Every Form 4 that Pennymac Finl Svcs Inc (PFSI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PFSI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PFSI filings page.
PennyMac Financial Services director and President & CMBO Doug Jones reported new equity awards. On February 12, 2026, he received 9,358 shares of Common Stock as a restricted stock unit grant at a price of $0, lifting his directly held restricted stock units to 28,414 shares, each settling into one share of Common Stock upon vesting.
Jones was also granted a nonstatutory stock option for 23,771 shares of Common Stock with an exercise price of $91.49. This option vests in three equal installments on February 12, 2027, 2028 and 2029, subject to his continued service. In addition, he beneficially owns 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.
PennyMac Financial Services Chairman & CEO David Spector reported equity awards and a share transfer. On February 12, 2026, he was granted 19,810 restricted stock units that vest in three equal annual installments and settle in the same number of common shares upon vesting.
He also received a nonstatutory stock option for 50,319 shares at an exercise price of $91.49, vesting one-third each on February 12, 2027, 2028 and 2029, subject to continued service. On February 13, 2026, 25,000 common shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, leaving 547,669 directly held shares plus 56,109 restricted stock units and 100,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services director Jonathon S. Jacobson reported an equity award of company stock. On 02/11/2026 he acquired 1,963 shares of Common Stock at $0 per share as a grant of restricted stock units for his board service.
These restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares. After this award, he beneficially owns 10,579 shares, consisting of 3,510 restricted stock units and 7,069 shares of Common Stock, all held directly.
PennyMac Financial Services director Jeffrey A. Perlowitz received an equity grant tied to his board service. On 02/11/2026, he was awarded 2,295 shares of Common Stock at a price of $0 per share, reported as an acquisition under a grant or award code.
After this award, he beneficially owns 20,302 Common Stock-related interests directly, consisting of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of shares of Common Stock upon vesting.
Tozer Theodore W reported acquisition or exercise transactions in a Form 4 filing for PFSI. The filing lists transactions totaling 1,963 shares. Following the reported transactions, holdings were 26,998 shares.
Shalett Lisa M reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services director Lisa M. Shalett reported an equity award of company stock. On 02/11/2026, she received 1,963 shares of Common Stock through a grant, at a price of $0 per share, in connection with her board service.
After this award, she beneficially owns 13,105 shares of PennyMac equity on a direct basis. This total consists of 3,510 restricted stock units and 9,595 shares of Common Stock, with the restricted stock units scheduled to vest in full on the first anniversary of the grant date.
PennyMac Financial Services director Farhad Nanji reported an equity award in the form of restricted stock units. On February 11, 2026, he acquired 1,963 shares of Common Stock at $0, representing a grant in connection with his board service.
These restricted stock units vest in full on the first anniversary of the grant date and will be settled in an equal number of Common Stock shares upon vesting. After this grant, Nanji beneficially owns 187,499 Common Stock shares directly, consisting of 3,510 restricted stock units and 183,989 shares of Common Stock, and 4,531,792 shares indirectly through MFN Partners, LP.
MCCALLION ANNE reported acquisition or exercise transactions in this Form 4 filing.
Anne McCallion, a director of PennyMac Financial Services, Inc., received a grant of 1,963 shares of Common Stock on February 11, 2026. This was an award of restricted stock units granted for her board service at a price of $0 per share, which will vest in full on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she directly beneficially owns 3,510 shares of Common Stock. In addition, 154,956 shares of Common Stock are held indirectly through The McCallion Family Trust dated 12/21/98, reflecting separate trust ownership reported as indirect beneficial ownership.
PennyMac Financial Services director Patrick Kinsella reported two equity transactions in February 2026. On February 11, 2026, he acquired 1,963 restricted stock units at $0, granted for his board service. These units will vest in full on the first anniversary of the grant and convert into the same number of common shares.
On February 12, 2026, he made an open-market purchase of 2,250 shares of PennyMac common stock at $89.15 per share. Following these transactions, he beneficially owned 34,210 common share equivalents, consisting of 3,510 restricted stock units and 30,700 shares of common stock, all held directly.
