Pennymac Finl Svcs Inc Form 4 Filings

NANJI FARHAD reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Financial Services, Inc. director Farhad Nanji received a grant of 379 shares of Common Stock on July 31, 2026 at $82.17 per share, taken in lieu of cash compensation for the prior quarter as a non-management director under an exemption in Rule 16b-3.

After this award, Nanji holds 188,216 shares directly, consisting of 1,963 restricted stock units and 186,253 shares of Common Stock, plus an additional 4,531,792 shares held indirectly through MFN Partners, LP.

Chandra Sunil reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Financial Services, Inc. director Sunil Chandra received a grant of 377 shares of Common Stock on July 31, 2026 at $82.17 per share, issued in lieu of cash compensation for services as a non-management director for the prior quarter under an exemption provided by Rule 16b-3. After this award, his direct holdings total 5,148 shares, consisting of 1,963 restricted stock units and 3,185 shares of Common Stock, with the units to be settled in an equal number of shares upon vesting.

PennyMac Financial Services, Inc. MD and Chief Accounting Officer Gregory L. Hendry exercised stock options and sold shares in a coordinated transaction. He exercised a nonstatutory stock option covering 2,177 shares of Common Stock at an exercise price of $24.40 per share and received 2,177 shares.

On the same date, he sold 2,177 shares of Common Stock at an average price of $86.89 per share. The sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. Following these transactions, he directly holds 48,968 shares of Common Stock, including 904 restricted stock units that will settle in an equal number of shares upon vesting, and retains multiple unexercised nonstatutory stock options that vest in annual installments and expire between 2033 and 2036.

PennyMac Financial Services, Inc. officer Gregory L. Hendry reported an options exercise and related share sale. He exercised 2,943 shares of Common Stock at $18.05 per share and sold the same 2,943 shares at $81.71 per share.

The filing notes the sale occurred automatically under a Rule 10b5-1 trading plan adopted on March 20, 2026. After these transactions, he directly holds 48,968 shares of Common Stock and has 904 restricted stock units plus multiple unexercised stock options with exercise prices from $24.40 to $101.76 and expirations between 2028 and 2036.

PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust and was carried out automatically under a Rule 10b5-1 trading plan adopted by the reporting person.

Following this sale, indirect holdings through the trust totaled 210,625 shares of Common Stock. Separately, Perotti holds 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock that will be delivered upon vesting of the units.

PennyMac Financial Services Chairman & CEO David Spector reported automatic insider sales by an affiliated entity. On May 12, 2026, ST Family Investment Company LLC, an entity associated with him, sold a total of 10,000 shares of PennyMac common stock in open-market transactions at weighted average prices around the high-$80s per share under a Rule 10b5-1 trading plan adopted on August 8, 2025. Following these sales, the LLC held 60,604 shares indirectly, while Spector held 504,401 shares directly, consisting of 466,560 common shares and 37,841 restricted stock units that will settle in stock upon vesting.

PennyMac Financial Services Chairman & CEO David Spector reported a restructuring of his holdings in Common Stock. A total of 25,000 shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, so this was not a market sale or purchase. After the adjustment, he directly holds 504,401 shares, including 37,841 restricted stock units that will settle in an equal number of shares upon vesting, and 466,560 shares of Common Stock. He also indirectly owns 70,604 shares through ST Family Investment Company LLC.

NANJI FARHAD reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Financial Services, Inc. director Farhad Nanji reported receiving shares of common stock as part of his board compensation. He was granted 338 shares of common stock at $93.03 per share, taken in stock instead of cash fees for the previous quarter and exempt under Rule 16b-3.

After this grant, Nanji directly holds 187,837 shares of common stock, consisting of 1,963 restricted stock units and 185,874 shares of common stock, with the restricted stock units settling in shares upon vesting. A separate holding entry shows 4,531,792 shares held indirectly through MFN Partners, LP.

