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Prudential Form 4: Director granted 1,735 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joseph J. Wolk, a director of Prudential Financial, Inc. (PRU), reported acquisition of 1,735 restricted stock units on 09/30/2025. Each unit represents a contingent right to one share of PRU common stock and the award was recorded with a $0 grant value per the filing. The restricted stock units were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors and vest on September 30, 2026 or upon retirement from the Board as described. The filing was submitted on 10/01/2025 and signed by an attorney-in-fact on behalf of the reporting person.

Positive

  • Director alignment: Reporting person Joseph J. Wolk received 1,735 restricted stock units that vest in one year, aligning his interests with long-term shareholders.
  • Deferral under plan: Awards were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors, indicating structured governance of director compensation.

Negative

  • None.

Insights

TL;DR: Director acquired 1,735 deferred restricted stock units that vest in one year, indicating routine director compensation rather than a market-timing trade.

The transaction is a non-derivative award of 1,735 restricted stock units recorded as granted on 09/30/2025 with a reported grant value of $0 in the Form 4. The units convert to one share each upon vesting and are subject to the company's deferred compensation plan for non-employee directors. From a financial perspective, this reflects standard equity compensation to align director incentives with shareholders; the filing does not disclose any sale or disposition that would materially affect share count or short-term liquidity.

TL;DR: This is a routine director compensation disclosure showing deferral to retirement and one-year vesting; governance implications are standard.

The Form 4 documents a deferred award rather than an immediate cash or share transfer. Vesting on 09/30/2026 and the deferral under the 2011 Deferred Compensation Plan indicate customary governance practices to retain and align non-employee directors. No unusual acceleration, related-party transaction, or change-in-control provision is disclosed in this filing, and the report appears to be a standard Section 16 disclosure of beneficial ownership change by a director.

Insider Wolk Joseph J
Role Director
Type Security Shares Price Value
Grant/Award 9/30/25 Restricted Stock Units 1,735 $103.74 $180K
Holdings After Transaction: 9/30/25 Restricted Stock Units — 1,735 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Wolk Joseph J
(Last) (First) (Middle)
751 BROAD STREET, 5TH FLOOR
ATTN.: REGULATORY FILINGS UNIT
(Street)
NEWARK NJ 07102
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
9/30/25 Restricted Stock Units $0(1) 09/30/2025 A 1,735 (2) (2) Common Stock 1,735 $103.74 1,735 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
2. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
/s/ Richard J. Baker, attorney-in-fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the Form 4 for Prudential Financial (PRU) report on 09/30/2025?

The Form 4 reports that director Joseph J. Wolk was granted 1,735 restricted stock units on 09/30/2025.

When do the restricted stock units reported on the Form 4 vest?

The restricted stock units vest on September 30, 2026 or upon retirement from the Board as deferred under the company's plan.

What does each restricted stock unit represent according to the filing?

Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

Was there any cash price reported for the restricted stock units on the Form 4?

The filing shows a reported grant value of $0 for the restricted stock units.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by /s/ Richard J. Baker, attorney-in-fact and the signature date is 10/01/2025.