PennyMac (PFSI) Form 144: Director/employee sale of 2,943 shares via Merrill Lynch

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. submitted a Form 144 notice to sell 2,943 shares of Common Stock.

The filing lists the sale method as an exercise of employee stock options followed by a broker-assisted cashless exercise on 06/22/2026 and identifies Merrill Lynch as the broker; trading venue shown as NYSE.

Insights

Securities Counsel

Routine Form 144 notice for an employee option exercise and proposed sale.

The filing documents a proposed sale of 2,943 shares resulting from an exercise of employee stock options executed via a broker-assisted cashless exercise on 06/22/2026. The broker is listed as Merrill Lynch and the exchange as NYSE.

Regulatoryly, a Form 144 is a pre-sale notice; subsequent reporting and transfer will follow ordinary broker and transfer-agent processes. Cash-flow treatment and ultimate sale proceeds are not detailed in the provided excerpt.

Key Figures

Shares to be sold: 2,943 shares Transaction date: 06/22/2026 Amount shown: $240,472.53

3 metrics

Shares to be sold 2,943 shares Securities to be sold listed on Form 144

Transaction date 06/22/2026 Date shown for the exercise and broker-assisted cashless exercise

Amount shown $240,472.53 Numeric value listed on the filing row

Key Terms

Form 144, broker-assisted cashless exercise, exercise of employee stock options

3 terms

Form 144 regulatory

"submitted a <b>Form 144</b> notice to sell 2,943 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

broker-assisted cashless exercise financial

"listed the sale method as an <b>exercise of employee stock options</b> followed by a <b>broker-assisted cashless exercise</b>"

exercise of employee stock options financial

"the shares arise from an <b>exercise of employee stock options</b>"

FAQ

What does the PFSI Form 144 report?

It reports a proposed sale of 2,943 shares of Common Stock by PennyMac Financial Services, Inc. The filing shows the shares arise from an exercise of employee stock options and were processed via a broker-assisted cashless exercise on 06/22/2026.

Who is the broker handling the transaction in the PFSI filing?

The filing identifies Merrill Lynch at 225 Liberty Street, New York, as the broker involved. The notice also indicates the transaction method was a broker-assisted cashless exercise tied to employee stock option exercise on 06/22/2026.

How many shares does the Form 144 show for PFSI?

The Form 144 lists 2,943 shares of Common Stock to be sold. The shares are associated with an exercise of employee stock options and the proposed sale is tied to broker-assisted processing on 06/22/2026 on the NYSE.

What trading venue is shown for the proposed PFSI sale?

The filing shows the exchange as the NYSE. The transaction row lists the sale method as an exercise of employee stock options executed via a broker-assisted cashless exercise on 06/22/2026, with Merrill Lynch as broker.

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Available on EDGAR 06/22/2026 - 04:09 PM Accepted by SEC EDGAR 06/22/2026 - 04:09 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2943	240472.53	51924875	06/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/22/2026	Exercise of employee stock options	PennyMac Financial Services, Inc.			2943	06/22/2026	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)