PennyMac Financial Services, Inc. director Joseph F. Mazzella reported receiving 359 shares of common stock on May 7, 2026. These shares were granted at $93.03 per share as equity compensation in lieu of cash for his prior quarter service as a non-management director, and the grant is described as exempt under Rule 16b-3.

Following the grant, Mazzella directly holds 81,905 common shares and indirectly holds 165,031 common shares through the Mazzella Family Irrevocable Trust, reflecting a routine compensation-related acquisition rather than an open-market purchase or sale.

Chandra Sunil reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Financial Services, Inc. director Sunil Chandra received an equity award of 336 shares of Common Stock valued at $93.03 per share. The shares were issued in lieu of cash compensation for services as a non-management director during the previous quarter and are exempt under Rule 16b-3.

After this award, Chandra directly holds 4,771 shares of Common Stock. A related footnote states that the reported holdings consist of 1,963 restricted stock units and 2,808 shares of Common Stock, with the units to be settled in an equal number of shares upon vesting.

PennyMac Financial Services, Inc. reported an open-market sale of 10,000 shares of its Common Stock on April 14, 2026 by an entity associated with Chairman & CEO David Spector. The shares were sold indirectly through ST Family Investment Company LLC, in two trades of 9,583 shares at $92.80 and 417 shares at $93.47 per share.

The filing states these sales occurred automatically under a Rule 10b5-1 trading plan adopted by Spector. After the transactions, ST Family Investment Company LLC holds 70,604 shares indirectly, while Spector also holds 529,401 shares directly, including 37,841 restricted stock units that will settle in an equal number of shares upon vesting.

PennyMac Financial Services Chairman & CEO David Spector and an affiliated entity reported open-market sales of 22,436 shares of Common Stock on March 6, 2026. The trades occurred automatically under a Rule 10b5-1 trading plan adopted on August 8, 2025. Following these transactions, ST Family Investment Company LLC held 80,604 shares indirectly, while Spector held 529,401 shares directly, including 37,841 restricted stock units that settle in the same number of shares upon vesting.

PennyMac Financial Services Chief Legal Officer Derek Stark reported two stock transactions. On March 3, he completed an open-market sale of 1,066 shares of common stock at $87.66 per share, executed automatically under a Rule 10b5-1 trading plan adopted on October 23, 2025.

On February 28, 467 shares were disposed of at $91.93 per share to cover taxes upon vesting of restricted stock units. After these transactions, Stark’s reported holdings consist of 15,000 shares of common stock and 5,944 restricted stock units, which will settle in the same number of shares upon vesting.

PennyMac Financial Services, Inc. executive Mark Elbaum, Chief Capital Markets Officer, reported a small share disposal related to equity compensation. On this Form 4, 71 shares of common stock were disposed of at $91.93 per share to cover tax obligations upon vesting of restricted stock units.

After this tax-withholding transaction, Elbaum holds share-based interests totaling 5,333 shares, consisting of 1,841 shares of common stock and 3,492 restricted stock units that will settle in an equal number of common shares upon vesting.

PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a Form 4 showing shares withheld to cover taxes on vesting equity. On February 28, 2026, 300 shares of common stock were disposed of at $91.93 per share as a tax-withholding disposition, rather than an open-market sale. After this transaction, Tidmore held a total of 8,656 equity-linked interests, consisting of 5,330 restricted stock units that will settle in an equal number of common shares upon vesting and 3,326 shares of common stock.

PennyMac Financial Services, Inc. Chief Digital Officer James Follette reported a tax-withholding disposition of 599 shares of common stock on February 28, 2026 at $91.93 per share. These shares were withheld to cover taxes upon vesting of restricted stock units.

Following this transaction, Follette directly held 11,734 shares of common equity interests, consisting of 7,296 restricted stock units and 4,438 shares of common stock. The restricted stock units are scheduled to be settled in an equal number of common shares upon vesting.

