Pennantpark Floating Rate Cap SEC Filings

PennantPark Floating Rate Capital Ltd. filed a current report describing a communications update rather than new financial results. On January 6, 2026, the company issued a press release announcing the timing of its upcoming earnings release for the first fiscal quarter ended December 31, 2025, and furnished that press release as Exhibit 99.1 under Regulation FD.

The report clarifies that this information, including the exhibit, is being furnished and not filed for purposes of certain liability provisions of the Exchange Act, and that it is not automatically incorporated by reference into other securities filings. No financial statements, pro forma information, or shell company transactions are included.

PennantPark Floating Rate Capital Ltd. reported that on January 5, 2026 it issued a press release announcing its monthly distribution and furnished this press release as Exhibit 99.1. The disclosure is provided under Regulation FD, meaning the company is sharing this information publicly to keep all investors equally informed.

The company clarifies that the information in this report, including Exhibit 99.1, is being furnished rather than filed, so it is not subject to certain liability provisions and is not automatically incorporated into other securities filings unless specifically referenced. The report also includes extensive cautionary language about forward-looking statements, noting that such statements are not guarantees of future performance and may differ materially due to various risk factors described in its filings with the Securities and Exchange Commission.

PennantPark Floating Rate Capital Ltd. is asking stockholders to vote at its 2026 virtual annual meeting on February 3, 2026 at 9:45 a.m. Eastern, accessible only via webcast at www.virtualshareholdermeeting.com/PFLT2026 using a control number.

Stockholders will vote on electing two Class III directors, Arthur H. Penn and José A. Briones, Jr., each to serve until the 2029 annual meeting, and on ratifying RSM US LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026. The board unanimously recommends voting FOR both proposals.

Holders of 99,217,896 shares of common stock outstanding as of the December 3, 2025 record date are entitled to one vote per share and may vote by internet, phone, mail, or during the virtual meeting. The proxy also outlines the board’s majority-independent structure and committee system, and discloses 2025 payments including a $23.3 million base management fee, a $26.0 million incentive fee to the adviser, and $820,420 in audit and related fees to RSM.

PennantPark Floating Rate Capital Ltd. director reports open-market share purchase. A director of PennantPark Floating Rate Capital Ltd. (PFLT) bought 5,500 shares of common stock on 12/01/2025 in a purchase transaction at a price of $9.099 per share. Following this trade, the director beneficially owns 336,418 shares directly. In addition, 8,001 shares are reported as indirectly owned through the director’s spouse.

PennantPark Floating Rate Capital Ltd. reported, via a current report, that it issued a press release on December 2, 2025 announcing its monthly distribution to shareholders. The details of the distribution itself are contained in the accompanying press release, which is furnished as Exhibit 99.1.

The company emphasizes that this information is being furnished, not filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other Securities Act or Exchange Act filings. The report also includes standard forward-looking statements language, noting that future results may differ materially due to various risks described in its SEC filings.

PennantPark Floating Rate Capital Ltd. (PFLT)$150 million (the Facility Size) to the SPV, with Goldman Sachs Bank USA and Western Alliance Trust Company N.A. serving key administrative and collateral roles.

In connection with this financing, PennantPark Floating Rate Capital Ltd. entered into a Non-Recourse Carveout Guaranty in favor of Goldman Sachs Bank USA. The company guarantees specified obligations arising from willful misconduct, fraud, misrepresentation, misuse of proceeds, improper asset transfers, unauthorized liens, certain impairment events, and the full outstanding obligations if a Sponsor Entity initiates or colludes in a bankruptcy or insolvency event, up to the $150 million Facility Size.

PennantPark Floating Rate Capital Ltd. filed a Form 8-K to announce that it has released its financial results for the fourth fiscal quarter and full fiscal year ended September 30, 2025. The company issued a press release on November 24, 2025, and that release is furnished as Exhibit 99.1.

The information in the report and the press release is furnished rather than filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities filings. The company also highlights that the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings and are not guarantees of future performance.

PennantPark Floating Rate Capital Ltd. (PFLT) furnished an Item 7.01 Regulation FD disclosure announcing its monthly distribution. The company issued a press release, which is attached as Exhibit 99.1.

The information in this report, including Exhibit 99.1, is being furnished and not filed under the Exchange Act, and is not incorporated by reference into Securities Act or Exchange Act filings unless specifically stated.