026 - 02:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SULLIVAN ANDREW F

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NEW JERSEY 07102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)	X	Other (specify below)
	Chief Executive Officer		Chairman of the Board

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Compensation Shares	$0(1)	06/11/2026		A		158		(2)	(2)	Common Stock	158	$106.51	12,415	D

Explanation of Responses:

1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

2. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

	/s/ Danny Fiore, attorney-in-fact	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)