PennyMac Financial Services director and president Doug Jones reported a tax-withholding share disposition related to restricted stock units. On February 28, 2026, 1,704 shares of common stock were withheld at $91.93 per share to cover taxes upon RSU vesting.

After this transaction, Jones directly owned 29,088 common shares, consisting of 18,574 restricted stock units and 10,514 shares, with RSUs settling in an equal number of shares upon vesting. He also indirectly held 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.

PennyMac Financial Services, Inc. executive Gregory L. Hendry, MD and Chief Accounting Officer, reported a small tax-related share disposition. On February 28, 2026, 32 shares of common stock were withheld at $91.93 per share to cover taxes upon vesting of restricted stock units. After this transaction, he directly holds a total of 48,968 equity interests, consisting of 48,064 shares of common stock and 904 restricted stock units that will settle into an equal number of shares upon vesting.

PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti had shares withheld to cover taxes from vesting stock awards. On the transaction date, 849 shares of Common Stock were disposed of at $91.93 per share as a tax-withholding disposition related to restricted stock unit vesting.

After this, he held 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock to be settled in stock upon vesting. He also reported indirect ownership of 213,550 shares of Common Stock through The Perotti Family Trust.

PennyMac Financial Services Chairman & CEO David Spector reported a tax-related share disposition tied to restricted stock vesting. On February 28, 2026, 3,097 shares of Common Stock were withheld at $91.93 per share to cover tax obligations upon vesting of restricted stock units, rather than sold in an open-market trade.

After this withholding, Spector directly owned 541,837 shares of Common Stock, consisting of 37,841 restricted stock units and 503,996 shares. He also had an indirect interest in 90,604 shares held through ST Family Investment Company LLC.

PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On the vesting of restricted stock units, 204 shares of Common Stock were withheld at $90.33 per share to cover taxes, a non‑market transaction. After this withholding, Tidmore’s direct holdings total 8,956 shares of Common Stock, consisting of 6,139 restricted stock units and 2,817 directly owned shares.

PennyMac Financial Services, Inc. Chief Legal Officer Derek Stark reported two stock transactions involving the company’s common stock. On February 25, 2026, he completed an open-market sale of 1,903 shares at $91.50 per share under a Rule 10b5-1 trading plan adopted on October 23, 2025. On February 24, 2026, 345 shares were disposed of at $90.33 per share to cover taxes upon vesting of restricted stock units. Following these transactions, he directly holds 22,477 shares, consisting of 6,861 restricted stock units and 15,616 shares of common stock, with the units to settle in an equal number of shares upon vesting.

PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition. On February 24, 2026, 616 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units.

After this withholding, Perotti directly held 16,550 shares of common stock, consisting of 12,077 restricted stock units and 4,473 shares. He also indirectly held 213,550 shares through The Perotti Family Trust.

PennyMac Financial Services director and president Doug Jones had shares withheld to cover taxes on vested stock units. On the transaction date, 1,597 shares of common stock were disposed at an indicated price of $90.33 per share as a tax-withholding disposition, not an open‑market sale.

After this withholding, Jones held 30,792 shares directly, including restricted stock units and common stock that settle in shares upon vesting, and also had indirect ownership of additional common stock through The Jones Family Trust and GR Family Investments LLC.

PennyMac Financial Services, Inc.’s MD and Chief Accounting Officer, Gregory L. Hendry, reported a small tax-related share disposition. On February 24, 2026, 45 shares of common stock at $90.33 per share were withheld to cover taxes upon vesting of restricted stock units, rather than sold in the open market.

After this withholding, Hendry’s reported holdings total 49,000 share equivalents, consisting of 1,002 restricted stock units and 47,998 shares of common stock, all held directly.

PennyMac Financial Services, Inc. Chief Digital Officer James Follette reported a tax-related share disposition. On February 24, 2026, 554 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units. After this withholding, Follette held a total of 12,333 shares and units, consisting of 8,473 restricted stock units and 3,860 shares of common stock.

