Prudential CFO reports RSU vesting and taxes

Prudential Financial EVP and CFO Yanela Frias reported multiple equity award vestings and related tax withholdings.

Accepted by SEC EDGAR 03/03/2026 - 04:48 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Prudential Financial EVP and CFO Yanela Frias reported multiple equity award vestings and related tax withholdings. On February 28, 2026, 2023, 2024 and 2025 Restricted Stock Units vested and were converted into common stock on a 1-to-1 basis, resulting in acquisitions of 678, 950 and 2,379 common shares, respectively.

To cover tax obligations, 230, 328 and 844 common shares were automatically withheld and disposed of at a price of $98.38 per share. After these transactions, she directly held 22,794 common shares and indirectly held 4 shares through a 401(k) plan. The footnotes clarify these are routine vesting and tax-withholding events.

Insider Trade Summary

4,007 shares exercised/converted

Exercise 9 txns

Insider Frias Yanela

Role EVP and CFO

Type	Security	Shares	Price	Value
Exercise	2023 Restricted Stock Units	678	$0.00	$0.00
Exercise	2024 Restricted Stock Units	950	$0.00	$0.00
Exercise	2025 Restricted Stock Units	2,379	$0.00	$0.00
Exercise	Common Stock	678	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	230	$98.38	$23K
Exercise	Common Stock	950	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	328	$98.38	$32K
Exercise	Common Stock	2,379	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	844	$98.38	$83K
Holding	Common Stock	--	--	--

Holdings After Transaction: 2023 Restricted Stock Units — 0 contracts (Direct); 2024 Restricted Stock Units — 951 contracts (Direct); 2025 Restricted Stock Units — 4,759 contracts (Direct); Common Stock — 22,794 shares (Direct); Common Stock — 4 shares (Indirect, By 401(K))

Footnotes (6)

1. F1. Represents the vesting of previously awarded restricted stock units.
2. F2. Represents shares withheld for the payment of taxes.
3. F3. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
4. F4. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
5. F5. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
6. F6. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Frias Yanela

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		M(1)		678	A	$0	20,867	D
Common Stock	02/28/2026		F(2)		230	D	$98.38	20,637	D
Common Stock	02/28/2026		M(1)		950	A	$0	21,587	D
Common Stock	02/28/2026		F(2)		328	D	$98.38	21,259	D
Common Stock	02/28/2026		M(1)		2,379	A	$0	23,638	D
Common Stock	02/28/2026		F(2)		844	D	$98.38	22,794	D
Common Stock								4	I	By 401(K)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2023 Restricted Stock Units	(3)	02/28/2026		M			678	(4)	(4)	Common Stock	678	$0	0	D
2024 Restricted Stock Units	(3)	02/28/2026		M			950	(5)	(5)	Common Stock	950	$0	951	D
2025 Restricted Stock Units	$0(3)	02/28/2026		M			2,379	(6)	(6)	Common Stock	2,379	$0	4,759	D

Explanation of Responses:

1. Represents the vesting of previously awarded restricted stock units.

2. Represents shares withheld for the payment of taxes.

3. The Restricted Stock Units convert to common stock on a 1 to 1 basis.

4. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

5. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

6. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

	/s/ Richard J. Baker, attorney-in-fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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