STOCK TITAN

Director adds PennantPark Floating Rate (PFLT) shares in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. director Jose A. Briones reported an open-market purchase of common stock. He bought 5,895 shares at $8.48 per share, increasing his directly held stake to 342,313 shares. A separate line reflects 8,001 shares held indirectly through his spouse.

Positive

  • None.

Negative

  • None.
Insider Briones Jose A
Role Director
Bought 5,895 shs ($50K)
Type Security Shares Price Value
Purchase Common Stock 5,895 $8.48 $50K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 342,313 shares (Direct); Common Stock — 8,001 shares (Indirect, By Spouse)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Briones Jose A

(Last) (First) (Middle)
C/O PENNANTPARK
1691 MICHIGAN AVENUE

(Street)
MIAMI BEACH FL 33319

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PennantPark Floating Rate Capital Ltd. [ PFLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/19/2026 P 5,895 A $8.48 342,313 D
Common Stock 8,001 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Jose A. Briones, Jr. 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PFLT director Jose A. Briones report?

Director Jose A. Briones reported buying 5,895 shares of PennantPark Floating Rate Capital Ltd. common stock in an open-market transaction at $8.48 per share, increasing his directly held position to 342,313 shares after the purchase.

At what price did the PFLT director purchase shares in this Form 4?

The director purchased PennantPark Floating Rate Capital Ltd. common shares at $8.48 per share. This open-market transaction covered 5,895 shares and raised his directly held ownership to 342,313 shares following the reported trade.

How many PFLT shares does Jose A. Briones own after the reported trade?

After the reported transaction, Jose A. Briones directly holds 342,313 shares of PennantPark Floating Rate Capital Ltd. common stock. The filing also notes an additional 8,001 shares held indirectly through his spouse, reported separately from his direct holdings.

Does the PFLT Form 4 include any indirect ownership for the director?

Yes. In addition to his direct stake, the Form 4 shows 8,001 PennantPark Floating Rate Capital Ltd. shares held indirectly, noted as “By Spouse.” This is reported separately from his 342,313 directly owned shares after the open-market purchase.

Was the PFLT insider transaction a buy or a sell?

The disclosed insider transaction was a buy. Director Jose A. Briones executed an open-market purchase of 5,895 PennantPark Floating Rate Capital Ltd. common shares at $8.48 per share, increasing his directly held ownership position.