PennyMac Financial Services Chairman & CEO David Spector reported a tax-related share disposition. On February 24, 2026, 3,106 shares of Common Stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units. After this withholding, he directly holds 544,934 shares, consisting of 43,998 restricted stock units and 500,936 shares of Common Stock to be or already settled in stock upon vesting. He also has an indirect holding of 90,604 shares through ST Family Investment Company LLC, with no specific transaction reported for that indirect position in this filing.

PennyMac Financial Services Chief Revenue Officer Abbie Tidmore reported performance-based equity vesting and related share movements. A performance-based restricted stock unit award of 2,054 units vested, then was converted into 2,054 shares of common stock. Of these, 565 shares were withheld to cover taxes. After these transactions, Tidmore’s reported holdings consist of 7,065 restricted stock units and 2,095 shares of common stock, with the units settling in stock upon future vesting.

PennyMac Financial Services Chief Digital Officer James Follette reported equity compensation activity tied to a performance-based restricted stock unit (PSU) award. On February 20, 2026, 3,424 PSUs vested, converting into an equal number of shares of common stock at no cash cost.

To cover taxes upon vesting, 1,228 shares of common stock were withheld. After these transactions, Follette held 12,887 shares in total, consisting of 10,017 restricted stock units and 2,870 shares of common stock, all directly owned.

Doug Jones, a director and the President & CMBO of PennyMac Financial Services, Inc., reported equity compensation activity and related share withholding. He received a grant/vesting of 7,610 performance-based restricted stock units, which were exercised into 7,610 shares of common stock at no exercise price.

To cover taxes on this vesting, 2,731 common shares were withheld at $94.33 per share. After these transactions, he directly holds 32,389 common shares, consisting of 25,610 restricted stock units and 6,779 common shares. He also reports indirect ownership of 15,337 common shares through The Jones Family Trust and 410,000 common shares through GR Family Investments LLC.

PennyMac Financial Services Chief Legal Officer Derek Stark reported equity award activity involving performance-based restricted stock units (PSUs) and common stock. A PSU award granted on February 24, 2023 vested on February 20, 2026 at a 37% payout, based on return on equity and leverage ratio performance from January 1, 2023 through December 31, 2025. This resulted in the conversion of 2,130 PSUs into an equal number of common shares and a withholding of 780 common shares at $94.33 to cover taxes. Following these transactions, Stark directly holds 24,725 common shares and restricted stock units in total, consisting of 7,822 restricted stock units and 16,903 shares of common stock.

PennyMac Financial Services managing director and chief accounting officer Gregory L. Hendry reported performance-based equity activity. A previously granted PSU award vested on February 20, 2026, with 304 performance-based restricted stock units converting into 304 shares of Common Stock at $0 per share. To cover taxes on the vesting, 126 shares of Common Stock were withheld at $94.33 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, his reported holdings consist of 1,139 restricted stock units and 47,906 shares of Common Stock.

PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti reported equity compensation activity tied to a performance-based restricted stock unit (PSU) award. On February 20, he acquired 3,805 PSUs at no cost as they vested, then exercised them into 3,805 shares of common stock.

To cover taxes on this vesting, 1,366 common shares were disposed of at $94.33 per share through share withholding, not an open-market sale. After these transactions, he held 17,166 common shares directly, consisting of 13,792 restricted stock units and 3,374 common shares, plus 213,550 shares held indirectly through The Perotti Family Trust.

PennyMac Financial Services Chairman & CEO David Spector reported the vesting and settlement of 13,699 performance-based restricted stock units into an equal number of common shares on February 20, 2026. The PSU award was granted on February 24, 2023 and paid out at 37% of target based on return on equity and leverage ratio performance for the period from January 1, 2023 through December 31, 2025.

