PennyMac (PFSI) director & officer reports $132-level stock sales

Q: At what prices were the PFSI shares sold by the reporting person?

The reporting person sold 7,421 shares at a weighted average price of $132.30 and 12,579 shares at a weighted average price of $132.82 , based on multiple trades within stated price ranges.

Q: How many PFSI shares does the insider still beneficially own after these transactions?

After the transactions, the filing shows 442,579 and 430,000 shares of common stock held indirectly through GR Family Investments LLC and 15,337 shares held indirectly through The Jones Family Trust .

Q: What restricted stock units are disclosed for the PFSI insider?

The filing discloses 19,056 restricted stock units , which are to be settled in an equal number of shares of common stock upon vesting.

Q: What is the relationship of the reporting person to PennyMac Financial Services (PFSI)?

The reporting person is identified as both a Director and an Officer of PennyMac Financial Services, Inc., with the title Director, President & CMBO .

Q: How are the PFSI shares held by the insider characterized in the filing?

The shares are reported as indirectly owned , including holdings through GR Family Investments LLC and The Jones Family Trust , plus separately disclosed restricted stock units that convert into common shares upon vesting.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. (PFSI) director and officer (Director, President & CMBO) reported stock sales in a Form 4 filing. On 11/25/2025, the reporting person sold 7,421 shares of common stock at a weighted average price of $132.30 and an additional 12,579 shares at a weighted average price of $132.82, for a total of 20,000 shares sold.

After these transactions, the filing shows continued indirect ownership of 442,579 and 430,000 shares of common stock through GR Family Investments LLC, and 15,337 shares through The Jones Family Trust. It also reports 19,056 restricted stock units that will be settled in an equal number of common shares upon vesting.

Insider Trade Summary

Net Seller: 20,000 shares ($2,652,541)

Net Sell 4 txns

Insider Jones Doug

Role Director, President & CMBO

Sold 20,000 shs ($2.65M)

Type	Security	Shares	Price	Value
Sale	Common Stock	7,421	$132.30	$982K
Sale	Common Stock	12,579	$132.82	$1.67M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 442,579 shares (Indirect, GR Family Investments LLC); Common Stock — 19,056 shares (Direct)

Footnotes (1)

The price reported is the weighted average price of multiple transactions ranging from $131.605 to $132.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions ranging from $132.605 to $133.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

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Form 4 Insider Transactions: What Each Field Means →

11/26/2025 - 05:17 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Doug

(Last)

(First)

(Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE

91361

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Director, President & CMBO

3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/25/2025		S		7,421	D	$132.3⁽¹⁾	442,579	I	GR Family Investments LLC
Common Stock	11/25/2025		S		12,579	D	$132.82⁽²⁾	430,000	I	GR Family Investments LLC
Common Stock								15,337	I	The Jones Family Trust
Common Stock								19,056⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported is the weighted average price of multiple transactions ranging from $131.605 to $132.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

2. The price reported is the weighted average price of multiple transactions ranging from $132.605 to $133.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

3. The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Jones	11/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did PFSI report in this Form 4?

The filing reports that a PennyMac Financial Services, Inc. director and officer (Director, President & CMBO) sold a total of 20,000 shares of common stock on 11/25/2025 in two separate transactions.

At what prices were the PFSI shares sold by the reporting person?

The reporting person sold 7,421 shares at a weighted average price of $132.30 and 12,579 shares at a weighted average price of $132.82, based on multiple trades within stated price ranges.

How many PFSI shares does the insider still beneficially own after these transactions?

After the transactions, the filing shows 442,579 and 430,000 shares of common stock held indirectly through GR Family Investments LLC and 15,337 shares held indirectly through The Jones Family Trust.

What restricted stock units are disclosed for the PFSI insider?

The filing discloses 19,056 restricted stock units, which are to be settled in an equal number of shares of common stock upon vesting.

What is the relationship of the reporting person to PennyMac Financial Services (PFSI)?

The reporting person is identified as both a Director and an Officer of PennyMac Financial Services, Inc., with the title Director, President & CMBO.

How are the PFSI shares held by the insider characterized in the filing?

The shares are reported as indirectly owned, including holdings through GR Family Investments LLC and The Jones Family Trust, plus separately disclosed restricted stock units that convert into common shares upon vesting.