PennyMac vests 419 RSUs into Common Stock

PennyMac Financial Services, Inc. reported the vesting of 419 restricted stock units into Common Stock on 04/04/2026 as part of its issuer equity compensation plan.

Accepted by SEC EDGAR 04/09/2026 - 04:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. reported the vesting of 419 restricted stock units into Common Stock on 04/04/2026 as part of its issuer equity compensation plan. The filing lists these securities and the vesting event; no sale or offering amount is stated in the excerpt.

Key Figures

Vested RSUs: 419 shares Vesting date: 04/04/2026 Exchange listed: NYSE

3 metrics

Vested RSUs 419 shares vested into Common Stock on 04/04/2026

Vesting date 04/04/2026 date RSUs vested into Common Stock

Exchange listed NYSE exchange listing referenced in the excerpt (04/08/2026 line present)

Key Terms

restricted stock unit, vesting, issuer equity compensation plan, Form 144

4 terms

restricted stock unit financial

"Vesting of restricted stock unit awards"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting financial

"04/04/2026 | Vesting of restricted stock unit awards"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

issuer equity compensation plan regulatory

"Granted as part of issuer equity compensation plan"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PennyMac (PFSI) disclose in the Form 144?

The filing reports the vesting of 419 restricted stock units into Common Stock on 04/04/2026. These units were granted under the issuer equity compensation plan, and the excerpt does not show any sale proceeds or resale instructions.

Does the Form 144 show shares were sold by insiders of PFSI?

No sale is shown in the provided excerpt; it documents the vesting of RSUs rather than a market sale. The excerpt lists the vesting event and plan origin but does not list any executed resale transactions.

How many shares vested for PennyMac (PFSI) and when?

A total of 419 Common Stock shares vested on 04/04/2026. The filing ties the vesting to restricted stock unit awards granted under the company's equity compensation plan.

Were the vested shares part of compensation for PennyMac employees?

Yes. The filing states the 419 vested shares were granted as part of the issuer equity compensation plan, indicating they originated from compensation awards rather than open-market purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001025424
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	ELBAUM MARK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	419	38602.47	52167770	04/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	04/04/2026	Vesting of restricted stock unit awards	PennyMac Financial Services, Inc.			419	04/04/2026	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Mark Elbaum
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)