PennyMac Financial Services director Sunil Chandra reported an equity award. On 02/11/2026 he acquired 1,963 shares tied to a grant of restricted stock units at a price of $0. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.
After this award, Chandra beneficially owns 4,435 shares in total, consisting of 3,510 restricted stock units and 925 shares of common stock held directly.
PennyMac Financial Services director Farhad Nanji reported receiving 213 shares of common stock on February 2, 2026. These shares were issued in lieu of cash fees for his prior-quarter board service and are valued at $147.37 per share, under an exemption in Rule 16b-3.
After this grant, Nanji directly beneficially owned 185,536 shares, which includes restricted stock units that will settle in an equal number of shares upon vesting. He also indirectly beneficially owned 4,531,792 shares through MFN Partners, LP, reflecting a large associated holding.
PennyMac Financial Services director Joseph F. Mazzella reported receiving additional company stock as part of his board compensation. On February 2, 2026, he was awarded 226 shares of Common Stock at $147.37 per share, taken in lieu of cash fees for his non‑management director service. The filing notes this equity grant is exempt under Rule 16b-3.
After this grant, Mazzella beneficially owns 81,546 shares directly, consisting of 1,547 restricted stock units and 79,999 shares of Common Stock, with the units to settle in shares upon vesting. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.
PennyMac Financial Services director Sunil Chandra received 212 shares of Common Stock as stock compensation on February 2, 2026. The shares were issued in lieu of cash fees for his services as a non-management director for the prior quarter.
After this award, Chandra beneficially owns 2,472 equity-based instruments in total, consisting of 1,547 restricted stock units and 925 shares of Common Stock. The award is reported as a direct holding and is exempt from short-swing profit rules under Rule 16b-3.
PennyMac Financial Services Chairman & CEO David Spector reported automatic insider stock sales tied to an entity associated with him. On January 13, 2026, ST Family Investment Company LLC sold 4,872 shares of PennyMac common stock at a weighted average price of $144.81, 5,080 shares at $145.54, and 48 shares at $146.295, under a Rule 10b5-1 trading plan adopted on August 8, 2025.
After these transactions, ST Family Investment Company LLC held 100,604 PennyMac shares indirectly for Spector. He also held 552,859 shares directly, consisting of 516,560 shares of common stock and 36,299 restricted stock units that will be settled in an equal number of shares upon vesting.
PennyMac Financial Services, Inc. director Mr. Mazzella reported a change in his ownership of company stock. On 12/22/2025 he made a bona fide gift of 5,000 shares of PennyMac common stock at a reported price of $0, meaning no sale proceeds were received.
After this gift, he beneficially owns 81,320 shares directly, consisting of 1,547 restricted stock units and 79,773 common shares, which will be delivered as shares upon vesting for the restricted units. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust, maintaining a substantial overall stake in the company.
PennyMac Financial Services, Inc. officer reports option exercise and share sale. On 12/18/2025, the company’s MD and Chief Accounting Officer exercised a nonstatutory stock option for 3,530 shares of common stock at an exercise price of $11.28 per share and acquired those shares. On the same day, 3,530 shares of common stock were sold at a weighted average price of $131.64 per share.
After these transactions, the reporting person beneficially owns 48,633 shares of common stock, consisting of 1,069 restricted stock units and 47,564 shares of common stock. The filing also lists several remaining nonstatutory stock options with exercise prices ranging from $18.05 to $101.76, each vesting in annual one-third installments over specified future dates.
PennyMac Financial Services, Inc. reported that its Chairman and CEO executed pre-planned stock sales under a Rule 10b5-1 trading plan. On 12/16/2025, the reporting person sold 1,699, 2,763 and 538 shares of common stock in three separate transactions, all coded as sales. The weighted average sale prices were $129.10, $130.07 and $130.68, each representing multiple trades within stated price ranges.
