STOCK TITAN

PennyMac (PFSI) director receives 1,963 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PennyMac Financial Services director Jonathon S. Jacobson reported an equity award of company stock. On 02/11/2026 he acquired 1,963 shares of Common Stock at $0 per share as a grant of restricted stock units for his board service.

These restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares. After this award, he beneficially owns 10,579 shares, consisting of 3,510 restricted stock units and 7,069 shares of Common Stock, all held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JACOBSON JONATHON S

(Last) (First) (Middle)
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD

(Street)
WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2026 A 1,963(1) A $0 10,579(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.
2. The reported amount consists of 3,510 restricted stock units and 7,069 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Mr. Jacobson 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PennyMac (PFSI) director Jonathon S. Jacobson report?

Jonathon S. Jacobson reported an equity award from PennyMac. On 02/11/2026 he acquired 1,963 shares of Common Stock at $0 per share as a grant of restricted stock units tied to his service as a director, rather than an open-market purchase.

How many PennyMac (PFSI) shares does Jonathon S. Jacobson own after this Form 4?

After the reported grant, Jacobson beneficially owns 10,579 shares. This total consists of 3,510 restricted stock units and 7,069 shares of Common Stock, all held directly, with the restricted stock units to be settled in an equal number of shares upon vesting.

Was the PennyMac (PFSI) Form 4 transaction a stock purchase or an award?

The transaction was a stock award, not a market purchase. The filing lists transaction code “A” for a grant, award, or other acquisition, showing 1,963 restricted stock units granted at $0 per share in connection with Jacobson’s service as a director.

When do Jonathon S. Jacobson’s newly granted PennyMac (PFSI) restricted stock units vest?

The new restricted stock units vest on the first anniversary of the grant. The filing states that the 1,963 restricted stock units will vest in full one year after the grant date and then be settled in an equal number of PennyMac common shares.

What is the structure of Jonathon S. Jacobson’s PennyMac (PFSI) holdings?

Jacobson’s holdings combine shares and restricted stock units. The reported 10,579-share beneficial ownership includes 3,510 restricted stock units plus 7,069 shares of Common Stock, with all positions reported as directly owned following the 1,963-unit grant.
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