PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. (PFSI) announced that an investor update will be presented at the Barclays Global Financial Services Conference and has made this update available on its investor relations website. The same investor presentation is furnished as Exhibit 99.1 to a current report on Form 8-K.
The company specifies that this investor update is provided for informational purposes and is not deemed filed under Section 18 of the Securities Exchange Act of 1934 or incorporated by reference into other disclosure documents unless expressly referenced.
SPECTOR DAVID reported disposition transactions in this Form 4 filing.
PennyMac Financial Services, Inc. Chairman & CEO David Spector transferred 25,000 shares of Common Stock on July 31, 2026 pursuant to a divorce settlement, for no consideration, to his former spouse and no longer reports beneficial ownership of these shares. After this transfer he holds 479,401 shares directly, including 37,841 restricted stock units and 441,560 shares of Common Stock, plus 60,604 shares held indirectly through ST Family Investment Company LLC.
NANJI FARHAD reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Farhad Nanji received a grant of 379 shares of Common Stock on July 31, 2026 at $82.17 per share, taken in lieu of cash compensation for the prior quarter as a non-management director under an exemption in Rule 16b-3.
After this award, Nanji holds 188,216 shares directly, consisting of 1,963 restricted stock units and 186,253 shares of Common Stock, plus an additional 4,531,792 shares held indirectly through MFN Partners, LP.
Chandra Sunil reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Sunil Chandra received a grant of 377 shares of Common Stock on July 31, 2026 at $82.17 per share, issued in lieu of cash compensation for services as a non-management director for the prior quarter under an exemption provided by Rule 16b-3. After this award, his direct holdings total 5,148 shares, consisting of 1,963 restricted stock units and 3,185 shares of Common Stock, with the units to be settled in an equal number of shares upon vesting.
PennyMac Financial Services, Inc. reported Q2 2026 total net revenues of $496,965 thousand, up from $444,730 thousand in Q2 2025, mainly from higher gains on loans held for sale and servicing income. Total assets were $29,859,451 thousand and stockholders’ equity $4,336,886 thousand at June 30, 2026.
Despite higher revenue, Q2 2026 net income fell to $21,726 thousand from $136,463 thousand a year earlier; six‑month net income was $104,048 thousand versus $212,743 thousand. The decline reflects large negative fair‑value changes in mortgage servicing rights and hedging results, higher compensation and loan origination expenses, and increased net interest expense.
The company agreed to acquire the subservicing business of Cenlar Capital Corporation for an upfront $172.5 million in cash, plus an equity adjustment and up to $85 million of contingent consideration over three years. Cenlar’s platform serves about 100 institutional clients. Closing is expected in the second half of 2026, subject to customary conditions and regulatory approvals, and may not occur.
PennyMac Financial Services, Inc. has a Form 144 notice covering a proposed sale of 3,401 shares of common stock through Merrill Lynch at 225 Liberty Street, New York. The filing lists these shares as acquired via vesting of restricted stock unit awards on February 28, 2025 (1,854 shares) and February 14, 2026 (1,547 shares) under the issuer’s equity compensation plan.
PennyMac Financial Services reported second quarter 2026 net income of $22 million, or $0.41 in diluted EPS, on total net revenues of $497 million. Adjusted net income was $74 million, or $1.39 in adjusted diluted EPS, on adjusted net revenues of $566 million, with annualized ROE at 2% and annualized adjusted ROE at 7%. The board declared a $0.30 per share cash dividend, payable August 27, 2026 to stockholders of record on August 17, 2026.
Production segment pretax income was $38 million, down 71% from $134 million in the prior quarter, as total fallout adjusted locks declined to $31.5 billion and a $36 million adverse post-lock market impact reduced revenue. Servicing pretax income was $22 million, while pretax income excluding valuation-related items rose to $99 million from $57 million in the prior quarter as servicing revenues excluding valuation-related items reached $369 million and the owned servicing portfolio grew to $488 billion of unpaid principal balance within a total servicing portfolio of $731 billion. Corporate and other recorded a pretax loss of $29 million. Book value per share was $83.49 and liquidity totaled $4,010 million, and management highlighted cost-structure realignment, technology investment and onboarding of Cenlar’s subservicing portfolio.
PennyMac Financial Services, Inc. MD and Chief Accounting Officer Gregory L. Hendry exercised stock options and sold shares in a coordinated transaction. He exercised a nonstatutory stock option covering 2,177 shares of Common Stock at an exercise price of $24.40 per share and received 2,177 shares.
On the same date, he sold 2,177 shares of Common Stock at an average price of $86.89 per share. The sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. Following these transactions, he directly holds 48,968 shares of Common Stock, including 904 restricted stock units that will settle in an equal number of shares upon vesting, and retains multiple unexercised nonstatutory stock options that vest in annual installments and expire between 2033 and 2036.
PennyMac Financial Services, Inc. (PFSI) filed a Rule 144 notice reporting a proposed sale of 2,177 shares of Common Stock on 07/01/2026 associated with an employee stock option cashless exercise executed via broker assistance. The filing also records a 06/22/2026 sale of 2,943 shares for $240,472.53.
PennyMac Financial Services, Inc. officer Gregory L. Hendry reported an options exercise and related share sale. He exercised 2,943 shares of Common Stock at $18.05 per share and sold the same 2,943 shares at $81.71 per share.
The filing notes the sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. After these transactions, he directly holds 48,968 shares of Common Stock and has 904 restricted stock units plus multiple unexercised stock options with exercise prices from $24.40 to $101.76 and expirations between 2028 and 2036.