Of the shares delivered, 7,391 common shares were withheld at a price of $94.33 per share to cover taxes, a non‑open‑market disposition. After these transactions, Spector holds 548,040 common shares directly, consisting of 497,868 shares and 50,172 restricted stock units, plus 90,604 shares held indirectly through ST Family Investment Company LLC.

PennyMac Financial Services Chairman & CEO David Spector reported open-market sales of 12,950 shares of Common Stock on February 19, 2026. The trades occurred under a pre-established Rule 10b5-1 plan adopted on August 8, 2025.

Sales included 10,000 shares held indirectly through ST Family Investment Company LLC and 2,950 shares from his direct holdings. Reported weighted average prices were $93.97, $94.85, and $95.81 per share, each reflecting multiple trades within stated intraday price ranges.

Following these transactions, Spector’s direct holdings totaled 541,732 shares, while indirect holdings through ST Family Investment Company LLC were 90,604 shares. His direct position includes 50,172 restricted stock units that will settle in an equal number of shares of Common Stock upon vesting.

PennyMac Financial Services Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On this Form 4, 171 shares of common stock were withheld at $92.01 per share to cover taxes due upon the vesting of restricted stock units, rather than being sold in the open market.

After this tax-withholding disposition, Tidmore’s direct holdings total 7,671 shares of PennyMac common stock, consisting of 7,065 restricted stock units that will settle in an equal number of shares upon vesting and 606 shares of common stock.

PennyMac Financial Services Chief Legal Officer Derek Stark reported a tax-related share withholding, not an open-market trade. On February 14, 2026, 388 shares of common stock at $92.01 per share were withheld to cover taxes when restricted stock units vested.

After this transaction, Stark directly holds 23,375 shares of PennyMac common stock, consisting of 7,822 restricted stock units and 15,553 shares of common stock, with the restricted units settling in an equal number of shares as they vest.

PennyMac Financial Services, Inc. executive Gregory L. Hendry, its Managing Director and Chief Accounting Officer, reported a small insider transaction related to equity compensation. On the reported date, 80 shares of common stock were withheld at $92.01 per share to cover taxes upon the vesting of restricted stock units, rather than being sold on the open market. After this tax-withholding disposition, he continued to hold a sizable direct position in PennyMac common stock, along with additional restricted stock units that will settle in shares as they vest.

PennyMac Financial Services Chief Digital Officer James Follette reported a tax-related share disposition. On this Form 4, 472 shares of Common Stock were withheld at a price of $92.01 per share to cover taxes upon vesting of restricted stock units.

After this withholding, Follette holds a total of 10,691 shares of Common Stock, consisting of 10,017 restricted stock units and 674 directly owned shares, which will be or are settled in an equal number of Common Stock shares upon vesting.

PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported a tax-withholding disposition of 169 shares of common stock on February 14, 2026, at $92.01 per share. The shares were withheld upon the vesting of restricted stock units rather than sold in an open-market trade.

After this transaction, Elbaum directly holds a total of 5,404 shares, consisting of 3,688 restricted stock units and 1,716 shares of common stock, which will be settled in common stock as the units vest.

PennyMac Financial Services director and president Doug Jones reported a tax-related share disposition tied to equity compensation. On February 14, 2026, 904 shares of common stock were withheld at $92.01 per share to cover taxes upon vesting of restricted stock units. After this, Jones held 27,510 shares directly, consisting of 25,610 restricted stock units and 1,900 common shares, which will be settled in stock as the units vest. He also reported indirect holdings of 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.

PennyMac Financial Services Chairman & CEO David Spector reported a tax-withholding disposition related to restricted stock units. On February 14, 2026, 2,987 shares of Common Stock were withheld to cover taxes upon RSU vesting at $92.01 per share. After this, he held 544,682 shares directly, consisting of 50,172 restricted stock units and 494,510 shares of Common Stock. He also reported 100,604 shares held indirectly through ST Family Investment Company LLC.

