PFHO CEO Tom Kubota buys 24,742 shares
PACIFIC HEALTH CARE ORGANIZATION INC CEO and President Tom Kubota reported an open-market purchase of Common Stock.
Rhea-AI Filing Summary
PACIFIC HEALTH CARE ORGANIZATION INC CEO and President Tom Kubota reported an open-market purchase of Common Stock. On June 3, 2026, he bought 24,742 shares of Common Stock at $1.00 per share, bringing his direct Common Stock holdings to 8,500,000 shares after the transaction.
He also holds Series A Preferred Stock that is convertible into 16,000 shares of Common Stock on a 1:1 basis at his election, with no expiration date. These preferred shares are held through the Tom Kubota Revocable Trust of 2013, where he serves as sole trustee and may be deemed the beneficial owner.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 24,742 shares
Net Buy
2 txns
Insider
KUBOTA TOM
Role
CEO & President
Bought
24,742 shs ($25K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common | 24,742 | $1.00 | $25K |
| holding | Series A Preferred | -- | -- | -- |
Holdings After Transaction:
Common — 8,500,000 shares (Direct);
Series A Preferred — 16,000 contracts (Direct)
Footnotes (2)
- F1. The Reporting Person holds the shares through the Tom Kubota Revocable Trust of 2013 (the "Trust"). The Reporting Person is the sole Trustee of the Trust. As such, the Reporting Person may be deemed to have voting and/or investment power over the shares held by the Trust and therefore may be deemed to be the beneficial owner of those shares.
- F2. The Series A Preferred Stock converts into Common Stock of the Issuer on a 1:1 basis at any time at the election of the Reporting Person and has no expiration date.
Key Figures
Common shares purchased: 24,742 shares
Purchase price: $1.00 per share
Common shares held after: 8,500,000 shares
+2 more
5 metrics
Common shares purchased
24,742 shares
Open-market purchase on June 3, 2026
Purchase price
$1.00 per share
Price for Common Stock bought on June 3, 2026
Common shares held after
8,500,000 shares
Direct Common Stock holdings following transaction
Underlying Common via Series A Preferred
16,000 shares
Common Stock issuable from Series A Preferred at 1:1 conversion
Net buy shares
24,742 shares
Net buy direction in transaction summary
Key Terms
open-market purchase, Series A Preferred, beneficial owner, Revocable Trust, +1 more
5 terms
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Series A Preferred financial
"The Series A Preferred Stock converts into Common Stock of the Issuer"
Series A preferred is an early round of equity that gives certain investors a special class of shares with priority rights over common shareholders, such as first claim on assets or dividends and often the option to convert into common stock later. Think of it like a VIP ticket at a concert that guarantees earlier entry and some extra perks; for investors it reduces risk, defines ownership stakes, and affects control and potential returns in future sales or public offerings.
beneficial owner financial
"therefore may be deemed to be the beneficial owner of those shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Revocable Trust financial
"holds the shares through the Tom Kubota Revocable Trust of 2013"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
converts into Common Stock financial
"The Series A Preferred Stock converts into Common Stock of the Issuer on a 1:1 basis"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did PFHO CEO Tom Kubota report on this Form 4?
Tom Kubota reported buying 24,742 shares of PACIFIC HEALTH CARE ORGANIZATION INC (PFHO) Common Stock. The open-market purchase occurred at $1.00 per share, increasing his direct holdings to 8,500,000 Common shares after the transaction was completed.
What is the Series A Preferred position reported for Tom Kubota in PFHO?
He holds Series A Preferred Stock convertible into 16,000 PFHO Common shares. The filing notes a 1:1 conversion ratio into Common Stock at his election, with no expiration date, providing an additional potential equity position beyond his direct Common holdings.
Does the PFHO Form 4 indicate any sales by Tom Kubota?
The Form 4 reports only a purchase of PFHO Common Stock, with no share sales. The transaction summary shows one buy entry totaling 24,742 shares and no reported sell, gift, tax-withholding, or restructuring transactions for the reported period.
AI-generated analysis. How Rhea-AI works. Not financial advice.
