PennyMac’s Doug Jones granted new stock awards

PennyMac Financial Services director and President & CMBO Doug Jones reported new equity awards.

Rhea-AI Filing Summary

PennyMac Financial Services director and President & CMBO Doug Jones reported new equity awards. On February 12, 2026, he received 9,358 shares of Common Stock as a restricted stock unit grant at a price of $0, lifting his directly held restricted stock units to 28,414 shares, each settling into one share of Common Stock upon vesting.

Jones was also granted a nonstatutory stock option for 23,771 shares of Common Stock with an exercise price of $91.49. This option vests in three equal installments on February 12, 2027, 2028 and 2029, subject to his continued service. In addition, he beneficially owns 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.

Insider Trade Summary

Grant/Award: 33,129 shares

Grant/Award 4 txns

Insider Jones Doug

Role Director, President & CMBO

Type	Security	Shares	Price	Value
Grant/Award	Nonstatutory Stock Option (Right to Buy)	23,771	$0.00	$0.00
Grant/Award	Common Stock	9,358	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Nonstatutory Stock Option (Right to Buy) — 23,771 contracts (Direct); Common Stock — 28,414 shares (Direct); Common Stock — 15,337 shares (Indirect, The Jones Family Trust); Common Stock — 410,000 shares (Indirect, GR Family Investments LLC)

Footnotes (3)

1. F1. The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
2. F2. The reported amount consists of 28,414 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.
3. F3. This nonstatutory stock option to purchase 23,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029 subject to the Reporting Person's continued services through each date.

FAQ

What did PFSI executive Doug Jones report in this Form 4 filing?

Doug Jones reported new equity awards from PennyMac Financial Services. He received 9,358 restricted stock units at $0 and a nonstatutory stock option for 23,771 shares at an exercise price of $91.49, both tied to future service-based vesting.

How many restricted stock units does Doug Jones now hold in PFSI?

After the February 12, 2026 grant, Doug Jones beneficially owns 28,414 restricted stock units. These units are scheduled to be settled in an equal number of shares of PennyMac Financial Services Common Stock as they vest over time, subject to the vesting schedule.

What are the terms of Doug Jones’s new stock option in PFSI?

Doug Jones received a nonstatutory stock option for 23,771 shares of PennyMac Financial Services Common Stock with a $91.49 exercise price. The option vests in three equal installments on February 12, 2027, 2028 and 2029, contingent on his continued service.

How do Doug Jones’s restricted stock units in PFSI vest?

The restricted stock units granted to Doug Jones vest in three equal installments, beginning on the first anniversary of the February 12, 2026 grant date. Each vested unit is settled in one share of PennyMac Financial Services Common Stock upon vesting, according to the filing.

What indirect PFSI share holdings are associated with Doug Jones?

Doug Jones has indirect beneficial ownership of PennyMac Financial Services shares through two entities. The filing lists 15,337 shares held via The Jones Family Trust and 410,000 shares held through GR Family Investments LLC as of the reported date.

Is Doug Jones buying or selling PFSI shares in this Form 4?

The Form 4 reflects grants and holdings, not open-market buying or selling. It reports awards of restricted stock units and a nonstatutory stock option, along with existing indirect holdings, all categorized as acquisitions or beneficial ownership positions rather than sales transactions.

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Accepted by SEC EDGAR 02/17/2026 - 06:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Doug

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, President & CMBO

3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/12/2026		A		9,358(1)	A	$0	28,414(2)	D
Common Stock								15,337	I	The Jones Family Trust
Common Stock								410,000	I	GR Family Investments LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Nonstatutory Stock Option (Right to Buy)	$91.49	02/12/2026		A		23,771		02/12/2027(3)	02/11/2036	Common Stock	23,771	$0	23,771	D

Explanation of Responses:

1. The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

2. The reported amount consists of 28,414 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

3. This nonstatutory stock option to purchase 23,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029 subject to the Reporting Person's continued services through each date.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Jones	02/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.