PennantPark Floating Rate Capital files 8-K on 2025 results

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. filed a Form 8-K to announce that it has released its financial results for the fourth fiscal quarter and full fiscal year ended September 30, 2025. The company issued a press release on November 24, 2025, and that release is furnished as Exhibit 99.1.

The information in the report and the press release is furnished rather than filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities filings. The company also highlights that the press release may contain forward-looking statements, which are subject to risks and uncertainties described in its SEC filings and are not guarantees of future performance.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  November 24, 2025

_______________________________

PennantPark Floating Rate Capital Ltd.

(Exact name of registrant as specified in its charter)

_______________________________

Maryland	814-00891	27-3794690
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

1691 Michigan Avenue

Miami Beach, Florida 33139

(Address of Principal Executive Offices) (Zip Code)

(786) 297-9500

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	PFLT	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On November 24, 2025, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the fourth fiscal quarter and fiscal year ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report pursuant to Item 2.02 on Form 8-K and Regulation FD.

The information in this report on Form 8-K, including Exhibits 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

This report on Form 8-K, including Exhibits 99.1 furnished herewith, may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act, the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports the Company files under the Exchange Act. All statements other than statements of historical facts included in this report on Form 8-K, including Exhibit 99.1 furnished herewith, are forward-looking statements and are not guarantees of future performance or results, and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

The Company may use words such as “anticipates,” “believes,” “expects,” “intends,” “seeks,” “plans,” “estimates” and similar expressions to identify forward-looking statements. Such statements are based on currently available operating, financial and competitive information and are subject to various risks and uncertainties that could cause actual results to differ materially from its historical experience and present expectations.

Item 9.01. Financial Statements and Exhibits.

(a)	Financial statements:
	None
(b)	Pro forma financial information:
	None
(c)	Shell company transactions:
	None
(d)	Exhibits
	99.1	Press Release of PennantPark Floating Rate Capital Ltd. dated November 24, 2025
	104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PennantPark Floating Rate Capital Ltd.
Date: November 24, 2025	By:	/s/ Richard T. Allorto, Jr.
		Richard T. Allorto, Jr.
		Chief Financial Officer & Treasurer

FAQ

What did PennantPark Floating Rate Capital (PFLT) announce in this 8-K?

PennantPark Floating Rate Capital Ltd. announced that it has issued a press release with its financial results for the fourth fiscal quarter and fiscal year ended September 30, 2025, which is furnished as Exhibit 99.1.

Which period’s results does PFLT’s press release cover?

The press release covers PennantPark Floating Rate Capital Ltd.’s financial results for the fourth fiscal quarter and the full fiscal year ended September 30, 2025.

How are the financial results provided in the PFLT 8-K treated under SEC rules?

The financial results, including Exhibit 99.1, are furnished rather than filed, so they are not deemed filed for purposes of Section 18 of the Exchange Act and are not subject to the liabilities of that section.

Where can investors find the detailed Q4 and fiscal 2025 results for PFLT?

Investors can find the detailed results in the press release attached as Exhibit 99.1 to the Form 8-K filed by PennantPark Floating Rate Capital Ltd.

Does the PFLT 8-K include forward-looking statements?

Yes. The company states that the report and Exhibit 99.1 may contain forward-looking statements that are subject to risks and uncertainties and are not guarantees of future performance.

Who signed the PFLT Form 8-K announcing the 2025 results?

The Form 8-K was signed on behalf of PennantPark Floating Rate Capital Ltd. by Richard T. Allorto, Jr., the Chief Financial Officer and Treasurer.