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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 7, 2025
PennyMac
Financial Services, Inc.
(Exact name of registrant as specified in
its charter)
| Delaware |
001-38727 |
83-1098934 |
(State or other jurisdiction
of incorporation) |
(Commission File Number) |
(IRS Employer
Identification No.) |
3043
Townsgate Road,
Westlake Village,
California |
|
91361 |
(Address of principal executive
offices) |
|
(Zip Code) |
(818) 224-7442
(Registrant’s telephone number, including
area code)
Former name or former address, if changed
since last report: N/A
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of exchange on which
registered |
| Common Stock, $0.0001 par value |
|
PFSI |
|
New York Stock Exchange |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On August 7, 2025, PennyMac Financial Services, Inc.
issued a press release announcing its intention to offer $650 million aggregate principal amount of senior
notes due 2034 in a private offering that is exempt from the registration requirements of the Securities Act of 1933, as amended. A copy
of the press release is filed as Exhibit 99.1 and incorporated herein by reference.
This Current Report on
Form 8-K, including Exhibit 99.1, does not constitute an offer to sell or the solicitation of an offer to buy any security and
shall not constitute an offer, solicitation or sale of any security in any jurisdiction in which such offering, solicitation or sale would
be unlawful.
This Current Report on
Form 8-K, including Exhibit 99.1, contains “forward-looking statements” within the meaning of Section 21E of
the Securities Exchange Act of 1934, as amended. These statements are based upon management’s current expectations, assumptions
and estimates and are not guarantees of timing, future results or performance. These forward-looking statements involve certain risks,
uncertainties and other factors that could cause actual results to differ materially from those contemplated in forward-looking statements,
as discussed further in the press release attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number |
|
Description |
| |
|
|
| 99.1 |
|
Press Release, dated August 7, 2025 |
| |
|
|
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
PENNYMAC FINANCIAL SERVICES, INC. |
| |
|
| Date: August 7, 2025 |
/s/ Daniel S. Perotti |
| |
Daniel S. Perotti |
| |
Senior Managing Director and Chief Financial Officer |
