PFSI affiliate files Form 144 for insider sales

PFSI affiliate reported multiple disposals of Common Stock via Form 144.

Rhea-AI Filing Summary

PFSI affiliate reported multiple disposals of Common Stock via Form 144. The filing lists series of sales by David Spector and ST Family Investment Company LLC across dates in 02/19/2026, 03/06/2026 and 04/14/2026, including a 10,000-share sale on 04/14/2026 with a reported gross value of $928,027. The cover shows 51,924,875 shares outstanding as of 05/12/2026 for Common Stock on the NYSE. The transactions are recorded as dispositions by affiliated holders; timing and method details are shown per sale line items.

Insights

Securities Compliance Attorney

Form 144 lists affiliate dispositions and required broker involvement.

Form 144 is a notice of proposed sale by affiliates and includes transaction dates, share counts, and gross proceeds per line. The filing indicates sales by David Spector and an affiliated entity; it documents amounts but does not itself effectuate the sale.

Review the broker confirmations and Rule 144 holding-period compliance in underlying records; subsequent Form 4 amendments or broker statements will show final settlement details.

Equity Markets Analyst

Multiple mid‑size insider disposals are recorded across several dates.

The filings show repeated dispositions on 02/19/2026, 03/06/2026, and 04/14/2026, with per‑line proceeds reported. The largest single line in the excerpt is a 10,000‑share sale on 04/14/2026.

These are routine affiliate sales as disclosed; market impact depends on execution and trading context, which are not detailed here.

Key Figures

Shares outstanding: 51,924,875 shares Sale on 04/14/2026: 10,000 shares Sales on 02/19/2026 (example): 2,336 shares +2 more

5 metrics

Shares outstanding 51,924,875 shares as of 05/12/2026

Sale on 04/14/2026 10,000 shares reported gross proceeds $928,027

Sales on 02/19/2026 (example) 2,336 shares reported on 02/19/2026 with gross proceeds reported per line

Sales on 03/06/2026 (example) 6,860 shares reported on 03/06/2026 with per-line proceeds listed

Additional line items 5,576; 4,424; 614 shares various dates in excerpt with reported proceeds per sale

Key Terms

Form 144, affiliate dispositions, gross proceeds

3 terms

Form 144 regulatory

"Lists proposed sale details and broker/issuer header information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

affiliate dispositions regulatory

"Recorded sales by David Spector and ST Family Investment Company LLC"

gross proceeds financial

"Per-line dollar amounts such as 928,027 shown alongside share counts"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

What does the PFSI Form 144 disclose about David Spector's trades?

The filing discloses multiple disposals by David Spector on 02/19/2026, 03/06/2026, and other dates, listing share counts and gross proceeds per sale. It records sales lines such as 2,336 shares and 6,860 shares with reported dollar amounts.

How many shares were reported sold on 04/14/2026 in the PFSI excerpt?

The excerpt shows a reported sale of 10,000 shares on 04/14/2026 with a gross value of $928,027. The line appears as a disposition by an affiliated holder in the Form 144 table.

Does the Form 144 show total shares outstanding for PFSI?

Yes; the cover data lists 51,924,875 shares outstanding as of 05/12/2026 for Common Stock on the NYSE. This figure appears in the issuer/securities header of the excerpt.

Are the sales in Form 144 final or merely notices?

Form 144 entries are notices of proposed sales by affiliates, not proof of settlement. The filing lists proposed dispositions with dates and amounts; final settlement details would appear in broker records or amended insider filings.

Which entities are shown selling PFSI stock in the excerpt?

The excerpt lists sales attributed to David Spector and ST Family Investment Company LLC, each with multiple line items showing dates, share counts, and gross proceeds for specific transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/12/2026 - 05:39 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001275713
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 Townsgate Road Westlake Village CALIFORNIA 91361
Phone	1-818-224-7442
Name of Person for Whose Account the Securities are To Be Sold	David Spector
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10000	886300	51924875	05/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2013	Acquired as a gift	David Spector		08/01/2008	10000	06/11/2013	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	218980.84
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	2336	221339.97
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	7664	726424.58
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	02/19/2026	614	57566.74
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	6860	591030.85
David Spector 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	5576	480713.65
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	4424	383555.05
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	03/06/2026	5576	483397.38
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	04/14/2026	10000	928027

144: Remarks and Signature

Remarks	The sales of shares set forth herein are made in connection with a selling plan dated 08/08/2025, that is intended to comply with Rule 10b5-1(c). 10,000 shares to be sold by ST Family Investment Company LLC.
Date of Notice	05/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/08/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of David Spector
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)