PennyMac Financial (PFSI) investors back all directors, auditor and executive pay

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. reported the results of its Annual Meeting of Stockholders held on June 3, 2026. Stockholders voted on electing ten directors, ratifying the independent auditor, and approving executive compensation on an advisory basis.

There were 51,923,059 shares of common stock entitled to vote as of the record date, and 47,547,797 shares, or 91.6%, were represented in person or by proxy. All ten director nominees received strong majorities of votes cast and were elected for one-year terms expiring at the 2027 annual meeting.

Stockholders also ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 47,183,413 votes for. The non-binding resolution approving the Company’s executive compensation received 41,064,673 votes for and passed with a clear majority.

8-K Event Classification

Item 5.07 — Submission of Matters to a Vote of Security Holders

1 item

Item 5.07 Submission of Matters to a Vote of Security Holders Governance

Results of a shareholder vote on proposals at an annual or special meeting.

Key Figures

Shares entitled to vote: 51,923,059 shares Shares represented at meeting: 47,547,797 shares (91.6%) Votes for auditor ratification: 47,183,413 votes +3 more

6 metrics

Shares entitled to vote 51,923,059 shares Common stock entitled to vote as of record date

Shares represented at meeting 47,547,797 shares (91.6%) Present in person or by proxy at Annual Meeting

Votes for auditor ratification 47,183,413 votes For ratification of Deloitte & Touche LLP for 2026

Votes for say-on-pay 41,064,673 votes For non-binding approval of executive compensation

Votes for David A. Spector 42,462,444 votes Votes for director nominee David A. Spector

Votes against say-on-pay 1,453,740 votes Votes against executive compensation proposal

Key Terms

Annual Meeting of Stockholders, independent registered public accounting firm, non-binding vote, broker non-votes

4 terms

Annual Meeting of Stockholders financial

"On June 3, 2026, PennyMac Financial Services, Inc. held its Annual Meeting of Stockholders"

independent registered public accounting firm financial

"ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm"

An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.

non-binding vote financial

"approving, by non-binding vote, the Company’s executive compensation"

broker non-votes financial

"Broker Non-Votes ... 4,799,772"

Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.

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Understanding 8-K Material Events →

06/04/2026 - 04:30 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 3, 2026

PennyMac Financial Services, Inc.

(formerly known as New PennyMac Financial Services, Inc.)

(Exact name of registrant as specified in its charter)

Delaware	001-38727	83-1098934
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

3043 Townsgate Road, Westlake Village, California		91361
(Address of principal executive offices)		(Zip Code)

(818) 224-7442

(Registrant’s telephone number, including area code)

Former name or former address, if changed since last report: N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of exchange on which registered
Common Stock, $0.0001 par value		PFSI		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 3, 2026, PennyMac Financial Services, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”) for the purpose of: (i) electing ten (10) director nominees to serve on the Board of Directors (the “Board”), each for a one-year term expiring at the 2027 Annual Meeting of Stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026; and (iii) approving, by non-binding vote, the Company’s executive compensation. The total number of shares of common stock entitled to vote as of the record date was 51,923,059, of which 47,547,797 shares, or 91.6%, were present in person or by proxy.

Proposal 1: The election of ten (10) director nominees to serve on the Board, each for a one-year term expiring at the 2027 Annual Meeting of Stockholders.

Director	Votes For		Votes Against		Abstentions		Broker Non-Votes
David A. Spector		42,462,444		206,197		79,384		4,799,772
Doug Jones		42,438,823		230,534		78,668		4,799,772
Sunil Chandra		42,549,151		117,584		81,290		4,799,772
Jonathon S. Jacobson		41,821,686		847,759		78,580		4,799,772
Patrick Kinsella		42,521,407		147,577		79,041		4,799,772
Anne D. McCallion		42,579,466		84,803		83,756		4,799,772
Farhad Nanji		42,403,072		227,802		117,151		4,799,772
Jeffrey A. Perlowitz		42,602,569		66,388		79,068		4,799,772
Lisa M. Shalett		41,744,791		641,606		361,628		4,799,772
Theodore W. Tozer		42,602,365		66,791		78,869		4,799,772

Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2026.

Votes For				Votes Against				Abstentions				Broker Non-Votes
	47,183,413				284,212				80,172				0

Proposal 3: Approval, by non-binding vote, of the Company’s executive compensation.

Votes For				Votes Against				Abstentions				Broker Non-Votes
	41,064,673				1,453,740				229,612				4,799,772

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PENNYMAC FINANCIAL SERVICES, INC.

Date: June 4, 2026	/s/ Daniel S. Perotti
	Daniel S. Perotti
	Senior Managing Director and Chief Financial Officer

Source: View Original Filing on SEC EDGAR

FAQ

What did PennyMac Financial Services (PFSI) stockholders vote on at the 2026 annual meeting?

Stockholders voted on three key items: electing ten directors for one-year terms, ratifying Deloitte & Touche LLP as the 2026 independent auditor, and approving the Company’s executive compensation in a non-binding advisory vote at the June 3, 2026 Annual Meeting of Stockholders.

Were PennyMac Financial Services (PFSI) directors elected at the 2026 annual meeting?

Yes, all ten director nominees were elected. Each candidate, including David A. Spector and other nominees, received a strong majority of votes cast, with broker non-votes reported separately, and will serve one-year terms expiring at the 2027 Annual Meeting of Stockholders.

Did PennyMac Financial Services (PFSI) stockholders approve the company’s executive compensation?

Yes. The advisory vote on executive compensation received 41,064,673 votes for, 1,453,740 votes against, and 229,612 abstentions, with 4,799,772 broker non-votes. This non-binding approval indicates clear majority support for the Company’s current executive pay program as disclosed to stockholders.

Was Deloitte & Touche LLP ratified as PennyMac Financial Services (PFSI) auditor for 2026?

Yes. Stockholders ratified Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026, with 47,183,413 votes for, 284,212 votes against, and 80,172 abstentions, and no broker non-votes reported on this proposal.

What level of shareholder participation did PennyMac Financial Services (PFSI) have at the 2026 meeting?

Out of 51,923,059 shares of common stock entitled to vote as of the record date, 47,547,797 shares were present in person or by proxy, representing 91.6% participation. This high turnout indicates a strong quorum and broad shareholder representation in the voting results.

Filing Exhibits & Attachments

3 documents