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Pennantpark Floating Rate Cap SEC Filings

PFLT NYSE

Welcome to our dedicated page for Pennantpark Floating Rate Cap SEC filings (Ticker: PFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Finding dividend coverage or leverage ratios inside PennantPark Floating Rate Capital’s dense BDC reports can feel like hunting for a needle in a haystack. Each quarter, PFLT files hundreds of pages detailing floating-rate loan performance, credit quality and management fees—data that directly affects your yield. Our SEC Filings page tackles that complexity head-on by turning every disclosure into clear, concise takeaways.

Stock Titan’s AI reads the raw documents the second they hit EDGAR and produces plain-language explanations. Whether you need the PennantPark Floating Rate Capital quarterly earnings report 10-Q filing or the full PennantPark Floating Rate Capital annual report 10-K simplified, you’ll see key metrics in context, cross-linked to prior periods. Real-time alerts flag PennantPark Floating Rate Capital Form 4 insider transactions real-time so you can monitor executive buying and selling without refreshing EDGAR all day. Our analysis also answers natural questions investors ask, like “How did interest-rate resets impact income this quarter?” or “What’s new in the latest PennantPark Floating Rate Capital 8-K material events explained?”

Looking deeper? Drill into:

  • PennantPark Floating Rate Capital insider trading Form 4 transactions to track conviction moves
  • Credit portfolio shifts highlighted in every PennantPark Floating Rate Capital earnings report filing analysis
  • Fee structures inside the PennantPark Floating Rate Capital proxy statement executive compensation

From “understanding PennantPark Floating Rate Capital SEC documents with AI” to spotting trends before they hit headlines, our platform delivers the certainty professionals need—without wading through 300 pages of legal language.

Rhea-AI Summary

PennantPark Floating Rate Capital Ltd. is asking stockholders to vote at its 2026 virtual annual meeting on February 3, 2026 at 9:45 a.m. Eastern, accessible only via webcast at www.virtualshareholdermeeting.com/PFLT2026 using a control number.

Stockholders will vote on electing two Class III directors, Arthur H. Penn and José A. Briones, Jr., each to serve until the 2029 annual meeting, and on ratifying RSM US LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026. The board unanimously recommends voting FOR both proposals.

Holders of 99,217,896 shares of common stock outstanding as of the December 3, 2025 record date are entitled to one vote per share and may vote by internet, phone, mail, or during the virtual meeting. The proxy also outlines the board’s majority-independent structure and committee system, and discloses 2025 payments including a $23.3 million base management fee, a $26.0 million incentive fee to the adviser, and $820,420 in audit and related fees to RSM.

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PennantPark Floating Rate Capital Ltd. director reports open-market share purchase. A director of PennantPark Floating Rate Capital Ltd. (PFLT) bought 5,500 shares of common stock on 12/01/2025 in a purchase transaction at a price of $9.099 per share. Following this trade, the director beneficially owns 336,418 shares directly. In addition, 8,001 shares are reported as indirectly owned through the director’s spouse.

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PennantPark Floating Rate Capital Ltd. reported, via a current report, that it issued a press release on December 2, 2025 announcing its monthly distribution to shareholders. The details of the distribution itself are contained in the accompanying press release, which is furnished as Exhibit 99.1.

The company emphasizes that this information is being furnished, not filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other Securities Act or Exchange Act filings. The report also includes standard forward-looking statements language, noting that future results may differ materially due to various risks described in its SEC filings.

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PennantPark Floating Rate Capital Ltd. (PFLT)$150 million (the Facility Size) to the SPV, with Goldman Sachs Bank USA and Western Alliance Trust Company N.A. serving key administrative and collateral roles.

In connection with this financing, PennantPark Floating Rate Capital Ltd. entered into a Non-Recourse Carveout Guaranty in favor of Goldman Sachs Bank USA. The company guarantees specified obligations arising from willful misconduct, fraud, misrepresentation, misuse of proceeds, improper asset transfers, unauthorized liens, certain impairment events, and the full outstanding obligations if a Sponsor Entity initiates or colludes in a bankruptcy or insolvency event, up to the $150 million Facility Size.

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PennantPark Floating Rate Capital Ltd. filed a Form 8-K to announce that it has released its financial results for the fourth fiscal quarter and full fiscal year ended September 30, 2025. The company issued a press release on November 24, 2025, and that release is furnished as Exhibit 99.1.

The information in the report and the press release is furnished rather than filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities filings. The company also highlights that the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings and are not guarantees of future performance.

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PennantPark Floating Rate Capital Ltd. (PFLT) furnished an Item 7.01 Regulation FD disclosure announcing its monthly distribution. The company issued a press release, which is attached as Exhibit 99.1.

The information in this report, including Exhibit 99.1, is being furnished and not filed under the Exchange Act, and is not incorporated by reference into Securities Act or Exchange Act filings unless specifically stated.

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PennantPark Floating Rate Capital Ltd. furnished a press release on September 3, 2025 announcing a monthly distribution, and the release is attached as Exhibit 99.1. The filing states this information is being furnished (not "filed") for purposes of the Exchange Act and will not be deemed incorporated by reference in future filings unless expressly stated. The document contains no distribution amount, payment date, or financial statements; it is a short Regulation FD disclosure that notifies investors a distribution announcement has been issued.

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FAQ

What is the current stock price of Pennantpark Floating Rate Cap (PFLT)?

The current stock price of Pennantpark Floating Rate Cap (PFLT) is $9.12 as of December 18, 2025.

What is the market cap of Pennantpark Floating Rate Cap (PFLT)?

The market cap of Pennantpark Floating Rate Cap (PFLT) is approximately 905.9M.
Pennantpark Floating Rate Cap

NYSE:PFLT

PFLT Rankings

PFLT Stock Data

905.86M
98.34M
0.86%
22.6%
1%
Asset Management
Financial Services
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United States
NEW YORK