Welcome to our dedicated page for PIMCO Income Strategy Fund II SEC filings (Ticker: PFN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PIMCO Income Strategy Fund II's regulatory disclosures and financial reporting.
PIMCO Income Strategy Fund II filed insider information identifying Willard Morgan as an officer with the title Assistant Secretary. The data show no reported transactions, no derivative positions and no holding entries, resulting in a neutral net buy/sell direction in this excerpt.
PIMCO Income Strategy Fund II insider Davenport Russel, who serves as Assistant Treasurer, filed an initial Form 3 to register as a reporting person of the fund. The filing does not report any transactions or current holdings, and serves as a baseline disclosure of insider status.
PIMCO Income Strategy Fund II reported an initial statement of beneficial ownership for officer Shin Myung, who serves as Assistant Secretary. This Form 3 does not list any transactions or current holdings, and simply establishes Myung as a reporting insider for future ownership and trading disclosures.
PIMCO Income Strategy Fund II reported that Eric David Johnson, its President, has filed an initial statement of ownership on Form 3. The filing lists him as an officer but shows no reported purchases, sales, or other transactions and no derivative holdings at this time.
PIMCO Income Strategy Fund II filed an initial insider ownership report for assistant treasurer Paul Vitale. The Form 3 shows no reported transactions or derivative positions and provides a baseline disclosure of his status as an officer of the fund.
PIMCO Income Strategy Fund filed a Supplement dated June 24, 2026 that revises its Prospectus and SAI to permit the Fund to invest in and originate a wide range of loans and loan interests. The supplement states the Fund may acquire or originate whole loans, participations, assignments, secured and unsecured notes, senior and second lien loans, mezzanine loans, bridge loans, debtor-in-possession financings and similar instruments, including to borrowers that are unrated or rated below investment grade. The Fund may lend to domestic and foreign borrowers, and is not restricted by particular borrower credit criteria; loans may be subprime in quality and may vary in maturity and duration. The Fund notes additional risks from loan investments and originations, including credit, liquidity, settlement, valuation, regulatory/licensing, litigation, counterparty and foreclosure-related risks, and states loan origination fees retained by the Fund are its income. The supplement also highlights that income from origination activities could affect qualification as a regulated investment company under Subchapter M (the 90% gross income test).
PIMCO Income Strategy Fund is expanding its principal investment strategy to allow both investing in and originating a wide range of loans. These include residential and commercial mortgage-related loans, consumer loans, bridge loans, mezzanine loans and other structures, to borrowers that may be unrated or below investment grade, including foreign and emerging market borrowers and subprime credits.
The supplement explains that these activities can increase credit, liquidity, leverage, valuation and regulatory risks, and may involve illiquid, hard-to-value positions, broken deal costs and potential ownership of collateral after foreclosure. The Fund also highlights state licensing and litigation risks, as well as constraints tied to maintaining regulated investment company tax status, while many origination and transaction-related costs will be borne by the Fund rather than the adviser.
PIMCO Income Strategy Fund filed an initial insider ownership report for Stephen Koon Bong Chang in connection with the fund’s common shares. The filing notes that Pacific Investment Management Company LLC (PIMCO) serves as the fund’s investment advisor and that Chang is a member of PIMCO’s Executive Committee.
According to the report, no securities of PIMCO Income Strategy Fund are beneficially owned by the reporting person as of the event date. The Form 3 is therefore a regulatory disclosure establishing that this insider currently reports no direct or indirect holdings in the fund.
PIMCO Income Strategy Fund (PFN) filed an initial insider ownership report for Jason William Mandinach. The Form 3 states that no securities of the fund are beneficially owned. Mandinach serves on PIMCO's Executive Committee, and PIMCO is the investment advisor to the fund.
Sonya Morris filed an initial Form 3 reporting no beneficial ownership of PIMCO Income Strategy Fund II (PFN) securities. The filing, submitted through PIMCO with a signature by attorney-in-fact Ryan Leshaw dated 09/25/2025, lists Morris as a Director and indicates the event date 09/18/2025. The form includes an Exhibit 24 power of attorney and explicitly states "No securities are beneficially owned."