Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services Chief Legal Officer Derek Stark reported two stock transactions. On March 3, he completed an open-market sale of 1,066 shares of common stock at
On February 28, 467 shares were disposed of at
PennyMac Financial Services, Inc. executive Mark Elbaum, Chief Capital Markets Officer, reported a small share disposal related to equity compensation. On this Form 4, 71 shares of common stock were disposed of at $91.93 per share to cover tax obligations upon vesting of restricted stock units.
After this tax-withholding transaction, Elbaum holds share-based interests totaling 5,333 shares, consisting of 1,841 shares of common stock and 3,492 restricted stock units that will settle in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a Form 4 showing shares withheld to cover taxes on vesting equity. On February 28, 2026, 300 shares of common stock were disposed of at $91.93 per share as a tax-withholding disposition, rather than an open-market sale. After this transaction, Tidmore held a total of 8,656 equity-linked interests, consisting of 5,330 restricted stock units that will settle in an equal number of common shares upon vesting and 3,326 shares of common stock.
PennyMac Financial Services, Inc. Chief Digital Officer James Follette reported a tax-withholding disposition of 599 shares of common stock on February 28, 2026 at $91.93 per share. These shares were withheld to cover taxes upon vesting of restricted stock units.
Following this transaction, Follette directly held 11,734 shares of common equity interests, consisting of 7,296 restricted stock units and 4,438 shares of common stock. The restricted stock units are scheduled to be settled in an equal number of common shares upon vesting.
PennyMac Financial Services director and president Doug Jones reported a tax-withholding share disposition related to restricted stock units. On February 28, 2026, 1,704 shares of common stock were withheld at $91.93 per share to cover taxes upon RSU vesting.
After this transaction, Jones directly owned 29,088 common shares, consisting of 18,574 restricted stock units and 10,514 shares, with RSUs settling in an equal number of shares upon vesting. He also indirectly held 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.
PennyMac Financial Services, Inc. executive Gregory L. Hendry, MD and Chief Accounting Officer, reported a small tax-related share disposition. On February 28, 2026, 32 shares of common stock were withheld at $91.93 per share to cover taxes upon vesting of restricted stock units. After this transaction, he directly holds a total of 48,968 equity interests, consisting of 48,064 shares of common stock and 904 restricted stock units that will settle into an equal number of shares upon vesting.
PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti had shares withheld to cover taxes from vesting stock awards. On the transaction date, 849 shares of Common Stock were disposed of at $91.93 per share as a tax-withholding disposition related to restricted stock unit vesting.
After this, he held 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock to be settled in stock upon vesting. He also reported indirect ownership of 213,550 shares of Common Stock through The Perotti Family Trust.
PennyMac Financial Services Chairman & CEO David Spector reported a tax-related share disposition tied to restricted stock vesting. On February 28, 2026, 3,097 shares of Common Stock were withheld at $91.93 per share to cover tax obligations upon vesting of restricted stock units, rather than sold in an open-market trade.
After this withholding, Spector directly owned 541,837 shares of Common Stock, consisting of 37,841 restricted stock units and 503,996 shares. He also had an indirect interest in 90,604 shares held through ST Family Investment Company LLC.
PennyMac Financial Services, Inc. reporting insider transactions: a sale and recent restricted stock unit vestings. The filing shows 1,903 shares sold on
PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On the vesting of restricted stock units, 204 shares of Common Stock were withheld at