PennantPark Floating Rate (PFLT) CFO buys 15,000 company shares

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. reported that its CFO and Treasurer, Richard T. Allorto Jr., made an open-market purchase of common stock. He bought 15,000 shares at $8.15 per share on March 11, 2026, bringing his direct holdings to 25,000 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allorto Richard T JR

(Last) (First) (Middle)

C/O PENNANTPARK

1691 MICHIGAN AVENUE

(Street)

MIAMI BEACH FL 33319

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennantPark Floating Rate Capital Ltd. [ PFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/11/2026		P		15,000	A	$8.15	25,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Richard T. Allorto Jr.	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PFLT report for Richard T. Allorto Jr.?

PennantPark Floating Rate Capital Ltd. reported that CFO and Treasurer Richard T. Allorto Jr. purchased 15,000 shares of common stock. The open-market buy was executed at $8.15 per share, increasing his direct holdings to 25,000 shares after the transaction.

How many PennantPark Floating Rate (PFLT) shares did the CFO buy?

The CFO bought 15,000 shares of PennantPark Floating Rate Capital Ltd. common stock. These were open-market purchases at a price of $8.15 per share, which raised his directly held position to a total of 25,000 shares following the transaction.

At what price were the PFLT shares purchased by the CFO?

Richard T. Allorto Jr. purchased PennantPark Floating Rate Capital Ltd. shares at $8.15 each. The transaction involved 15,000 common shares acquired in the open market, resulting in a post-transaction direct ownership of 25,000 shares of the company’s stock.

What is the CFO’s total PFLT shareholding after this Form 4 transaction?

After the reported transaction, PennantPark Floating Rate Capital Ltd.’s CFO directly owns 25,000 common shares. This reflects an open-market purchase of 15,000 shares at $8.15 per share, added to his prior holdings as disclosed in the Form 4 filing.

Was the PFLT CFO’s transaction a purchase or a sale of shares?

The transaction was a purchase of shares. PennantPark Floating Rate Capital Ltd.’s CFO, Richard T. Allorto Jr., executed an open-market buy of 15,000 common shares at $8.15, bringing his directly held stake to 25,000 shares after the transaction.