Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. MD and Chief Accounting Officer Gregory L. Hendry exercised stock options and sold shares in a coordinated transaction. He exercised a nonstatutory stock option covering 2,177 shares of Common Stock at an exercise price of $24.40 per share and received 2,177 shares.
On the same date, he sold 2,177 shares of Common Stock at an average price of $86.89 per share. The sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. Following these transactions, he directly holds 48,968 shares of Common Stock, including 904 restricted stock units that will settle in an equal number of shares upon vesting, and retains multiple unexercised nonstatutory stock options that vest in annual installments and expire between 2033 and 2036.
PennyMac Financial Services, Inc. (PFSI) filed a Rule 144 notice reporting a proposed sale of 2,177 shares of Common Stock on 07/01/2026 associated with an employee stock option cashless exercise executed via broker assistance. The filing also records a 06/22/2026 sale of 2,943 shares for $240,472.53.
PennyMac Financial Services, Inc. officer Gregory L. Hendry reported an options exercise and related share sale. He exercised 2,943 shares of Common Stock at $18.05 per share and sold the same 2,943 shares at $81.71 per share.
The filing notes the sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. After these transactions, he directly holds 48,968 shares of Common Stock and has 904 restricted stock units plus multiple unexercised stock options with exercise prices from $24.40 to $101.76 and expirations between 2028 and 2036.
PennyMac Financial Services, Inc. submitted a Form 144 notice to sell 2,943 shares of Common Stock.
The filing lists the sale method as an exercise of employee stock options followed by a broker-assisted cashless exercise on 06/22/2026 and identifies Merrill Lynch as the broker; trading venue shown as NYSE.
PennyMac Financial Services, Inc. announced that its Board of Directors has elected Tiffany To, the CEO and Co-Founder of AI software company Ontollo, as a new director. She will serve until the next annual stockholder meeting or until a successor is elected.
Ms. To will receive the same compensation as other independent directors, including an annual cash retainer of $107,500 and a one-time grant of restricted stock units valued at $177,500 under the 2022 Equity Incentive Plan, vesting after one year. She will also enter into the company’s standard indemnification agreement for directors.
The press release highlights Ms. To’s experience leading AI-driven and enterprise technology initiatives at Ontollo, Atlassian, ForAllSecure, and other technology firms. It also notes that for the twelve months ended March 31, 2026, PennyMac produced $154 billion of newly originated loans and serviced $720 billion of loans, underscoring its scale in the U.S. mortgage market.
PennyMac Financial Services director Tiffany To reported her initial ownership position. The Form 3 shows she was granted 1,502 restricted stock units, which will vest on the first anniversary of the grant date and be settled in an equal number of common shares when they vest. No open-market buying or selling is reported in this filing.
PennyMac Financial Services, Inc. reported the results of its Annual Meeting of Stockholders held on June 3, 2026. Stockholders voted on electing ten directors, ratifying the independent auditor, and approving executive compensation on an advisory basis.
There were 51,923,059 shares of common stock entitled to vote as of the record date, and 47,547,797 shares, or 91.6%, were represented in person or by proxy. All ten director nominees received strong majorities of votes cast and were elected for one-year terms expiring at the 2027 annual meeting.
Stockholders also ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 47,183,413 votes for. The non-binding resolution approving the Company’s executive compensation received 41,064,673 votes for and passed with a clear majority.
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust and was carried out automatically under a Rule 10b5-1 trading plan adopted by the reporting person.
Following this sale, indirect holdings through the trust totaled 210,625 shares of Common Stock. Separately, Perotti holds 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock that will be delivered upon vesting of the units.
PennyMac Financial Services, Inc. reported a proposed or completed sale of 2,925 shares of Common Stock by Daniel Perotti on 02/17/2026, with a reported value of $272,902.50.
The filing lists prior vesting of restricted stock unit awards (450 shares on 03/06/2018; 928 shares on 03/06/2019; 1,547 shares on 03/15/2020) as part of issuer equity compensation plans. These vesting figures are context provided in the excerpt.
PennyMac Financial Services Chairman & CEO David Spector reported automatic insider sales by an affiliated entity. On May 12, 2026, ST Family Investment Company LLC, an entity associated with him, sold a total of 10,000 shares of PennyMac common stock in open-market transactions at weighted average prices around the high-$80s per share under a Rule 10b5-1 trading plan adopted on August 8, 2025. Following these sales, the LLC held 60,604 shares indirectly, while Spector held 504,401 shares directly, consisting of 466,560 common shares and 37,841 restricted stock units that will settle in stock upon vesting.