Following these transactions, the reporting person beneficially owned 110,604 shares of common stock indirectly through ST Family Investment Company LLC and 552,859 shares directly, which includes 36,299 restricted stock units and 516,560 shares of common stock. The restricted stock units are to be settled in an equal number of shares of common stock upon vesting.
PennyMac Financial Services, Inc. director and President & CMBO reported a change in ownership of the company’s common stock. On 11/26/2025, the insider made a bona fide gift of 20,000 shares of common stock to a charitable organization, reported with transaction code G. The shares were held indirectly through GR Family Investments LLC.
Following this transaction, the insider reported indirect beneficial ownership of 410,000 shares of common stock through GR Family Investments LLC and 15,337 shares through The Jones Family Trust. In addition, the insider reported 19,056 restricted stock units, which are to be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI) director and officer (Director, President & CMBO) reported stock sales in a Form 4 filing. On 11/25/2025, the reporting person sold 7,421 shares of common stock at a weighted average price of $132.30 and an additional 12,579 shares at a weighted average price of $132.82, for a total of 20,000 shares sold.
After these transactions, the filing shows continued indirect ownership of 442,579 and 430,000 shares of common stock through GR Family Investments LLC, and 15,337 shares through The Jones Family Trust. It also reports 19,056 restricted stock units that will be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI) reported an insider stock transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, The Perotti Family Trust, an indirect holder for the CFO, sold 5,250 shares of common stock at a weighted average price of $126.46 and 3,525 shares at a weighted average price of $126.98, pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on June 2, 2025. After these sales, the trust held 216,475 shares of PFSI common stock indirectly. The reporting person also holds 9,964 restricted stock units, which are to be settled in an equal number of shares of common stock upon vesting.
PennyMac Financial Services (PFSI) reported insider transactions by its Chairman & CEO, who is also a Director. On 11/12/2025, sales executed under a Rule 10b5-1 trading plan resulted in two dispositions: 4,804 shares at a weighted average price of $129.24 and 196 shares at a weighted average price of $129.86.
Following these trades, reported beneficial ownership includes 552,859 securities, consisting of 36,299 restricted stock units and 516,560 shares of Common Stock. Indirect holdings are shown under ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) insider activity: On 11/10/2025, the reporting person (Director, President & CMBO) exercised 23,453 options at $11.28 and sold 23,453 common shares at a weighted average price of $127.56, with price ranges disclosed.
Following these transactions, direct holdings were 19,056 restricted stock units to be settled in shares upon vesting. Indirect holdings were 15,337 shares held by The Jones Family Trust and 450,000 shares held by GR Family Investments LLC.
PennyMac Financial Services (PFSI): A reporting officer/director filed a Form 4 for transactions on 11/05/2025. The filer exercised 4,318 stock options at $11.28 per share and sold 4,318 shares at a weighted average price of $126.09, with trades ranging from $126.00 to $126.45. Following the transactions, the filer reported 19,056 shares directly (restricted stock units scheduled to settle in shares upon vesting), plus indirect holdings of 15,337 shares via The Jones Family Trust and 450,000 shares via GR Family Investments LLC. The filer also reports multiple nonstatutory stock option grants outstanding, including 23,453 remaining at a $11.28 exercise price, with other grants expiring between 2026 and 2035.
PennyMac Financial Services (PFSI) reported an insider transfer by its Chairman & CEO pursuant to a divorce settlement. On 10/29/2025, the reporting person transferred 25,000 shares of common stock for $0 (Transaction Code J). Following the transaction, the insider beneficially owns 552,859 shares directly, consisting of 36,299 restricted stock units and 516,560 common shares. The filing also lists 120,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) reported an insider transaction by its Chief Financial Officer. On 10/24/2025, the CFO exercised options for 11,852 shares at $11.28 and 14,159 shares at $18.05, then sold shares in multiple open‑market tranches: 5,821 at $130.76, 4,072 at $132.93, 1,959 at $133.46, 10,980 at $130.60, 1,859 at $131.41, and 1,320 at $132.21.
Following these transactions, direct holdings shown were 9,964 restricted stock units, and 225,250 shares were held indirectly by The Perotti Family Trust.