PennyMac Financial Services, Inc.'s Chief Financial Officer, Daniel Stanley Perotti, reported several equity transactions involving company securities. A Perotti-related entity, The Perotti Family Trust, completed an open-market sale of 2,925 shares of Common Stock at $93.30 per share, leaving 213,550 Common shares held indirectly after the sale.

Separately, the CFO received a grant of 71 Deferred Units at no cost, each representing the right to one share of Common Stock, which becomes payable upon his termination of employment. In connection with restricted stock unit vesting, 631 Common shares were disposed of to cover taxes, and 71 Common shares were exchanged for an equal number of Deferred Units.

PennyMac Financial Services reported that Chief Revenue Officer Abbie Tidmore received new equity awards. On February 12, 2026, she acquired 2,964 restricted stock units, bringing her total to 7,842 restricted stock units, each settling into one share of common stock as they vest. She was also granted a nonstatutory stock option for 7,530 shares at an exercise price of $91.49 per share. This option begins vesting in one-third increments on February 12, 2027, 2028, and 2029, and expires on February 11, 2036.

PennyMac Financial Services Chief Legal Officer Derek Stark reported new equity awards. On February 12, 2026, he acquired 3,142 shares of Common Stock at $0, representing a grant of restricted stock units that will vest in three equal annual installments starting one year after the grant date.

Following this grant, Stark beneficially owns 23,763 Common Stock-related units, consisting of 8,763 restricted stock units and 15,000 shares of Common Stock, all held directly. He was also granted a nonstatutory stock option for 7,981 shares with a $91.49 exercise price. This option vests one-third each on February 12, 2027, 2028 and 2029 and expires on February 11, 2036, subject to his continued service.

PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti reported equity awards in the form of stock and options. On February 12, 2026, he was granted 5,465 shares of Common Stock at a price of $0, representing restricted stock units that vest in three equal installments starting one year after the grant date and settle in an equal number of shares upon vesting.

He was also granted a nonstatutory stock option for 13,881 shares of Common Stock at an exercise price of $91.49, vesting in three equal annual installments on February 12, 2027, 2028 and 2029, subject to continued service. Following these grants, he beneficially owns 15,429 restricted stock units directly and 216,475 shares of Common Stock indirectly through The Perotti Family Trust.

PennyMac Financial Services MD and Chief Accounting Officer Gregory L. Hendry received new equity awards in the form of restricted stock units and stock options. On February 12, 2026, he was granted 314 restricted stock units at $0 cost, which will vest in three equal installments beginning on the first anniversary of the grant and settle in an equal number of common shares upon vesting.

He was also granted a nonstatutory stock option for 798 shares of common stock with a $91.49 exercise price. This option vests in three equal parts on February 12, 2027, 2028 and 2029, contingent on continued service. Following these grants, he beneficially owns 48,947 shares of common stock, consisting of 1,383 restricted stock units and 47,564 shares of common stock.

PennyMac Financial Services’ Chief Digital Officer James Follette reported new equity awards. On February 12, 2026 he received 3,825 restricted stock units of common stock at $0 cost, bringing his directly held restricted stock units to 11,163, all to be settled in an equal number of shares upon vesting.

The newly granted restricted stock units vest in three equal installments beginning on the first anniversary of the grant date. He was also granted 9,716 nonstatutory stock options with a $91.49 exercise price, vesting one-third on each of February 12, 2027, 2028 and 2029 and expiring on February 11, 2036, all held as direct ownership.

PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported new equity awards. He received 1,366 restricted stock units that will vest in three equal installments starting one year after the grant date and be settled in the same number of common shares upon vesting.

After this grant, he directly holds 5,573 common shares, consisting of 4,097 restricted stock units and 1,476 shares of common stock. He was also granted a nonstatutory stock option for 3,470 shares at an exercise price of $91.49 per share, vesting one-third on each of February 12, 2027, 2028 and 2029, with an expiration date of February 11, 2036.