David Spector reports multiple PFSI share sales

PFSI related parties filed Form 144 notices reporting sales of common stock.

Rhea-AI Filing Summary

PFSI related parties filed Form 144 notices reporting sales of common stock. The filing lists multiple transactions by David Spector and ST Family Investment Company LLC with dated sales in February and March 2026, showing share counts and gross proceeds for each trade. The filing also notes an acquisition described as “acquired as a gift.”

Insights

Securities Compliance Analyst

Form 144 documents proposed or recent resale transactions by affiliates, including dates, share counts, and gross proceeds.

Form 144 is a notice required when affiliates or persons selling restricted/controlled securities intend to sell under Rule 144 or have sold within the prior three months. The filing itemizes individual trades by date and gross proceeds, which helps trace resale activity.

Timing and method details are transactional; cash‑flow recipients and procedural qualifiers (for example, any holding‑period reliance) are not stated in this excerpt, so subsequent SEC filings or broker confirmations may provide final settlement details.

Key Figures

Sale on 02/19/2026: 2,336 shares Sale on 02/19/2026: 2,336 shares Sale on 02/19/2026: 7,664 shares +3 more

6 metrics

Sale on 02/19/2026 2,336 shares gross proceeds $218,980.84

Sale on 02/19/2026 2,336 shares gross proceeds $221,339.97

Sale on 02/19/2026 7,664 shares gross proceeds $726,424.58

Sale on 03/06/2026 6,860 shares gross proceeds $591,030.85

Sale on 03/06/2026 5,576 shares gross proceeds $480,713.65

Acquisition note Acquired as a gift date 06/11/2013

Key Terms

Form 144, Acquired as a gift, Common

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Acquired as a gift other

"Common | 06/11/2013 | Acquired as a gift"

Common financial

"144: Securities To Be Sold Common | Goldman Sachs & Co. LLC"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PFSI Form 144 filing show about David Spector's activity?

It documents multiple sales by David Spector in February and March 2026 with specific share counts and gross proceeds. The filing lists dated transactions and dollar amounts for each sale, giving a record of resale activity for those dates.

Which entities are listed as sellers in the PFSI Form 144 excerpt?

The excerpt lists David Spector and ST Family Investment Company LLC as sellers. Each named party has dated sales with share counts and gross proceeds reported in the table for February and March 2026.

How many shares and proceeds are shown for the 02/19/2026 transactions?

On 02/19/2026 the filing shows sales of 2,336 shares with proceeds of $218,980.84 and another 2,336 shares with proceeds of $221,339.97, plus additional 7,664 shares for $726,424.58 as listed.

Are any acquisitions or origins of the shares noted in the filing?

Yes; one line in the securities section states that shares were “Acquired as a gift” with a corresponding date of 06/11/2013, indicating the origin of that particular holding as reported in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/14/2026 - 04:53 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001275713
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 Townsgate Road Westlake Village CALIFORNIA 91361
Phone	1-818-224-7442
Name of Person for Whose Account the Securities are To Be Sold	David Spector
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10000	926700	52167770	04/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2013	Acquired as a gift	David Spector		08/01/2008	10000	06/11/2013	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	218980.84
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	221339.97
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	7664	726424.58
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	614	57566.74
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	6860	591030.85
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	5576	480713.65
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	4424	383555.05
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	5576	483397.38

144: Remarks and Signature

Remarks	The sales of shares set forth herein are made in connection with a selling plan dated 08/08/2025, that is intended to comply with Rule 10b5-1(c). 10,000 shares to be sold by ST Family Investment Company LLC.
Date of Notice	04/14/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/08/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of David Spector
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)