PennyMac Financial Services (PFSI) director reported insider transactions. On 10/24/2025, the insider exercised 27,771 stock options at $11.28 to acquire 27,771 shares, then sold 20,544 shares at a weighted average price of $132.08 and 7,227 shares at a weighted average price of $130.06. Following these trades, direct beneficial holdings are 1,547 restricted stock units, and indirect holdings are 154,956 shares via The McCallion Family Trust dated 12/21/98.
Derivative positions now include options for 22,506 shares at an exercise price of $18.05 and 17,204 shares at $24.40; the option at $11.28 was fully exercised and now shows 0 remaining.
PennyMac Financial Services (PFSI) reported a director acquisition of 253 shares of Common Stock on 10/23/2025 at $116.57. The shares were received in lieu of cash compensation for non‑management director service and are noted as exempt under Rule 16b‑3.
Following the transaction, the director beneficially owns 185,323 shares directly, which consists of 1,547 restricted stock units and 183,776 shares of Common Stock. The filing also reports 4,531,792 shares held indirectly through MFN Partners, LP.
PennyMac Financial Services (PFSI) — Form 4: Director Mr. Mazzella acquired 270 shares of Common Stock on 10/23/2025 at $116.57 per share. The filing states these shares were received in lieu of cash compensation for non-management director services and the transaction is exempt under Rule 16b-3.
Following the transaction, he beneficially owns 86,320 shares directly, which includes 1,547 restricted stock units and 84,773 shares of Common Stock. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.
PennyMac Financial Services (PFSI): Chairman & CEO reported insider activity on 10/23/2025. He exercised 71,161 stock options (Code M) at $11.28 per share, receiving an equal number of common shares, and sold 71,161 common shares in three tranches: 14,154 at a weighted average price of $127.07, 26,503 at $127.92, and 30,504 at $128.66.
Following these transactions, he directly owned 577,859 common shares, which includes 36,299 restricted stock units to be settled in shares upon vesting, and held an additional 120,604 shares indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI): insider transaction filed on Form 4. The Chief Financial Officer reported multiple transactions on 10/22/2025, including option exercises and open‑market sales of Common Stock.
The CFO exercised 4,763 options at $11.28 and 8,347 options at $18.05, then sold shares in several tranches. Reported sales include 6,469 shares at a weighted average price of $130.19 (prices ranged from $130.00 to $130.95) and 379 shares at a weighted average price of $131.54 (prices ranged from $131.04 to $131.882). Additional smaller tranches were sold at weighted average prices reported around $132–$134.
Following these transactions, the CFO beneficially owned 9,964 shares directly as restricted stock units scheduled to settle in an equal number of shares upon vesting, and 225,250 shares indirectly through The Perotti Family Trust.
PennyMac Financial Services, Inc. (PFSI) reported that Chairman & CEO David Spector executed a set of automatic sales on 10/06/2025 under a Rule 10b5-1 trading plan adopted on 09/02/2024. The filings show five separate dispositions totaling 5,000 shares sold at weighted average prices ranging from $116.50 to $121.19, with the sale prices reported as weighted averages in specific ranges.
After these transactions the reporting person is recorded as beneficially owning 577,859 shares, comprised of 541,560 shares and 36,299 restricted stock units that vest into common stock. The Form 4 was signed by an attorney-in-fact on 10/07/2025.
David Spector, Chairman & CEO of PennyMac Financial Services, Inc. (PFSI), reported sales of common stock on 09/23/2025 under a Rule 10b5-1 trading plan adopted 09/02/2024. The Form 4 shows three non-derivative sale transactions totaling 5,000 shares at weighted-average prices in the $121.8450–$124.225 range. Each sale is reported as indirect through ST Family Investment Company LLC.
The filing also reports an aggregate holding amount identified as 577,859 shares (consisting of 541,560 shares of common stock and 36,299 restricted stock units that settle into common stock upon vesting). The form was signed by an attorney-in-fact on 09/24/2025.