STOCK TITAN

Tom Kubota raises Pacific Health Care (PFHO) ownership stake to 66.3%

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Tom Kubota filed Amendment No. 22 to his Schedule 13D on Pacific Health Care Organization, updating his beneficial ownership and recent share purchases. Through the Tom Kubota Revocable Trust of 2013, he beneficially owns 8,475,258 shares of Common Stock and 16,000 shares of Series A Preferred Stock, representing about 66.3% of the company’s Common Stock based on 12,816,000 shares. On May 27, 2026, he bought 65,258 Common shares on the open market at $1.00 per share. Kubota states the acquisitions were made with personal funds, were not for the purpose of changing control, and that he may make additional purchases from time to time.

Positive

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Negative

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Common shares owned 8,475,258 shares Beneficially owned through the Tom Kubota Revocable Trust of 2013
Series A Preferred shares 16,000 shares Held by Tom Kubota; convertible 1-for-1 into Common Stock
Ownership percentage 66.3% Percent of PFHO Common Stock beneficially owned by Kubota
Recent purchase size 65,258 shares Common Stock bought on May 27, 2026
Purchase price $1.00 per share Price paid for Common Stock on May 27, 2026
Shares used for ownership calculation 12,816,000 shares Common Stock count including assumed conversion of 16,000 preferred shares
Common shares outstanding 12,800,000 shares Common Stock outstanding as of March 31, 2026
Voting power per preferred share 20,000 votes Each Series A Preferred share votes as 20,000 Common shares
beneficially owns financial
"Through the Trust the Reporting Person beneficially owns 8,475,258 shares of Common Stock"
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.
Series A Preferred Stock financial
"16,000 shares of Series A Preferred Stock of the Issuer"
Series A preferred stock is a type of ownership share in a company that gives investors certain advantages, such as priority in receiving profits or getting their money back if the company is sold or goes bankrupt. It is often issued during early funding stages to attract investors by offering more security than common shares. This stock matters to investors because it provides a safer way to invest while still holding potential for future gains.
Schedule 13D regulatory
"This Amendment No. 22 amends and supplements the original filed by the Reporting Person on Schedule 13D"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
dispositive power financial
"may be deemed to have the sole power to vote or direct the vote, and sole power to dispose"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
open market financial
"acquired 65,258 shares of Common Stock of the Issuer on the open market for $1.00 per share"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
personal funds financial
"All shares of the Issuer's Common Stock acquired by the Reporting Person were acquired with personal funds"
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69439P407

(CUSIP Number)
Tom Kubota
2618 San Miguel Drive, #477,
Newport Beach, CA, 92660
(949) 721-8272

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
05/27/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) With respect to the share numbers set forth in rows 7, 9 and 11 in the table above, these consist of 8,475,258 shares of the Issuer's Common Stock and 16,000 shares of the Issuer's Series A Preferred Stock owned by the Reporting Person. The Series A Preferred Stock is convertible to Common Stock of the Issuer on a one-share-for-one-share basis, based on the number of shares of Series A Preferred Stock converted and not the number of votes represented by such converted shares of Series A Preferred Stock. The Series A Preferred Stock is convertible only by the holder thereof and is convertible at any time. Each outstanding share of Series A Preferred Stock is entitled to vote as 20,000 shares of Common Stock. (2) With respect to the shares referenced in rows 7, 9 and 11 in the table above, they are held through the Tom Kubota Revocable Trust of 2013 (the "Trust"). The Reporting Person is the sole Trustee of the Trust and may be deemed to have voting and dispositive power over the shares held by the Trust. (3) With respect to the percentage set forth in row 13 in the table above, it is calculated based on 12,816,000 shares of Common Stock of the Issuer, including 12,800,000 shares of Common Stock outstanding as of March 31, 2026, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 30, 2026, and assuming the issuance of 16,000 shares of Common Stock as if the Reporting Person had converted the 16,000 shares of the Issuer's Series A Preferred Stock held by him to 16,000 shares of Common Stock of the Issuer. EXPLANATORY NOTE This Amendment No. 22 ("Amendment No. 22"), dated June 2, 2026, amends and supplements the original Schedule 13D filed by the Reporting Person with the Securities and Exchange Commission (the "Commission") on June 27, 2008, relating to shares of Common Stock, $0.001 par value per share ("Common Stock") of Pacific Health Care Organization, Inc. (the "Issuer"), as amended and supplemented by Schedule 13D/A-1 filed on August 28, 2008, Schedule 13D/A-2 filed on May 14, 2010, Schedule 13D/A-3 filed on May 14, 2010, Schedule 13D/A-4 filed on April 20, 2012, Schedule 13D/A-5 filed on May 21, 2013, Schedule 13D/A-6 filed March 12, 2014, Schedule 13D/A-7 filed April 30, 2014, Schedule 13D/A-8 filed on June 10, 2014, Schedule 13D/A-9 filed on June 17, 2014, Schedule 13D/A-10 filed on March 31, 2015, Schedule 13D/A-11 filed on November 16, 2015, Schedule 13D/A-12 filed on November 18, 2015, and Schedule 13D/A-13 filed on December 1, 2016, Schedule 13D/A-14 filed on January 10, 2018, Schedule 13D/A-15 filed on May 1, 2018, Schedule 13D/A-16 filed on May 16, 2018, Schedule 13D/A-17 filed on January 31, 2020, Schedule 13D/A-18 filed on March 30, 2020, Schedule 13D/A-19 filed on December 29, 2021, Schedule 13D/A-20 filed on August 31, 2023, and Schedule 13D/A-21 filed on September 28, 2023 (collectively referred to herein as the "Schedule 13D"). Only those items hereby reported in this Amendment No. 22 are amended and all other items remain unchanged. Terms used herein but not otherwise defined shall have the meanings set forth in the Schedule 13D.


SCHEDULE 13D


Tom Kubota
Signature:/s/ Tom Kubota
Name/Title:Tom Kubota
Date:06/02/2026

FAQ

How many PFHO shares does Tom Kubota now beneficially own?

Tom Kubota beneficially owns 8,475,258 Common shares of Pacific Health Care Organization plus 16,000 Series A Preferred shares. This total is held through the Tom Kubota Revocable Trust of 2013, where he serves as sole trustee with voting and dispositive power.

What percentage of PFHO does Tom Kubota’s stake represent?

Kubota’s holdings represent approximately 66.3% of PFHO Common Stock, based on 12,816,000 shares, which includes 12,800,000 shares outstanding and 16,000 shares assumed issued upon conversion of his Series A Preferred Stock into Common Stock.

What recent PFHO share purchase did Tom Kubota report in this Schedule 13D/A?

On May 27, 2026, Kubota acquired 65,258 PFHO Common shares in an open market transaction at $1.00 per share. He reports using personal funds for this purchase and notes no other transactions in the past sixty days.

How is Tom Kubota’s PFHO ownership held and who controls the shares?

The PFHO shares are held through the Tom Kubota Revocable Trust of 2013. Kubota is the sole trustee and may be deemed to have sole voting and dispositive power over all shares held by the trust on his behalf.

What are the key terms of PFHO’s Series A Preferred Stock held by Tom Kubota?

Kubota holds 16,000 shares of PFHO Series A Preferred Stock, convertible into Common Stock on a one-for-one share basis at his election with no expiration date. Each preferred share carries voting rights equal to 20,000 Common shares.

Did Tom Kubota state any intent to change control of PFHO with these acquisitions?

No, Kubota stated the acquisitions were not for changing control of Pacific Health Care Organization. He was already CEO, President, and Board Chairman and the largest shareholder before the purchases, and he anticipates potential additional acquisitions over time.