PennyMac director granted 1,963 shares of stock

Shalett Lisa M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Shalett Lisa M reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Financial Services director Lisa M. Shalett reported an equity award of company stock. On 02/11/2026, she received 1,963 shares of Common Stock through a grant, at a price of $0 per share, in connection with her board service.

After this award, she beneficially owns 13,105 shares of PennyMac equity on a direct basis. This total consists of 3,510 restricted stock units and 9,595 shares of Common Stock, with the restricted stock units scheduled to vest in full on the first anniversary of the grant date.

Insider Trade Summary

Grant/Award: 1,963 shares

Grant/Award 1 txn

Insider Shalett Lisa M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,963	$0.00	$0.00

Holdings After Transaction: Common Stock — 13,105 shares (Direct)

Footnotes (2)

1. F1. The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.
2. F2. The reported amount consists of 3,510 restricted stock units and 9,595 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PennyMac Financial Services (PFSI) report for Lisa M. Shalett?

Lisa M. Shalett received an equity grant of PennyMac shares. On 02/11/2026, she was awarded 1,963 shares of Common Stock at a grant price of $0 per share, reflecting compensation for her service as a director.

How many PennyMac (PFSI) shares does director Lisa M. Shalett own after this Form 4?

After the reported grant, Lisa M. Shalett beneficially owns 13,105 shares. This total is made up of 3,510 restricted stock units and 9,595 shares of Common Stock, all held in a direct ownership capacity.

What are the terms of the restricted stock units granted to Lisa M. Shalett at PennyMac (PFSI)?

The restricted stock units vest on the first anniversary of the grant date. Once vested, each of the granted units is to be settled in an equal number of PennyMac Common Stock shares, providing stock-based compensation linked to continued board service.

Was the PennyMac (PFSI) director share grant a market purchase or a compensation award?

The reported transaction is a compensation-related stock award, not a market purchase. The Form 4 lists transaction code “A” for an acquisition by grant, with 1,963 shares awarded at a price of $0 per share in connection with director duties.

Is Lisa M. Shalett’s PennyMac (PFSI) ownership direct or indirect after this transaction?

Her reported ownership is direct following this grant. The Form 4 marks the 13,105 PennyMac equity units, consisting of restricted stock units and Common Stock, under direct ownership, with no indirect holding entity disclosed in the filing excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/13/2026 - 06:30 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shalett Lisa M

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/11/2026		A		1,963(1)	A	$0	13,105(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

2. The reported amount consists of 3,510 restricted stock units and 9,595 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Ms. Shalett	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.