PennyMac CFO sells 2,925 shares via trust
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share.
Rhea-AI Filing Summary
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust and was carried out automatically under a Rule 10b5-1 trading plan adopted by the reporting person.
Following this sale, indirect holdings through the trust totaled 210,625 shares of Common Stock. Separately, Perotti holds 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock that will be delivered upon vesting of the units.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 2,925 shares
Net Sell
2 txns
Insider
Perotti Daniel Stanley
Role
Chief Financial Officer
Sold
2,925 shs ($256K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 2,925 | $87.50 | $256K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 210,625 shares (Indirect, The Perotti Family Trust);
Common Stock — 15,701 shares (Direct)
Footnotes (2)
- F1. The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.
- F2. The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Key Figures
Shares sold: 2,925 shares
Sale price: $87.50 per share
Indirect holdings after sale: 210,625 shares
+4 more
7 metrics
Shares sold
2,925 shares
Open-market sale of Common Stock
Sale price
$87.50 per share
Price for 2,925-share sale
Indirect holdings after sale
210,625 shares
Held by The Perotti Family Trust after transaction
Direct holdings
15,701 shares
Direct ownership by Daniel Perotti following reported transactions
Restricted stock units
10,409 RSUs
Part of direct holdings; settle in equal Common Stock upon vesting
Direct common shares
5,292 shares
Direct Common Stock component of Perotti’s 15,701-share holding
Net buy/sell direction
net-sell of 2,925 shares
Transaction summary for this Form 4
Key Terms
Rule 10b5-1 trading plan, restricted stock units, indirect, open-market sale, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units financial
"The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
indirect financial
"indirect ownership through The Perotti Family Trust"
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"sale of 2,925 shares of Common Stock at $87.50 per share"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What insider transaction did PFSI CFO Daniel Perotti report?
Daniel Perotti reported an open-market sale of 2,925 shares of PennyMac Financial Services Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust under a pre-established Rule 10b5-1 trading plan.
Was the PFSI CFO stock sale under a Rule 10b5-1 plan?
Yes. The sale of 2,925 PennyMac Financial Services shares occurred automatically under a Rule 10b5-1 trading plan adopted by the reporting person. Such plans pre-schedule trades, reducing the significance of the exact timing of the transaction.
What are Daniel Perotti’s direct holdings of PFSI stock?
Daniel Perotti directly holds 15,701 PennyMac Financial Services shares. This amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock, with the units settling into an equal number of shares upon vesting.
Is the PFSI CFO’s transaction mainly a sale or purchase?
The activity is mainly a sale. Transaction data show one open-market sale of 2,925 shares and no purchases, resulting in net-sell activity, while the CFO maintains substantial remaining indirect and direct ownership positions in PennyMac Financial Services.
AI-generated analysis. How Rhea-AI works. Not financial advice.
