PennyMac (PFSI) CRO Tidmore has 204 shares withheld for taxes

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On the vesting of restricted stock units, 204 shares of Common Stock were withheld at $90.33 per share to cover taxes, a non‑market transaction. After this withholding, Tidmore’s direct holdings total 8,956 shares of Common Stock, consisting of 6,139 restricted stock units and 2,817 directly owned shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tidmore Abbie

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2026		F		204(1)	D	$90.33	8,956(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 6,139 restricted stock units and 2,817 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Ms. Tidmore	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PennyMac Financial (PFSI) insider Abbie Tidmore report on this Form 4?

Abbie Tidmore reported a tax-related share disposition. 204 PennyMac Financial Common Stock shares were withheld to cover taxes upon restricted stock unit vesting, a routine non-market transaction that adjusted her direct holdings but did not reflect an open-market sale.

How many PennyMac Financial (PFSI) shares were disposed of for taxes by Abbie Tidmore?

Tidmore had 204 PennyMac Financial Common Stock shares withheld for taxes. The withholding occurred when restricted stock units vested, using shares instead of cash to satisfy the tax liability associated with the equity compensation vesting event.

What is Abbie Tidmore’s PennyMac Financial (PFSI) share ownership after the reported transaction?

After the transaction, Tidmore directly holds 8,956 PennyMac Financial shares. This total includes 6,139 restricted stock units plus 2,817 shares of Common Stock, reflecting both unvested equity awards and currently owned shares recorded in her direct beneficial ownership.

Was the Abbie Tidmore Form 4 transaction in PFSI an open-market sale?

No, the transaction was not an open-market sale. The Form 4 identifies code F, meaning 204 shares were withheld to pay taxes upon restricted stock unit vesting, categorized as a tax-withholding disposition rather than a discretionary sale in the market.

What type of security is involved in Abbie Tidmore’s PennyMac Financial Form 4 filing?

The filing involves PennyMac Financial Common Stock and restricted stock units. 204 Common Stock shares were withheld for taxes, and post-transaction holdings consist of 6,139 restricted stock units and 2,817 Common Stock shares held directly by Abbie Tidmore.

What does transaction code F indicate in the PennyMac Financial (PFSI) Form 4 for Abbie Tidmore?

Transaction code F indicates shares were used to pay tax obligations. In this case, 204 Common Stock shares were withheld to satisfy taxes upon restricted stock unit vesting, described as a payment of tax liability by delivering securities instead of cash.