PennyMac (PFSI) CAO exercises stock options and sells 3,530 shares
Rhea-AI Filing Summary
PennyMac Financial Services, Inc. officer reports option exercise and share sale. On 12/18/2025, the company’s MD and Chief Accounting Officer exercised a nonstatutory stock option for 3,530 shares of common stock at an exercise price of $11.28 per share and acquired those shares. On the same day, 3,530 shares of common stock were sold at a weighted average price of $131.64 per share.
After these transactions, the reporting person beneficially owns 48,633 shares of common stock, consisting of 1,069 restricted stock units and 47,564 shares of common stock. The filing also lists several remaining nonstatutory stock options with exercise prices ranging from $18.05 to $101.76, each vesting in annual one-third installments over specified future dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Nonstatutory Stock Option (Right to Buy) | 3,530 | $0.00 | -- |
| Exercise | Common Stock | 3,530 | $11.28 | $40K |
| Sale | Common Stock | 3,530 | $131.64 | $465K |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
Footnotes (1)
- The reported amount consists of 1,069 restricted stock units and 51,094 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. The price reported is the weighted average price of multiple transactions ranging from $131.61 to $131.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The reported amount consists of 1,069 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. This nonstatutory stock option to purchase 3,530 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 2,943 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 2,177 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 1,028 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date. This non-statutory stock option to purchase 735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through that date. This nonstatutory stock option to purchase 626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
FAQ
What insider transaction did PennyMac Financial Services (PFSI) report on this Form 4?
The MD and Chief Accounting Officer of PennyMac Financial Services, Inc. reported exercising a nonstatutory stock option for 3,530 shares of common stock and selling 3,530 shares of common stock on 12/18/2025.
What nonstatutory stock options remain outstanding for the PennyMac (PFSI) insider?
After exercising the option for 3,530 shares at $11.28, the filing shows remaining nonstatutory stock options to buy common stock including 2,943 shares at $18.05, 2,177 shares at $24.40, 1,028 shares at $60.74, 735 shares at $84.93, and 626 shares at $101.76.
How do the PennyMac (PFSI) restricted stock units work for this insider?
The filing states that the 1,069 restricted stock units are to be settled in an equal number of shares of common stock upon vesting, increasing the insider’s share ownership as they vest.
What is the role of the reporting person at PennyMac Financial Services (PFSI)?
The reporting person is listed as an officer of PennyMac Financial Services, Inc., with the title MD, Chief Accounting Officer, and files individually as one reporting person.