PFSI (NYSE) insiders file Form 144: ST Family LLC 10,000 shares; Spector sales

Rhea-AI Filing Summary

PFSI affiliate filings report proposed sales of Common Stock in multiple transactions. Examples include ST Family Investment Company LLC: 10,000 shares (01/13/2026) and David Spector: 2,336 shares (02/19/2026). The excerpt lists additional sales on 12/16/2025 (5,000 shares) and other entries on 02/19/2026 (including 7,664 and 614 shares).

The notices show acquisition sources such as gift and compensation (performance awards, RSUs) for certain lots; they are presented as proposed dispositions under Form 144 reporting rules.

Insights

Corporate Governance Specialist

TL;DR: Multiple affiliated holders filed Form 144 notices reporting planned sales of common shares.

The excerpt lists specific proposed dispositions by affiliated holders, including a 10,000-share entry for ST Family Investment Company LLC on 01/13/2026 and several sales attributed to David Spector on 02/19/2026. These submissions reflect required affiliate reporting rather than completion of trades.

Compliance depends on securities law timing and broker-dealer processing; subsequent transaction confirmations will appear in trade reports or Form 4 filings if executed.

Capital Markets Analyst

TL;DR: The filings enumerate discrete sale lots and acquisition sources without stating aggregate proceeds or completion.

The entries include share counts and sale dates (for example, 5,000 shares on 12/16/2025 and multiple lots on 02/19/2026), plus dollar values next to some rows. The notice format is consistent with proposed affiliate dispositions under Form 144.

Market impact depends on execution timing and order size relative to float; the excerpt does not state execution status or cash-flow recipients.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	22436	1933983.2	52167770	03/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2013	Acquired as a gift	David Spector		08/01/2008	10000	06/11/2013	NA
Common	02/20/2026	Acquired as compensation -- Performance Awards	Issuer			6308	02/20/2026	Compensation
Common	02/24/2026	Acquired as compensation -- Restricted Stock Units	Issuer			3068	02/24/2026	Compensation
Common	02/28/2026	Acquired as compensation -- Restricted Stock Units	Issuer			3060	02/28/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	01/13/2026	10000	1452116
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	12/16/2025	5000	649116.5
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	218980.84
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	221339.97
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	7664	726424.58
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	614	57566.74

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the PFSI Form 144 filing report?

It reports proposed sales of common shares by affiliates, listing specific lots and dates. The excerpt shows entries such as 10,000 shares (01/13/2026) and multiple lots on 02/19/2026, with acquisition sources like gifts and compensation.

Who are the sellers named in the PFSI excerpt?

Named sellers include ST Family Investment Company LLC and David Spector. The excerpt lists ST Family Investment Company LLC with 10,000 shares (01/13/2026) and David Spector with entries including 2,336 and 614 shares on 02/19/2026.

Do these Form 144 entries confirm trades have completed for PFSI?

No, Form 144 notices indicate proposed dispositions by affiliates rather than executed trades. The excerpt lists proposed sale dates and quantities but does not provide trade confirmations or settlement details.

What acquisition sources are shown for the PFSI shares being sold?

The excerpt shows shares acquired as a gift and as compensation (performance awards and RSUs). Specific lines reference 'Acquired as a gift' and 'Acquired as compensation -- Performance Awards/Restricted Stock Units'.

Are dollar amounts shown in the PFSI excerpt for the proposed sales?

Yes, some rows include dollar values alongside share counts for specific entries. For example, 2,336 shares on 02/19/2026 show dollar figures such as $218,980.84 and $221,339.97 in adjacent columns.