PennyMac Financial (PFSI) files to sell 2,177 shares under Rule 144

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. (PFSI) filed a Rule 144 notice reporting a proposed sale of 2,177 shares of Common Stock on 07/01/2026 associated with an employee stock option cashless exercise executed via broker assistance. The filing also records a 06/22/2026 sale of 2,943 shares for $240,472.53.

Key Figures

Proposed shares to be sold: 2,177 shares Prior sale recorded: 2,943 shares Proceeds from prior sale: $240,472.53 +1 more

4 metrics

Proposed shares to be sold 2,177 shares proposed sale on 07/01/2026 via cashless exercise

Prior sale recorded 2,943 shares sale on 06/22/2026 recorded in filing

Proceeds from prior sale $240,472.53 amount shown for 06/22/2026 sale

Notice date for proposed sale 07/01/2026 date associated with the 2,177 share cashless exercise

Key Terms

Rule 144, broker‑assisted cashless exercise, Form 144

3 terms

Rule 144 regulatory

"filed a Rule 144 notice reporting a proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

broker‑assisted cashless exercise financial

"Broker assisted cashless exercise"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 07/01/2026 - 04:17 PM Accepted by SEC EDGAR 07/01/2026 - 04:16 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2177	189159.53	51924875	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	07/01/2026	Exercise of employee stock options	PennyMac Financial Services, Inc.			2177	07/01/2026	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gregory Hendry 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	06/22/2026	2943	240472.53

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does PennyMac's (PFSI) Rule 144 filing mean?

It notifies the SEC of a proposed sale under Rule 144 by an affiliate. The filing lists 2,177 shares for sale on 07/01/2026 following an employee option cashless exercise; it is a compliance notice, not a trade execution confirmation.

Who is selling shares in the PFSI Form 144 and by what method?

The filing associates the shares with a reported exercise of employee stock options and a broker‑assisted cashless exercise. It lists the issuer as PennyMac Financial Services, Inc. and the method as broker‑assisted cashless exercise on 07/01/2026.

How many shares and past sales are disclosed in the PFSI filing?

The notice reports a proposed sale of 2,177 shares on 07/01/2026 and records a prior sale of 2,943 shares on 06/22/2026 for $240,472.53. These counts are the amounts disclosed in the filing excerpt.

Does the Rule 144 filing indicate who receives proceeds from the PFSI sale?

The excerpt attributes the transaction to an employee option cashless exercise and lists broker assistance. The filing does not detail purchaser identity or specify recipient treatment of proceeds beyond the exercise description.